13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-27, with 2,562 holding rows worth $7,826,872,000.
- Accession
- 0001580642-20-000374
- Filer
- CIK 1535847
- Filed
- 2020-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,637 entries on the cover page, a total value of $7,826,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,826,872,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 1,500 | $14,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 122 | $13,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 325 | $13,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $13,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $13,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 148 | $13,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 396 | $13,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,443 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 688 | $13,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 612 | $13,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 213 | $13,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 981 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 561 | $13,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 787 | $13,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 261 | $13,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 315 | $13,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 956 | $13,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 963 | $13,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 174 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 521 | $13,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,347 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 668 | $13,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,152 | $13,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 871 | $13,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $13,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K205 | UNIT 99/99/9999 | 1,000 | $13,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $12,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 21 | $12,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 541 | $12,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 727 | $12,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 205 | $12,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 132 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 171 | $12,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 91 | $12,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 521 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 437 | $12,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 272 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 394 | $12,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 709 | $12,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,000 | $12,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $12,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 212 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 563 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 193 | $12,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,199 | $12,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 467 | $12,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 423 | $12,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 318 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 480 | $12,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 234 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 530 | $12,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,602 | $12,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,000 | $12,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,900 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 73 | $11,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 396 | $11,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 420 | $11,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 764 | $11,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 393 | $11,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 527 | $11,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 69 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 224 | $11,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 142 | $11,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 39 | $11,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 90 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,081 | $11,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,316 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $11,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 99 | $11,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 456 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 294 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 241 | $11,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $11,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 505 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 269 | $11,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $11,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 272 | $11,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $11,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 40,300 | $11,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 500 | $11,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,300 | $11,000 | thousands by filing date | call |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 439 | $11,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 73 | $10,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 47 | $10,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 262 | $10,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 370 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 399 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 456 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $10,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 816 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $10,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 186 | $10,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 700 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 49 | $10,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 196 | $10,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 57 | $10,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 300 | $10,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 48 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 253 | $10,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 70 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 659 | $10,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 205 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 658 | $10,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 47 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 301 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 284 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 539 | $10,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $10,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 300 | $10,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 399 | $10,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 193 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $10,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 15,000 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 1,000 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 224 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 69 | $9,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 197 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 98 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 133 | $9,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 500 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 164 | $9,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 104 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 197 | $9,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 334 | $9,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 69 | $9,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 240 | $9,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 200 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 230 | $9,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 177 | $9,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 193 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 155 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 267 | $9,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 149 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 170 | $9,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 133 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $9,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 55 | $9,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 500 | $9,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 194 | $9,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 177 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 73 | $9,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 226 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 504 | $9,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 644 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 269 | $9,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $9,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 350 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 363 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $9,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 445 | $9,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,020 | $9,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 230 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 254 | $8,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 67 | $8,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 63 | $8,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 100 | $8,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 108 | $8,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 40 | $8,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,500 | $8,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 92 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 945 | $8,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 122 | $8,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 120 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 145 | $8,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 164 | $8,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 446 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 270 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 193 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 236 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 164 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 479 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $8,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 589 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 207 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 303 | $8,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 153 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 477 | $8,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 50 | $8,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 554 | $8,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 586 | $8,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 305 | $8,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 100 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,771 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $8,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 257 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 148 | $8,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 212 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 167 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 140 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,534 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 270 | $8,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 638 | $8,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,622 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $8,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 240 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 84 | $7,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 77 | $7,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 355 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 181 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 575 | $7,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 81 | $7,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 143 | $7,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 304 | $7,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 150 | $7,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 174 | $7,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 54 | $7,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 101 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 75 | $7,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 325 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 85 | $7,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 61 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 101 | $7,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 99 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 126 | $7,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 100 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 536 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 25 | $7,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 121 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 508 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 180 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 509 | $7,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 273 | $7,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $7,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 835 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 477 | $7,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 27 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,100 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $7,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 139 | $7,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 218 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 169 | $7,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 405 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 138 | $7,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 186 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 338 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 184 | $7,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $7,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,493 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 234 | $7,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 289 | $7,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 151 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,985 | $7,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 221 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 295 | $7,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 117 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 125 | $6,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 86 | $6,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 271 | $6,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 51 | $6,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 96 | $6,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 91 | $6,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 63 | $6,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 83 | $6,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 125 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 264 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 245 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 335 | $6,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 42 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 72 | $6,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 150 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 683 | $6,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 395 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 134 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 252 | $6,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 330 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 321 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 380 | $6,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 245 | $6,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 94 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 266 | $6,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 142 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $6,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 274 | $6,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 46 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 600 | $6,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 236 | $6,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 36 | $6,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 142 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 317 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 213 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,000 | $6,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 700 | $6,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 154 | $6,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 75 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 91 | $6,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 279 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 93 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $6,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 451 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 143 | $6,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 214 | $6,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 87 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $6,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 10,000 | $6,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 192 | $5,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150 | $5,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 48 | $5,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 440 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 73 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 176 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 64 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 300 | $5,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 49 | $5,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 461 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 40 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 227 | $5,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 44 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 140 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 28 | $5,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 45 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 247 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 34 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 136 | $5,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 128 | $5,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 400 | $5,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 99 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 171 | $5,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 495 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 154 | $5,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 160 | $5,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 63 | $5,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 55 | $5,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 60 | $5,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 169 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 907 | $5,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 58 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 500 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 300 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $5,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 210 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 225 | $5,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 112 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 413 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 575 | $5,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 55 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $5,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 112 | $5,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 264 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 158 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 499 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 750 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $5,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 129 | $5,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 620 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 125 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 133 | $5,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 750 | $5,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 158 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 348 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,000 | $5,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 61 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 116 | $5,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 304 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,027 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 390 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 237 | $5,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 162 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $4,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 150 | $4,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $4,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 55 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 106 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100 | $4,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 71 | $4,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 23 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 213 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 35 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 329 | $4,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 84 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $4,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 47 | $4,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 120 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 69 | $4,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 100 | $4,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 67 | $4,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 142 | $4,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 137 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 112 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 41 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 69 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 100 | $4,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 75 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 45 | $4,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 35 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 105 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 52 | $4,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 51 | $4,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 234 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 98 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 123 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 120 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 586 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 252 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 213 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 141 | $4,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 604 | $4,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 47 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 60 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 107 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 65 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 466 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 363 | $4,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 347 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 73 | $4,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 61 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 102 | $4,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 97 | $4,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 181 | $4,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 252 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 179 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23 | $4,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 40 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 361 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 54 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 49 | $4,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 212 | $4,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 289 | $4,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 155 | $4,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 655 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 44 | $4,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,360 | $4,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 98 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 34 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 73 | $4,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 77 | $4,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 250 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 262 | $4,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22 | $4,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 46 | $4,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 265 | $4,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 162 | $4,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 175 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 134 | $4,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 153 | $4,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 298 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 164 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,000 | $4,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 266 | $4,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 250 | $4,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 57 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 600 | $4,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,000 | $4,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 109 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 796 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 9,280 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 47 | $4,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 55 | $3,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 129 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 37 | $3,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 50 | $3,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 154 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 380 | $3,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 19 | $3,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 69 | $3,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 46 | $3,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 66 | $3,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 24 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 41 | $3,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105 | $3,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 51 | $3,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 62 | $3,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 63 | $3,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 110 | $3,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 169 | $3,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 216 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 80 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 22 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 280 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-000374 | this filing | 2020-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004454 | base | 2021-09-14 | acceptance time not in the bulk data set |