13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-19, with 1,961 holding rows worth $1,308,752,000.
- Accession
- 0001606587-18-000040
- Filer
- CIK 1723397
- Filed
- 2018-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,961 entries on the cover page, a total value of $1,308,752,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,308,752,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 129 | $29,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,500 | $29,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $29,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,800 | $29,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 510 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,270 | $29,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,000 | $29,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 181 | $28,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 233 | $28,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 208 | $28,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 717 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 562 | $28,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,195 | $28,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 530 | $28,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 268 | $27,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 39 | $27,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 242 | $27,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 182 | $27,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,722 | $27,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 641 | $27,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,599 | $27,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 2,000 | $27,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 606 | $27,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,041 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 670 | $27,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 157 | $26,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 297 | $26,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 700 | $26,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,180 | $26,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $26,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,712 | $26,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 292 | $26,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,780 | $26,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 500 | $26,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 342 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,020 | $26,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 400 | $26,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 515 | $26,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,545 | $26,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 14,355 | $26,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 600 | $25,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 223 | $25,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 186 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 466 | $25,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 305 | $25,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 790 | $25,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,000 | $25,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 110 | $25,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 3,000 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 280 | $25,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,830 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 489 | $25,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 624 | $24,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 506 | $24,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 217 | $24,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 273 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 292 | $24,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,721 | $24,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 917 | $24,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 48,590 | $24,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 400 | $24,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 200 | $23,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 185 | $23,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 278 | $23,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 153 | $23,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 184 | $23,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,000 | $23,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,696 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 232 | $23,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 411 | $23,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 869 | $23,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 686 | $23,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $23,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 700 | $23,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 180 | $23,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 9,025 | $23,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 63 | $22,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 131 | $22,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 343 | $22,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 148 | $22,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 800 | $22,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $22,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 302 | $22,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,282 | $22,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 500 | $22,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 691 | $22,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $22,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,370 | $22,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 950 | $22,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 350 | $21,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 188 | $21,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 281 | $21,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 533 | $21,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,023 | $21,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 600 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 405 | $21,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 106 | $21,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 334 | $21,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,412 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,100 | $21,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $21,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 950 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 626 | $21,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 2,260 | $21,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 367 | $20,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 116 | $20,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 248 | $20,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,507 | $20,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 217 | $20,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 935 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 400 | $20,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 334 | $20,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $20,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 767 | $20,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 794 | $20,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $20,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 136 | $20,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,360 | $20,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 600 | $20,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,090 | $20,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 406 | $20,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 671 | $20,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 560 | $20,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 390 | $19,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 196 | $19,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 144 | $19,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 130 | $19,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,200 | $19,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 617 | $19,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 280 | $19,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 95 | $19,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 954 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 106 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 735 | $19,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 406 | $19,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 90 | $19,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,368 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 875 | $19,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 240 | $19,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 791 | $19,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,122 | $19,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,350 | $19,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 207 | $18,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 142 | $18,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 388 | $18,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 400 | $18,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,093 | $18,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 386 | $18,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 269 | $18,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $18,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 183 | $18,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 214 | $18,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 299 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 410 | $18,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $18,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,631 | $18,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 800 | $18,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 154 | $18,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 547 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 438 | $18,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 206 | $18,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,052 | $18,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 354 | $18,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $18,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,346 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 904 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 450 | $18,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,000 | $18,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 387 | $18,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 10,000 | $18,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 398 | $17,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 251 | $17,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 250 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 220 | $17,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 101 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 262 | $17,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 360 | $17,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 575 | $17,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 196 | $17,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 380 | $17,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,327 | $17,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $17,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,410 | $17,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 500 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 754 | $17,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 182 | $17,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,000 | $17,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $17,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 369 | $17,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 405 | $17,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,950 | $17,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 114 | $16,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 890 | $16,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 354 | $16,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,115 | $16,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 181 | $16,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 850 | $16,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 592 | $16,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 455 | $16,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 138 | $16,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $16,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,017 | $16,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 987 | $16,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,999 | $16,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 546 | $16,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $16,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 385 | $15,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 133 | $15,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 171 | $15,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 255 | $15,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 374 | $15,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 178 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 689 | $15,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 539 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 530 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,136 | $15,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $15,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 225 | $15,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 799 | $15,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 300 | $15,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,773 | $15,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 500 | $15,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 13 | $14,000 | thousands by filing date | |
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| PULTE GROUP INC COM | 745867101 | Stock | 439 | $14,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,578 | $14,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 302 | $14,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 232 | $14,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 137 | $14,000 | thousands by filing date | |
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| NETAPP INC COM | 64110D104 | Stock | 255 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 444 | $14,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $14,000 | thousands by filing date | |
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| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 263 | $14,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 184 | $14,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,000 | $14,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 675 | $14,000 | thousands by filing date | |
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| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 339 | $14,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 147 | $14,000 | thousands by filing date | |
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| TEXAS | 882610108 | COMMON STOCK | 32 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,619 | $14,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 261 | $14,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $14,000 | thousands by filing date | |
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| NOKIA CORP | 654902204 | SPONSORED ADR | 2,862 | $13,000 | thousands by filing date | |
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| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 290 | $13,000 | thousands by filing date | |
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| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 842 | $13,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 216 | $13,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 300 | $13,000 | thousands by filing date | |
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| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,200 | $13,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $13,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 142 | $13,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 300 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 209 | $13,000 | thousands by filing date | |
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| TRIMBLE INC COM | 896239100 | Stock | 308 | $12,000 | thousands by filing date | |
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| GENTEX CORP COM | 371901109 | Stock | 600 | $12,000 | thousands by filing date | |
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| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 167 | $12,000 | thousands by filing date | |
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| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $12,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 204 | $12,000 | thousands by filing date | |
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| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $12,000 | thousands by filing date | |
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| COHERENT INC | 192479103 | COM | 45 | $12,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 405 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 311 | $12,000 | thousands by filing date | |
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| ILG INC | 44967H101 | COM | 422 | $12,000 | thousands by filing date | |
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| XYLEM INC COM | 98419M100 | Stock | 168 | $11,000 | thousands by filing date | |
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| NAVIENT CORPORATION COM | 63938C108 | Stock | 858 | $11,000 | thousands by filing date | |
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| AVANGRID INC | 05351W103 | COM | 208 | $10,000 | thousands by filing date | |
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| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 300 | $7,000 | thousands by filing date | |
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| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $6,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26 | $6,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 300 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 158 | $6,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 46 | $6,000 | thousands by filing date | |
| RH | 74967X103 | COM | 75 | $6,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 118 | $6,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 129 | $6,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,000 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $6,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 62 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 213 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 173 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 220 | $6,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 76 | $6,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 273 | $6,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 200 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 747 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $6,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 300 | $6,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,000 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 50 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 45 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 74 | $5,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 52 | $5,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 148 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 790 | $5,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 51 | $5,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 372 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 126 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 84 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000040 | this filing | 2018-01-19 | acceptance time not in the bulk data set |