13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-27, with 2,562 holding rows worth $7,826,872,000.
- Accession
- 0001580642-20-000374
- Filer
- CIK 1535847
- Filed
- 2020-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,637 entries on the cover page, a total value of $7,826,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,826,872,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEEKAY CORPORATION | Y8564W103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRC ENERGY INC | 78470V108 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGION CORP | 00770F104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORELOGIC INC | 21871D103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 7,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAILORED BRANDS INC | 87403A107 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRON SOLUTIONS INC | 59511X105 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-000374 | this filing | 2020-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004454 | base | 2021-09-14 | acceptance time not in the bulk data set |