13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-11-22, with 1,602 holding rows worth $661,030,000.
- Accession
- 0001606587-17-000723
- Filer
- CIK 1723397
- Filed
- 2017-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,603 entries on the cover page, a total value of $661,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,030,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 500 | $8,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 145 | $8,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 208 | $8,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 487 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 310 | $8,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 254 | $8,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 107 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 515 | $8,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 468 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 346 | $8,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 170 | $8,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 193 | $8,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 850 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,185 | $8,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 155 | $8,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 3,580 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $7,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8 | $7,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 286 | $7,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 317 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 131 | $7,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 143 | $7,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 121 | $7,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 16 | $7,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 126 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 170 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 101 | $7,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 124 | $7,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 372 | $7,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 69 | $7,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 172 | $7,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 600 | $7,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 233 | $7,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 162 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 128 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 422 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 146 | $7,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 863 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 160 | $7,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 267 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 567 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 70 | $7,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 361 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 167 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 520 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 911 | $7,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 155 | $7,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 548 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 250 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 82 | $7,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 500 | $7,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 119 | $7,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $7,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 75 | $7,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 337 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 54 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 108 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 68 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 116 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 65 | $6,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 78 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 92 | $6,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $6,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 96 | $6,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $6,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 200 | $6,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 550 | $6,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 550 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 258 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $6,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 144 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 178 | $6,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 239 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 158 | $6,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 233 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 428 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 395 | $6,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 269 | $6,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 327 | $6,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 62 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 93 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 284 | $6,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 90 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,120 | $6,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 295 | $6,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 68 | $6,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 770 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 265 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 696 | $6,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 372 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 425 | $6,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 74 | $6,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 294 | $6,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 300 | $6,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 63 | $6,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 304 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 74 | $5,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 214 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 54 | $5,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 78 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 156 | $5,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 61 | $5,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 88 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $5,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 188 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 63 | $5,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 500 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 75 | $5,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 39 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 96 | $5,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 108 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 255 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47 | $5,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 721 | $5,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 84 | $5,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 94 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 159 | $5,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 690 | $5,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 63 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 500 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 57 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 190 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 400 | $5,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 141 | $5,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 68 | $5,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9 | $5,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 143 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 173 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 150 | $5,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 700 | $5,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 895 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,010 | $5,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,000 | $5,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 300 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 729 | $5,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 164 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 129 | $5,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,259 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,200 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,000 | $5,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 284 | $5,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 6,000 | $5,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 300 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,000 | $5,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000 | $5,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 45 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150 | $4,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 107 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 35 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 903 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 148 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 104 | $4,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 59 | $4,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 156 | $4,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 67 | $4,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 57 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 34 | $4,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 125 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 164 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 315 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 150 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 374 | $4,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 275 | $4,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 48 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 200 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 111 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 95 | $4,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 93 | $4,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 93 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 164 | $4,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 166 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 207 | $4,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 450 | $4,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 800 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 60 | $4,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 250 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 117 | $4,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 11 | $4,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 114 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 73 | $4,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 514 | $4,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,352 | $4,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,000 | $4,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 107 | $4,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 320 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 380 | $4,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000 | $4,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,000 | $4,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 242 | $4,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 23 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 122 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 56 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 40 | $3,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 35 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 70 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 40 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 32 | $3,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 131 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 124 | $3,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 68 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 105 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 92 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 152 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 200 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 281 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,500 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 45 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 165 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 28 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 152 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 100 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 75 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 135 | $3,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 38 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 152 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 119 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 64 | $3,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 126 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 195 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 35 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 104 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 117 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 68 | $3,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 103 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 145 | $3,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 64 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 104 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 78 | $3,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 246 | $3,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 386 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 189 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 67 | $3,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 127 | $3,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 66 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 41 | $3,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 400 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 66 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 75 | $3,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 164 | $3,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 145 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 273 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 80 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 69 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 300 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 173 | $3,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 73 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66 | $3,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 200 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,000 | $3,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 36 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 66 | $2,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 29 | $2,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 40 | $2,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 85 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 195 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 79 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 27 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 241 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 103 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 52 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 171 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 44 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 24 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 66 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 54 | $2,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 64 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 64 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10 | $2,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 47 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29 | $2,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 57 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 94 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 72 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 49 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 46 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 183 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 55 | $2,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 48 | $2,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 31 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 122 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 45 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 114 | $2,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 34 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 80 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 225 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 44 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 71 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 42 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 108 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 55 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 100 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 130 | $2,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000 | $2,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 80 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 300 | $2,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 130 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 27 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 64 | $2,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 74 | $2,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 91 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 250 | $2,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 42 | $2,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 61 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 150 | $2,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 250 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 44 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 85 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 182 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 300 | $2,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 100 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 421 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 104 | $2,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 250 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 174 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 53 | $2,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 65 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 400 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 600 | $2,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | principal |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 22 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 40 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 28 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 17 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 14 | $1,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 100 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 45 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 57 | $1,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 32 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 27 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 6 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 51 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 42 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 175 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 21 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $1,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 11 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 202 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 290 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 17 | $1,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 103 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $1,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14 | $1,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 12 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 58 | $1,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 12 | $1,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 30 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 65 | $1,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 58 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 50 | $1,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 12 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 60 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 60 | $1,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 50 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 200 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 55 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $1,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 112 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 378 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 106 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 31 | $1,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 40 | $1,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 22 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 20 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 25 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 30 | $1,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 46 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 130 | $1,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 31 | $1,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 60 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 95 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,000 | $1,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 87 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 50 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 28 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 50 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 147 | $1,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 53 | $1,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 101 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 93 | $1,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 56 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 24 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 36 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 469 | $1,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 68 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 36 | $1,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $1,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 200 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 47 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41 | $1,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 12 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $1,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66 | $1,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 13 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 250 | $1,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 41 | $1,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 130 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 144 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 340 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 56 | $1,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,000 | $1,000 | thousands by filing date | principal |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 123 | $1,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $1,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 73 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 29 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 147 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $1,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $1,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 59 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 231 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000 | $1,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $1,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 22 | $1,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 74 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-17-000723 | this filing | 2017-11-22 | acceptance time not in the bulk data set |