13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-11-22, with 1,602 holding rows worth $661,030,000.
- Accession
- 0001606587-17-000723
- Filer
- CIK 1723397
- Filed
- 2017-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,603 entries on the cover page, a total value of $661,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,030,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY USA INC COM | 626755102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGEVITY CORP COM | 45688C107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON COS INC | 703395103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEATTLE GENETICS INC | 812578102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP CAP CORP | 87238Q103 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EXAR CORP | 300645108 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S G CORP | 903293405 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,701 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000723 | this filing | 2017-11-22 | acceptance time not in the bulk data set |