13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-07, with 4,860 holding rows worth $18,307,521,000.
- Accession
- 0001580642-17-002214
- Filer
- CIK 1540235
- Filed
- 2017-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 5,180 entries on the cover page, a total value of $18,307,521,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,307,521,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 15,000 | $5,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $5,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $5,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 91 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 900 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 135 | $5,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 404 | $5,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 150 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,000 | $5,000 | thousands by filing date | principal |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 4,419 | $5,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 107 | $5,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,200 | $5,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 496 | $5,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 262 | $5,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,850 | $5,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $5,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 200 | $5,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 621 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 1,000 | $5,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 150 | $5,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 1,400 | $5,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 16,806 | $5,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,000 | $4,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 98 | $4,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $4,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 36 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $4,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 160 | $4,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $4,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 177 | $4,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 157 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 120 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 80 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 195 | $4,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 104 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 200 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,402 | $4,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $4,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 124 | $4,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 565 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 214 | $4,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 53 | $4,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 250 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 50 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,000 | $4,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 389 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 100 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 300 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 607 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 63 | $4,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 285 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 56 | $4,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 134 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 122 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 144 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,000 | $4,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 109 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 655 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 120 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $4,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 305 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 500 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 136 | $4,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 914 | $4,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 353 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 611 | $4,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 109 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,350 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 163 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 200 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 767 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 384 | $4,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 300 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 500 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 932 | $4,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,000 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,300 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 158 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 314 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,475 | $4,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 308 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 399 | $4,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 10,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 68 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 160 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 39 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 300 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 331 | $4,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 250 | $4,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 350 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $4,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,000 | $4,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $4,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 295 | $4,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,000 | $4,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 200 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 9,028 | $4,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,439 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 837 | $4,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 2,000 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 4,000 | $4,000 | thousands by filing date | principal |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $4,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 510 | $4,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $4,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,000 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 151 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,500 | $3,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 1,700 | $3,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 61 | $3,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45 | $3,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 14 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $3,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,800 | $3,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,100 | $3,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 170 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 100 | $3,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 105 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 88 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 70 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 4,750 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,000 | $3,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 192 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 66 | $3,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 68 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 68 | $3,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 201 | $3,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 91 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80 | $3,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 100 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 262 | $3,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 400 | $3,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 42 | $3,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 292 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 134 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 53 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 988 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 125 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $3,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,151 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 250 | $3,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 75 | $3,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 100 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 200 | $3,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 200 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 750 | $3,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 294 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 115 | $3,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,190 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 276 | $3,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 500 | $3,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 182 | $3,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 115 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $3,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 84 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 123 | $3,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 200 | $3,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 164 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 250 | $3,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 200 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 500 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,000 | $3,000 | thousands by filing date | call |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,628 | $3,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 115 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 171 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 400 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,100 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 182 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 600 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 319 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 810 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 165 | $3,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 78 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 419 | $3,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 556 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,106 | $3,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 89 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 4,000 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 150 | $3,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 150 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,185 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 350 | $3,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 680 | $3,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 2,400 | $3,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,000 | $3,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 220 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 181 | $3,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $3,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 216 | $3,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 200 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 35,100 | $3,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 945 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $3,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 50 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 200 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,100 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 230 | $3,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 186 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 920 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 196 | $3,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 750 | $3,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 2,020 | $3,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,769 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 700 | $2,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 500 | $2,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 300 | $2,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 300 | $2,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 200 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 15,000 | $2,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 500 | $2,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 200 | $2,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 125 | $2,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 177 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $2,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 63 | $2,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 90 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 23 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15 | $2,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 42 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 181 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 120 | $2,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 41 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500 | $2,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 259 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 25 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 34 | $2,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 101 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 34 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 246 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 40 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 17 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 47 | $2,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 18 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 91 | $2,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $2,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 40 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 105 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 125 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 54 | $2,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,500 | $2,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 62 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 760 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 52 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,700 | $2,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 81 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,200 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 80 | $2,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 90 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 51 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 79 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 72 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 300 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 85 | $2,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100 | $2,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,441 | $2,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 154 | $2,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 282 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,300 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 169 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,499 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 200 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 227 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 100 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 400 | $2,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 5,000 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 52 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 49 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 50 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 320 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 55 | $2,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 900 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 54 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 49 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 142 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 54 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,600 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,533 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 300 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 108 | $2,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 100 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| NUMEREX CORP -CL A | 67053A102 | CL A | 500 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 178 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 200 | $2,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 17 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 346 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 100 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 264 | $2,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 5,000 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 200 | $2,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 100 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 278 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 2,187 | $2,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 1,659 | $2,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 12,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 600 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 150 | $2,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 134 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 385 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 133 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 211 | $2,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 100 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 625 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 1,000 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $2,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 12 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 200 | $2,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 37 | $2,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 500 | $2,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 755 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 100 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $1,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 900 | $1,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 300 | $1,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 100 | $1,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 200 | $1,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $1,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $1,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 200 | $1,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 200 | $1,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $1,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $1,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $1,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $1,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 2,500 | $1,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 250 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 30 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 300 | $1,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 24 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 100 | $1,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 200 | $1,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $1,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 500 | $1,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 63 | $1,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 300 | $1,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 40 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 65 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 100 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 200 | $1,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 400 | $1,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 1,600 | $1,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 1,755 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,000 | $1,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 397 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 37 | $1,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 900 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 56 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 150 | $1,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 100 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400 | $1,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 200 | $1,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 800 | $1,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 66 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 100 | $1,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 110 | $1,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,000 | $1,000 | thousands by filing date | call |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 22 | $1,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 294 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 80 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 500 | $1,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 14 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $1,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,000 | $1,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 70 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,000 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 20 | $1,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $1,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 300 | $1,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,700 | $1,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,000 | $1,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,000 | $1,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 42 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 300 | $1,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 47 | $1,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 20 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,000 | $1,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 67 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 6 | $1,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 26 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 42 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 800 | $1,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 54 | $1,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 93 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 54 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 35 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 200 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 150 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 30 | $1,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 49 | $1,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,300 | $1,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 225 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 105 | $1,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 120 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002214 | this filing | 2017-04-07 | acceptance time not in the bulk data set |