13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 2,751 holding rows worth $8,994,737,000.
- Accession
- 0001580642-20-003768
- Filer
- CIK 1535847
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,869 entries on the cover page, a total value of $8,994,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,994,737,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 79 | $1,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 101 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 83 | $1,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 106 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 50 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 39 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 27 | $1,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 30 | $1,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 51 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 47 | $1,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 57 | $1,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10 | $1,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 34 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 27 | $1,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 19 | $1,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 12 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 39 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 78 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 57 | $1,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 20 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 170 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 50 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 118 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 52 | $1,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 81 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 176 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 17 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 28 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 83 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 197 | $1,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 231 | $1,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 49 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 95 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 374 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 45 | $1,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 101 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,000 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 45 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 48 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 81 | $1,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 300 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 55 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 200 | $1,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 363 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 45 | $1,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 67 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 384 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 208 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 181 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 227 | $1,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 19 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 79 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 60 | $1,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 35 | $1,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 24 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 835 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 450 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 53 | $1,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 600 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 921 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 196 | $1,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 104 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 60 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 97 | $1,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 150 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 101 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 700 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 297 | $1,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 40 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 21 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 80 | $1,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 500 | $1,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 140 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 12 | $1,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 126 | $1,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 67 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 500 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 120 | $1,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZSCALERINC | 98980G102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITATION HOMES INC COM | 46187W107 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNX RES CORP COM | 12653C108 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINGSTOP INC COM | 974155103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y201 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOWSERVE CORP | 34354P105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNA FINL CORP | 126117100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF ENERGY INC | 69318G106 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMH PPTYS INC | 903002103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD KINECT CORPORATION | 981475106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUPANION INC | 898202106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED ROCK RESORTS INC | 75700L108 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANKUNITED INC | 06652K103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SL GREEN REALTY CORP | 78440X101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWAGE INC | 650194103 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMER BROS CO | 307675108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 219 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURA &CO HLDG S A | 63884N108 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOLL INC | 498904200 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORELOGIC INC | 21871D103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 796 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-003768 | this filing | 2020-10-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004474 | base | 2021-09-15 | acceptance time not in the bulk data set |