13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 2,751 holding rows worth $8,994,737,000.
- Accession
- 0001580642-20-003768
- Filer
- CIK 1535847
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,869 entries on the cover page, a total value of $8,994,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,994,737,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 264 | $19,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,048 | $19,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,037 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,155 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 460 | $19,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,306 | $19,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 251 | $19,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,000 | $19,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 105 | $19,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 460 | $19,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,038 | $19,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 784 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 726 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 156 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 585 | $19,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 750 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,410 | $19,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,000 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,503 | $18,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 906 | $18,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 129 | $18,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 143 | $18,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 531 | $18,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,085 | $18,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 805 | $18,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 70 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 613 | $18,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 7,965 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,243 | $18,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 710 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 983 | $18,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 334 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,804 | $18,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 227 | $18,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,995 | $18,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 338 | $18,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,536 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 1,060 | $18,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 2,004 | $18,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 727 | $18,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 551 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $17,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 659 | $17,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,533 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 361 | $17,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,675 | $17,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,144 | $17,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 650 | $17,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 570 | $17,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 291 | $17,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 218 | $17,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,500 | $17,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 160 | $17,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,600 | $17,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 166 | $17,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 485 | $17,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 236 | $17,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 147 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 138 | $17,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,002 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 522 | $17,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,001 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 271 | $17,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 581 | $16,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 181 | $16,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 410 | $16,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 258 | $16,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 853 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 158 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 278 | $16,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 76 | $16,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 172 | $16,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 577 | $16,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,500 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,236 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,227 | $16,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 318 | $16,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 834 | $16,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 59 | $16,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 293 | $16,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 543 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 655 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,034 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $16,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,538 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 200 | $16,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 314 | $15,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,085 | $15,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 250 | $15,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 261 | $15,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 64 | $15,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 156 | $15,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,357 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,082 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 367 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 928 | $15,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,000 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 505 | $15,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 548 | $15,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 660 | $15,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 70 | $15,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 466 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,173 | $15,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 326 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,536 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 712 | $15,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 790 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 88 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 401 | $14,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 468 | $14,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 296 | $14,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 379 | $14,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 99 | $14,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 155 | $14,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 263 | $14,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 59 | $14,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 236 | $14,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 61 | $14,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 839 | $14,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,020 | $14,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,180 | $14,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,195 | $14,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 149 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 515 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 745 | $14,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 292 | $14,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,007 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 547 | $14,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 208 | $14,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 345 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 505 | $14,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 424 | $14,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,595 | $14,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 275 | $14,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 285 | $14,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 565 | $14,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 267 | $14,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,886 | $14,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 337 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,373 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,137 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 439 | $14,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,474 | $14,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,633 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,865 | $14,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,902 | $14,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 1,000 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 200 | $14,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 209 | $13,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 242 | $13,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,435 | $13,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 365 | $13,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,319 | $13,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 122 | $13,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 105 | $13,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $13,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 313 | $13,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 155 | $13,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 584 | $13,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 579 | $13,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,450 | $13,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 156 | $13,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 213 | $13,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,047 | $13,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,205 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 323 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 70 | $13,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,292 | $13,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,250 | $13,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 132 | $13,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 107 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 480 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 123 | $13,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 267 | $13,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 204 | $12,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 228 | $12,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,830 | $12,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 202 | $12,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 662 | $12,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 281 | $12,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $12,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 228 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 153 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 613 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 425 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 210 | $12,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,504 | $12,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 600 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 158 | $12,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 93 | $12,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 190 | $12,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 144 | $12,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 500 | $12,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 95 | $12,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 565 | $12,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 619 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 443 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 406 | $12,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,050 | $12,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 480 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 83 | $12,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $12,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 575 | $12,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $12,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 104 | $12,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 103 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 560 | $11,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $11,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 926 | $11,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 101 | $11,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 173 | $11,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 142 | $11,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 701 | $11,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 63 | $11,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 169 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 189 | $11,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 55 | $11,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 663 | $11,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 1,000 | $11,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 438 | $11,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 147 | $11,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 399 | $11,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 765 | $11,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 334 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 517 | $11,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,446 | $11,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 657 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 230 | $11,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,764 | $11,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,933 | $11,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
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| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 408 | $10,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 436 | $10,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 329 | $10,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 48 | $10,000 | thousands by filing date | |
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| CAMECO CORP COM | 13321L108 | Stock | 1,038 | $10,000 | thousands by filing date | |
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| CARNIVAL PLC ADS | 14365C103 | ADR | 792 | $10,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 11 | $10,000 | thousands by filing date | |
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| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $10,000 | thousands by filing date | |
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| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 152 | $10,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $10,000 | thousands by filing date | |
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| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $10,000 | thousands by filing date | |
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| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 1,000 | $10,000 | thousands by filing date | |
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| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 69 | $9,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 345 | $9,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $9,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 464 | $9,000 | thousands by filing date | |
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| RBC BEARINGS INC COM | 75524B104 | Stock | 74 | $9,000 | thousands by filing date | |
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| PTC INC COM | 69370C100 | Stock | 108 | $9,000 | thousands by filing date | |
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| HNI CORP COM | 404251100 | Stock | 297 | $9,000 | thousands by filing date | |
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| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $9,000 | thousands by filing date | |
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| REGAL REXNORD CORPORATION | 758750103 | COM | 96 | $9,000 | thousands by filing date | |
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| ISHARES TR | 464287861 | EUROPE ETF | 209 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 218 | $9,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $9,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 36 | $9,000 | thousands by filing date | |
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| QURATE RETAIL INC | 74915M100 | COM SER A | 1,314 | $9,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 301 | $9,000 | thousands by filing date | |
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| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 826 | $9,000 | thousands by filing date | |
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| ATRION CORPORATION | 049904105 | COMMON STOCK | 15 | $9,000 | thousands by filing date | |
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| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $9,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $9,000 | thousands by filing date | |
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| FIFTH THIRD BANCORP COM | 316773100 | Stock | 354 | $8,000 | thousands by filing date | |
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| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,398 | $8,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 491 | $8,000 | thousands by filing date | |
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| RYDER SYS INC COM | 783549108 | Stock | 199 | $8,000 | thousands by filing date | |
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| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 148 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 156 | $8,000 | thousands by filing date | |
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| WPX ENERGY INC | 98212B103 | COM | 1,618 | $8,000 | thousands by filing date | |
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| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 224 | $8,000 | thousands by filing date | |
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| 3D PRINTING ETF | 00214Q500 | ETF | 339 | $8,000 | thousands by filing date | |
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| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 65 | $8,000 | thousands by filing date | |
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| Schwab US REIT ETF | 808524847 | SHS | 197 | $7,000 | thousands by filing date | |
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| SSR MINING IN | 784730103 | COM | 366 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 303 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 535 | $7,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 192 | $7,000 | thousands by filing date | |
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| CHURCHILL DOWNS INC | 171484108 | COM | 42 | $7,000 | thousands by filing date | |
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| DANA INC | 235825205 | COM | 542 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $7,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 375 | $7,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 586 | $7,000 | thousands by filing date | |
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| L BRANDS INC | 501797104 | COM | 218 | $7,000 | thousands by filing date | |
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| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 700 | $7,000 | thousands by filing date | |
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| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 271 | $7,000 | thousands by filing date | |
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| Apollo Global Management Inc | 03768E105 | COM CL A | 160 | $7,000 | thousands by filing date | |
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| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 500 | $7,000 | thousands by filing date | |
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| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 589 | $6,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 53 | $6,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 35 | $6,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 288 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 88 | $6,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 230 | $6,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 103 | $6,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 914 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,272 | $6,000 | thousands by filing date | |
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| F5 INC COM | 315616102 | Stock | 50 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 402 | $6,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 237 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 120 | $6,000 | thousands by filing date | |
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| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 230 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $6,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 661 | $6,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 170 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,495 | $6,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $6,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 545 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 175 | $6,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 214 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $6,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 130 | $6,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 60 | $6,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 752 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 236 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $6,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 324 | $6,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 322 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $6,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $6,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 272 | $6,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 468 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 491 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $6,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 533 | $6,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 221 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 435 | $6,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 447 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 248 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 178 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 334 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $6,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108 | $6,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 127 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 300 | $6,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 182 | $6,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,495 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 486 | $6,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 458 | $6,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 216 | $6,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 500 | $5,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,300 | $5,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 139 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,217 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 127 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 110 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 61 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-003768 | this filing | 2020-10-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004474 | base | 2021-09-15 | acceptance time not in the bulk data set |