13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 2,751 holding rows worth $8,994,737,000.
- Accession
- 0001580642-20-003768
- Filer
- CIK 1535847
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,869 entries on the cover page, a total value of $8,994,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,994,737,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 6,756 | $74,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 854 | $74,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 565 | $73,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 252 | $73,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 27,000 | $73,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 166 | $72,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,237 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 2,199 | $72,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 3,723 | $72,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,188 | $72,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,269 | $72,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 566 | $71,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,566 | $71,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,075 | $71,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 642 | $71,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 568 | $70,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 453 | $70,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,812 | $69,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 91 | $69,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 562 | $68,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 718 | $68,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 5,069 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,618 | $68,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 794 | $68,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,543 | $68,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,656 | $68,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 8,976 | $67,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,336 | $66,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $65,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,548 | $65,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 3,374 | $65,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 453 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,275 | $65,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 1,000 | $64,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 639 | $64,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,552 | $64,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 983 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,364 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,436 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,345 | $64,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,354 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,179 | $63,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 130 | $63,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 574 | $63,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,328 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,845 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,015 | $62,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 397 | $61,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,399 | $61,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,061 | $61,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,169 | $61,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 481 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,956 | $61,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,103 | $61,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,290 | $61,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 655 | $61,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 2,985 | $61,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,119 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 360 | $60,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 893 | $60,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 4,000 | $59,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 311 | $59,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,000 | $58,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $58,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 861 | $58,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 413 | $58,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 206 | $58,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 5,945 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,871 | $58,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,905 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 985 | $58,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,924 | $58,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,227 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 745 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 526 | $57,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 7,163 | $57,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,578 | $57,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 775 | $57,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 617 | $56,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 588 | $56,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,229 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,105 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,284 | $56,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,762 | $56,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 6,173 | $56,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 511 | $55,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,123 | $55,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 983 | $55,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,000 | $55,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,411 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,454 | $55,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,593 | $55,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 789 | $54,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,210 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 800 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,401 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,728 | $54,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,366 | $53,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 767 | $53,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 235 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,906 | $53,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 989 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,298 | $53,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 872 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,408 | $53,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,290 | $52,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,736 | $52,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 9,298 | $52,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 242 | $52,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,037 | $52,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,304 | $51,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,316 | $51,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 657 | $51,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 150 | $51,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,263 | $51,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,713 | $51,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,873 | $51,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 1,122 | $51,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 8,725 | $51,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 182 | $50,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,993 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 971 | $50,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,924 | $50,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,156 | $50,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 1,760 | $50,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 403 | $49,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 591 | $49,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,665 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,346 | $49,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,351 | $49,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 263 | $49,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 3,452 | $49,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,270 | $49,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 2,248 | $49,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 2,256 | $49,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 821 | $48,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 373 | $48,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,325 | $48,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 617 | $48,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 694 | $48,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,186 | $48,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,218 | $48,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 936 | $48,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,330 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,499 | $48,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,454 | $48,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,218 | $48,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,357 | $47,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 43 | $47,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 138 | $47,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 918 | $47,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 111 | $47,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,951 | $47,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 496 | $47,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,188 | $47,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 979 | $47,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 820 | $47,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 750 | $47,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 460 | $46,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 996 | $46,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 260 | $46,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,368 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 469 | $46,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,467 | $46,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 401 | $46,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 191 | $45,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 790 | $45,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,999 | $45,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 569 | $45,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 385 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,349 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 467 | $45,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,492 | $45,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 87 | $45,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 645 | $45,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 4,245 | $45,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 268 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 600 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 9,148 | $44,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 476 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 328 | $44,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 7,555 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 466 | $44,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 535 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 784 | $44,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,678 | $44,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,580 | $43,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 920 | $43,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 817 | $43,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29 | $43,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 558 | $43,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 728 | $43,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 408 | $43,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,363 | $43,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 215 | $42,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,469 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,346 | $42,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 881 | $41,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 90 | $41,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 545 | $41,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,255 | $41,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 464 | $41,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 360 | $41,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 515 | $41,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 3,932 | $41,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,453 | $41,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,169 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 951 | $41,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 297 | $40,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,483 | $40,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,183 | $40,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,210 | $40,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 4,279 | $40,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 503 | $40,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,706 | $40,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 754 | $40,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,530 | $40,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 46 | $39,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 523 | $39,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 723 | $39,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,572 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 935 | $39,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,433 | $39,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,926 | $39,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,150 | $39,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,853 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,598 | $39,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 301 | $38,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 216 | $38,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 198 | $38,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 633 | $38,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,012 | $38,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 209 | $38,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,583 | $38,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,089 | $38,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,846 | $38,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 356 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 764 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 964 | $37,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,980 | $37,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,023 | $36,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,900 | $36,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 253 | $36,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 868 | $36,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,960 | $36,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 201 | $36,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,142 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 631 | $36,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 555 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,021 | $36,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,591 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 229 | $36,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,500 | $35,000 | thousands by filing date | put |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 135 | $35,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 600 | $35,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,000 | $35,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 640 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 343 | $35,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,716 | $35,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,756 | $35,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,118 | $35,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,000 | $35,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 293 | $35,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 989 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,946 | $35,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 600 | $34,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 390 | $34,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 7,835 | $34,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,045 | $34,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 635 | $34,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,187 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,798 | $34,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,636 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,113 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $34,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 103 | $34,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 199 | $34,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,682 | $34,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 7,037 | $33,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 426 | $33,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 306 | $33,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 462 | $33,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 788 | $33,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,117 | $33,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $33,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 776 | $33,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,334 | $33,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 184 | $33,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 158 | $33,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 403 | $33,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,318 | $33,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 1,201 | $33,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 151 | $32,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,867 | $32,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,146 | $32,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,422 | $32,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 333 | $32,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 537 | $32,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,460 | $32,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 459 | $32,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,158 | $32,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,054 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $32,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,340 | $32,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,021 | $32,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,412 | $32,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 358 | $31,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,971 | $31,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,225 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 685 | $31,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,408 | $31,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 138 | $31,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 882 | $31,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,248 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 329 | $31,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,437 | $31,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 950 | $31,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $31,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 641 | $30,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 562 | $30,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 733 | $30,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,454 | $30,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,124 | $30,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 542 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 212 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,503 | $30,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 538 | $30,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,658 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 588 | $30,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,500 | $30,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 799 | $30,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,900 | $29,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 330 | $29,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,517 | $29,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 618 | $29,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,343 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,801 | $29,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,793 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 368 | $29,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 382 | $29,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,129 | $29,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 581 | $29,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,088 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 535 | $29,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 222 | $28,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 88 | $28,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,423 | $28,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 649 | $28,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 259 | $28,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 224 | $28,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 772 | $28,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,043 | $28,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 726 | $28,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 568 | $28,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,951 | $27,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,000 | $27,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 356 | $27,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 687 | $27,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 130 | $27,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 252 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,670 | $27,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,846 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 806 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,018 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,325 | $27,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 966 | $27,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 695 | $26,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 510 | $26,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 1,250 | $26,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 761 | $26,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 183 | $26,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 304 | $26,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 242 | $26,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,862 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 293 | $26,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,618 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,791 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,366 | $26,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 610 | $26,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 368 | $26,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,748 | $26,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 233 | $26,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 681 | $26,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000 | $26,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,036 | $25,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 120 | $25,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $25,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,875 | $25,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 637 | $25,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 901 | $25,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 263 | $25,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,838 | $25,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,000 | $25,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 500 | $25,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 604 | $25,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 341 | $25,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 330 | $25,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,562 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,000 | $25,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $25,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 870 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 202 | $24,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,098 | $24,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 383 | $24,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 394 | $24,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 670 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,191 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 423 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $24,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,635 | $24,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,177 | $24,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,445 | $24,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,463 | $24,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,305 | $24,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,100 | $24,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,005 | $24,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,370 | $24,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 178 | $23,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 511 | $23,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 475 | $23,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 184 | $23,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,834 | $23,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 734 | $23,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 254 | $23,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 136 | $23,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 382 | $23,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,063 | $23,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 69 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 507 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 359 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 791 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 536 | $23,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 541 | $23,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,850 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 358 | $23,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 6,400 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 435 | $23,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 833 | $22,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,306 | $22,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,744 | $22,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 1,100 | $22,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 265 | $22,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,408 | $22,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 216 | $22,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,825 | $22,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,963 | $22,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,682 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 189 | $22,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,255 | $22,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 383 | $22,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,205 | $22,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,239 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 851 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 479 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,056 | $22,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 120 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 316 | $22,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 184 | $21,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 190 | $21,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 73 | $21,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 548 | $21,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,278 | $21,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 207 | $21,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 327 | $21,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 45 | $21,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 348 | $21,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 500 | $21,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 403 | $21,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,792 | $21,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 381 | $21,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 315 | $21,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,917 | $21,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,737 | $21,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 700 | $21,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,320 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 380 | $21,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,088 | $21,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,290 | $21,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 200 | $20,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 230 | $20,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 220 | $20,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 668 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,693 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,466 | $20,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 473 | $20,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 205 | $20,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,090 | $20,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,914 | $20,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 462 | $20,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 120 | $20,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 194 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $20,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,671 | $20,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,729 | $20,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,890 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 199 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 314 | $20,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 900 | $19,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 87 | $19,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 54 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-003768 | this filing | 2020-10-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004474 | base | 2021-09-15 | acceptance time not in the bulk data set |