13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-11-22, with 1,602 holding rows worth $661,030,000.
- Accession
- 0001606587-17-000723
- Filer
- CIK 1723397
- Filed
- 2017-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,603 entries on the cover page, a total value of $661,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,030,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 634 | $64,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,207 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,697 | $64,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 2,559 | $63,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,267 | $63,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 2,188 | $63,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 700 | $62,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 576 | $62,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,512 | $62,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 392 | $62,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 898 | $61,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 4,994 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,150 | $61,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 700 | $61,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,564 | $60,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,952 | $60,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 825 | $60,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,250 | $59,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 500 | $59,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 496 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,037 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,800 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,047 | $59,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,391 | $58,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,068 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 476 | $58,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,340 | $57,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 950 | $57,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,149 | $56,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,212 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 712 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,181 | $55,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,500 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,376 | $55,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 401 | $54,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,185 | $54,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 783 | $54,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,146 | $54,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 316 | $53,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,804 | $53,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,300 | $53,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,137 | $52,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,906 | $52,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 167 | $51,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,105 | $51,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,455 | $51,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 31,590 | $51,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,484 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 850 | $50,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 392 | $49,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,893 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 680 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,283 | $48,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,460 | $48,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,187 | $48,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 936 | $47,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,586 | $47,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 586 | $47,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,330 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,116 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 802 | $47,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 449 | $46,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 65 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,397 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 392 | $46,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 255 | $46,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,100 | $46,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,750 | $46,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,099 | $46,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 395 | $45,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 588 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,437 | $45,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 726 | $45,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,000 | $45,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 3,691 | $45,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,405 | $44,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 994 | $44,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,879 | $44,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 559 | $44,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,372 | $44,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,965 | $44,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 918 | $44,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 502 | $43,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,000 | $43,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,514 | $43,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,014 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,498 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,422 | $43,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $43,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,114 | $43,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,177 | $42,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 480 | $42,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 794 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,000 | $42,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 186 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,250 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,830 | $42,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,339 | $42,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 304 | $41,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,753 | $41,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,450 | $41,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 750 | $40,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 270 | $40,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,271 | $40,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,781 | $40,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 645 | $40,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 185 | $39,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 780 | $39,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,137 | $39,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,400 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 702 | $39,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 462 | $38,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,050 | $38,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 493 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 960 | $38,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 735 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,608 | $37,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 158 | $36,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,909 | $36,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,972 | $36,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 240 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 513 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 951 | $35,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,250 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,451 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,518 | $35,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $35,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,266 | $34,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,098 | $34,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 210 | $34,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 500 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 645 | $34,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,263 | $34,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,783 | $34,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 619 | $34,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 791 | $34,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4,000 | $34,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 249 | $34,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 4,000 | $34,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 656 | $33,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,745 | $33,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 490 | $33,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 356 | $33,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 260 | $33,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,922 | $33,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 650 | $32,000 | thousands by filing date | |
| MGC | 921910873 | COM | 403 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,000 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 875 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 1,112 | $32,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 633 | $31,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,451 | $31,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,119 | $31,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 551 | $31,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 600 | $30,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 478 | $30,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 150 | $30,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 515 | $30,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 729 | $30,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,285 | $30,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 488 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $30,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 383 | $30,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 399 | $29,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 800 | $29,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 173 | $29,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 499 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,270 | $29,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 803 | $29,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 442 | $28,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 299 | $28,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $28,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 834 | $28,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 526 | $28,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 170 | $28,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,722 | $28,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 594 | $27,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 334 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 260 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,016 | $27,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 109 | $27,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 806 | $26,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 600 | $26,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 200 | $26,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 546 | $26,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 484 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,800 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 590 | $26,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 7,000 | $26,000 | thousands by filing date | principal |
| Wilshire US REIT ETF | 18383M472 | ETF | 560 | $26,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,180 | $26,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 616 | $25,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 442 | $25,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 875 | $25,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 403 | $25,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,651 | $25,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,544 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 346 | $25,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,615 | $25,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 177 | $25,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 237 | $25,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,000 | $25,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,780 | $25,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 750 | $25,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 594 | $25,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 12,000 | $25,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 258 | $24,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 292 | $24,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 334 | $24,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 417 | $24,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 700 | $24,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,582 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 438 | $24,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 600 | $23,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 115 | $23,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 600 | $23,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 238 | $23,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 539 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $23,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,438 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 625 | $23,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 242 | $23,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 816 | $23,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 671 | $23,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 400 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 215 | $22,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $22,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 261 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 377 | $22,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 594 | $22,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 282 | $22,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 640 | $22,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $22,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 337 | $22,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 11,000 | $22,000 | thousands by filing date | principal |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 650 | $22,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 409 | $21,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 469 | $21,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 141 | $21,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 124 | $21,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 105 | $21,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 606 | $21,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 17 | $21,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 334 | $21,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 281 | $21,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 945 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 280 | $21,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,300 | $21,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,625 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 5,000 | $21,000 | thousands by filing date | principal |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 1,050 | $21,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,250 | $21,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 286 | $20,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 164 | $20,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 53 | $20,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 204 | $20,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 160 | $20,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,500 | $20,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 393 | $20,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 243 | $20,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 227 | $20,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 110 | $20,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,250 | $20,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 463 | $20,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 318 | $20,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 875 | $20,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 397 | $20,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,645 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,170 | $20,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 25 | $19,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 178 | $19,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 223 | $19,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 801 | $19,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 214 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 311 | $19,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 305 | $19,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 545 | $19,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,285 | $19,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 678 | $19,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 339 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,027 | $19,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 400 | $19,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 225 | $18,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 131 | $18,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 146 | $18,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 914 | $18,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 108 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $18,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 166 | $18,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 285 | $18,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 160 | $18,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,400 | $18,000 | thousands by filing date | |
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| BEST BUY INC COM | 086516101 | Stock | 362 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 106 | $17,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 196 | $17,000 | thousands by filing date | |
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| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,094 | $17,000 | thousands by filing date | |
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| TATA MTRS LTD | 876568502 | SPONSORED ADR | 477 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 825 | $17,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 303 | $17,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 320 | $16,000 | thousands by filing date | |
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| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 290 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 333 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 353 | $16,000 | thousands by filing date | |
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| TRI CONTL CORP | 895436103 | COM | 717 | $16,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 229 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 406 | $16,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $16,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,129 | $16,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,501 | $16,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $16,000 | thousands by filing date | |
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| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,125 | $16,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 120 | $15,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 228 | $15,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 294 | $15,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 533 | $15,000 | thousands by filing date | |
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| ISHARES TR | 464287812 | US CONSM STAPLES | 130 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,554 | $15,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,616 | $15,000 | thousands by filing date | |
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| MARKETAXESS HLDGS INC | 57060D108 | COM | 82 | $15,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 786 | $15,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 367 | $15,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 920 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 801 | $15,000 | thousands by filing date | |
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| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 299 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 399 | $15,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 124 | $14,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 149 | $14,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 150 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 130 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 500 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 253 | $14,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 205 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,580 | $14,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 178 | $14,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 386 | $14,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 435 | $14,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 116 | $14,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 560 | $14,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,773 | $14,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 263 | $14,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,000 | $14,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 180 | $14,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 90 | $13,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 177 | $13,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 130 | $13,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 135 | $13,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 161 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 343 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 400 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 330 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 400 | $13,000 | thousands by filing date | |
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| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,002 | $13,000 | thousands by filing date | |
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| Concho Resources Inc. | 20605P101 | COM | 104 | $13,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 160 | $13,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,000 | $13,000 | thousands by filing date | |
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| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $13,000 | thousands by filing date | |
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| FISERV INC | 337738108 | COM | 106 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 236 | $12,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,174 | $12,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 291 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 99 | $12,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 79 | $12,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 858 | $12,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 208 | $12,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 121 | $12,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 140 | $12,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,025 | $12,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 925 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 132 | $12,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 304 | $12,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 435 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 954 | $12,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 345 | $12,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 147 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 850 | $12,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 920 | $12,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,365 | $12,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 128 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 600 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 472 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 800 | $11,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 100 | $11,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 268 | $11,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 146 | $11,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 283 | $11,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 56 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 113 | $11,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 131 | $11,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 285 | $11,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 218 | $11,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 124 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 986 | $11,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 935 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 315 | $11,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 265 | $11,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 225 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $11,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 813 | $11,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,000 | $11,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 200 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,545 | $11,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 113 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 200 | $10,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 169 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 93 | $10,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 238 | $10,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,348 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 142 | $10,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,137 | $10,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 86 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 38 | $10,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 236 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,060 | $10,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 169 | $10,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 900 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 289 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 211 | $10,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,000 | $10,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 129 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 808 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $10,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 81 | $10,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,882 | $10,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 256 | $10,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 124 | $10,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 172 | $10,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 326 | $10,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,130 | $10,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 184 | $10,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,773 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 420 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 850 | $10,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 3,607 | $10,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 200 | $10,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $10,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 91 | $9,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 269 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 154 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 193 | $9,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 78 | $9,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 136 | $9,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 303 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 675 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 70 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 285 | $9,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 115 | $9,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 300 | $9,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,272 | $9,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 192 | $9,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 417 | $9,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 857 | $9,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 300 | $9,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 797 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 195 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 381 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,000 | $9,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 532 | $9,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,000 | $9,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 182 | $8,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 51 | $8,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 168 | $8,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 232 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 66 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 274 | $8,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 533 | $8,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 225 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 110 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 298 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $8,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 502 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000723 | this filing | 2017-11-22 | acceptance time not in the bulk data set |