13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-27, with 2,562 holding rows worth $7,826,872,000.
- Accession
- 0001580642-20-000374
- Filer
- CIK 1535847
- Filed
- 2020-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,637 entries on the cover page, a total value of $7,826,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,826,872,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POLARIS INC COM | 731068102 | Stock | 589 | $60,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,680 | $60,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,014 | $59,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 2,117 | $59,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,040 | $59,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,487 | $59,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 336 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,444 | $59,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 6,292 | $59,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,064 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,174 | $58,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 581 | $58,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 2,450 | $58,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 450 | $57,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,720 | $56,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,201 | $55,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 901 | $55,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,301 | $55,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 518 | $55,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 472 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 800 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,041 | $55,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,474 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,611 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 390 | $55,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 46,000 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 216 | $54,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 356 | $54,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 515 | $54,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 320 | $54,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,182 | $54,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 2,575 | $54,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,022 | $53,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 839 | $53,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 491 | $53,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,962 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,655 | $53,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 357 | $53,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 62 | $52,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,726 | $52,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 658 | $52,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,810 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,086 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 404 | $52,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,037 | $52,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 319 | $51,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 248 | $51,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,799 | $51,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 6,705 | $51,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,209 | $51,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 535 | $51,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 637 | $50,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 697 | $50,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 264 | $50,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,521 | $50,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,327 | $50,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 4,998 | $50,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,444 | $49,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,140 | $49,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 810 | $49,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,526 | $49,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,267 | $49,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 743 | $49,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 893 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1,600 | $49,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 98 | $48,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 359 | $48,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 1,832 | $47,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 261 | $47,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,570 | $47,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 2,365 | $47,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 997 | $47,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 574 | $47,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,942 | $47,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 411 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,800 | $47,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,578 | $46,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,238 | $46,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 158 | $46,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,928 | $46,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 241 | $46,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 848 | $45,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 525 | $45,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,544 | $45,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,096 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 949 | $45,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 217 | $45,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,708 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 285 | $45,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,456 | $45,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 5,628 | $45,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 513 | $44,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,236 | $44,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 864 | $44,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 609 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 557 | $44,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 780 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 460 | $44,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,701 | $44,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,834 | $44,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,174 | $44,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,654 | $44,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,679 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,511 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 784 | $44,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 247 | $43,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 389 | $43,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 73 | $43,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $43,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 1,085 | $43,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,600 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,114 | $43,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 952 | $43,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,095 | $42,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 294 | $42,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,682 | $42,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 218 | $42,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 529 | $42,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 917 | $42,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 274 | $42,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,303 | $42,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,133 | $42,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 306 | $41,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 222 | $41,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,155 | $41,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,210 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 862 | $41,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 280 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 328 | $41,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 339 | $41,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 581 | $41,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 80,000 | $41,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 448 | $40,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 168 | $40,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $40,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 457 | $40,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,948 | $40,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 647 | $40,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 109 | $40,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,000 | $40,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 805 | $40,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,000 | $40,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,046 | $40,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000 | $40,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 989 | $39,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,220 | $39,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 415 | $39,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 802 | $39,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 764 | $39,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 301 | $39,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 655 | $39,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,299 | $39,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 179 | $39,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 633 | $39,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 318 | $38,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $38,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 329 | $38,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 310 | $38,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 740 | $38,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,007 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,162 | $38,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 8,640 | $38,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,574 | $38,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 85 | $38,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 344 | $38,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,018 | $38,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 663 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,673 | $38,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 586 | $37,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 287 | $37,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 269 | $37,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 7,965 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 882 | $37,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,350 | $37,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 736 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 569 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 763 | $37,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 321 | $36,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 749 | $36,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,245 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,155 | $36,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,948 | $36,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,215 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,235 | $36,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,333 | $36,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,027 | $35,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 305 | $35,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 635 | $35,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,364 | $35,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 690 | $35,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 242 | $35,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 349 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 608 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,553 | $35,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 640 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 986 | $35,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 564 | $35,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 878 | $35,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,352 | $35,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,607 | $35,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 684 | $34,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 130 | $34,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 228 | $34,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 528 | $34,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,899 | $34,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 166 | $34,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 632 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,056 | $34,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,597 | $34,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 250 | $34,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,729 | $34,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 842 | $33,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 318 | $33,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 339 | $33,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,646 | $33,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 456 | $33,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 725 | $33,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,606 | $33,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 902 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 978 | $33,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 285 | $33,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 323 | $32,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 217 | $32,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 229 | $32,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 274 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 692 | $32,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 918 | $32,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,166 | $32,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 559 | $32,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $32,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,672 | $32,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 793 | $31,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 652 | $31,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,208 | $31,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 317 | $31,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 822 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,366 | $31,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 729 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 866 | $31,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 528 | $31,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 204 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 600 | $31,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,850 | $31,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 1,175 | $31,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,000 | $31,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 100 | $30,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 198 | $30,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,037 | $30,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 301 | $30,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,184 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 776 | $30,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 342 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 601 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 912 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 255 | $30,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 2,230 | $30,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,330 | $30,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 251 | $30,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 187 | $29,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 579 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 934 | $29,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,236 | $29,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 557 | $29,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 445 | $29,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 270 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 522 | $29,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 197 | $29,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1,000 | $29,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 98 | $29,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 275 | $28,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 700 | $28,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 406 | $28,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 500 | $28,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 600 | $28,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 607 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,213 | $28,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 304 | $28,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,433 | $28,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 321 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,120 | $28,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 86 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 275 | $28,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 257 | $27,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 879 | $27,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,018 | $27,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,690 | $27,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 258 | $27,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 573 | $27,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 3,038 | $27,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 550 | $27,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 550 | $27,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,705 | $27,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $27,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 378 | $26,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 487 | $26,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 231 | $26,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 174 | $26,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 197 | $26,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 167 | $26,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,053 | $26,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,946 | $26,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 664 | $26,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 358 | $26,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 419 | $26,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 777 | $26,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 230 | $26,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 787 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 518 | $26,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,660 | $26,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 309 | $25,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 406 | $25,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 45 | $25,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 295 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 186 | $25,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 251 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 345 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 495 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 248 | $25,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,000 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 526 | $25,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 367 | $24,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 21 | $24,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 209 | $24,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 95 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 505 | $24,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 320 | $24,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,500 | $24,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,000 | $24,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 537 | $24,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,536 | $24,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 565 | $24,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,928 | $24,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $24,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,500 | $23,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 861 | $23,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $23,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 356 | $23,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 145 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 549 | $23,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,332 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 390 | $23,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1,086 | $23,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 358 | $23,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 173 | $22,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 236 | $22,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 201 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 351 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,236 | $22,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,859 | $22,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 382 | $22,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 247 | $22,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 239 | $22,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,682 | $22,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 87 | $22,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 632 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 783 | $22,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,277 | $22,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 198 | $21,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 342 | $21,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 588 | $21,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 502 | $21,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,655 | $21,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 408 | $21,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 322 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 634 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 328 | $21,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 194 | $21,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 288 | $21,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,745 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 380 | $21,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 219 | $20,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 244 | $20,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 321 | $20,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 133 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 593 | $20,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,000 | $20,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 375 | $20,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 277 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 448 | $20,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 238 | $20,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 53 | $20,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 573 | $20,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 310 | $20,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 144 | $20,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 245 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 758 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 482 | $20,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,220 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,290 | $20,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,387 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 387 | $20,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 730 | $19,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 296 | $19,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 224 | $19,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 159 | $19,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 962 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,667 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,173 | $19,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 260 | $19,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 992 | $19,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 256 | $18,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 952 | $18,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 629 | $18,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 262 | $18,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 80 | $18,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 603 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 312 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,243 | $18,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 399 | $18,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 232 | $18,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 156 | $18,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 784 | $18,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,854 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 750 | $18,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $18,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 727 | $18,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 675 | $17,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 190 | $17,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 100 | $17,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 265 | $17,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 982 | $17,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,062 | $17,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 101 | $17,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $17,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 338 | $17,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 773 | $17,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,603 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 120 | $17,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 548 | $17,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 453 | $17,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 249 | $17,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 539 | $17,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 812 | $17,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 975 | $17,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,187 | $17,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,250 | $17,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 530 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $16,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,000 | $16,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 204 | $16,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 325 | $16,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 237 | $16,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 650 | $16,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 868 | $16,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 595 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 301 | $16,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 117 | $16,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 265 | $16,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 166 | $16,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 930 | $16,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51 | $16,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 335 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 186 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 264 | $16,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 377 | $16,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 149 | $16,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 4,789 | $16,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 585 | $16,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 840 | $16,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 759 | $16,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 373 | $15,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 81 | $15,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 299 | $15,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 244 | $15,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,851 | $15,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 454 | $15,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 117 | $15,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,357 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,724 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 745 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 597 | $15,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $15,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $15,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $15,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 240 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 500 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 461 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,015 | $15,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,342 | $15,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,400 | $15,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 73 | $14,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 200 | $14,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 101 | $14,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 94 | $14,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 223 | $14,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 300 | $14,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 221 | $14,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 172 | $14,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $14,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 204 | $14,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 178 | $14,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 203 | $14,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 524 | $14,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 92 | $14,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,050 | $14,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,200 | $14,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-000374 | this filing | 2020-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004454 | base | 2021-09-14 | acceptance time not in the bulk data set |