13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-24, with 1,277 holding rows worth $2,691,849,000.
- Accession
- 0001573876-21-000004
- Filer
- CIK 1573876
- Filed
- 2021-05-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,816 entries on the cover page, a total value of $2,691,849,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,691,849,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerInternal server error. CIK may be invalid.028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
- included managerEthic Inc.028-19978
- included managerAperio Group, LLC028-11964
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,714 | $316,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 11,791 | $316,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,163 | $314,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,340 | $314,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 36,564 | $314,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 2,249 | $312,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,502 | $312,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,269 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,932 | $311,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,480 | $310,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 23,000 | $310,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,416 | $309,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 743 | $309,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,018 | $307,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 5,645 | $307,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,150 | $306,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,979 | $306,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,140 | $305,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,491 | $305,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 4,379 | $304,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 8,344 | $302,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 7,788 | $302,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,628 | $301,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,021 | $301,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 722 | $299,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,708 | $298,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,400 | $297,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,577 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,511 | $296,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,523 | $295,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,341 | $294,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,803 | $293,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,239 | $293,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 17,056 | $293,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,618 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,073 | $292,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,916 | $292,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 9,958 | $291,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,766 | $291,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 23,797 | $291,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 34,907 | $291,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 15,524 | $291,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,276 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,374 | $288,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,202 | $287,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 7,767 | $286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,457 | $286,000 | thousands by filing date | |
| RH | 74967X103 | COM | 479 | $286,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,050 | $286,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,648 | $285,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,300 | $284,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,955 | $284,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,512 | $281,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 500 | $281,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,723 | $281,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,858 | $281,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,421 | $281,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,247 | $281,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,066 | $280,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,447 | $280,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,185 | $279,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,702 | $279,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,697 | $277,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 8,465 | $276,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 33,773 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,470 | $275,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 956 | $274,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,521 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,181 | $273,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,053 | $272,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 20,270 | $272,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,120 | $272,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,009 | $271,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 5,040 | $271,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 818 | $270,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,916 | $270,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,004 | $268,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,024 | $267,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 41,996 | $266,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 34,987 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,798 | $265,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 521 | $264,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 26,391 | $264,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 5,174 | $263,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 18,099 | $261,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 12,513 | $260,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,564 | $259,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,821 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 12,764 | $259,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,600 | $259,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 13,600 | $259,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,880 | $258,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,957 | $257,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,164 | $257,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 9,775 | $257,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 17,101 | $255,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 9,940 | $255,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 18,725 | $254,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 3,375 | $253,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,558 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 12,879 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,667 | $252,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,256 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 8,617 | $252,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,260 | $250,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,234 | $249,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,235 | $247,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 17,051 | $246,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 19,537 | $242,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 22,464 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,137 | $240,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,090 | $239,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,296 | $239,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 16,257 | $238,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,673 | $237,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,881 | $236,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,449 | $236,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,618 | $235,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,196 | $234,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 7,888 | $233,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,815 | $232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,300 | $232,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 21,179 | $232,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 777 | $231,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,424 | $230,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,382 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,402 | $229,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,505 | $228,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,571 | $227,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,969 | $226,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 25,026 | $226,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 4,248 | $226,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,787 | $225,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,766 | $225,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,870 | $223,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 972 | $223,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,201 | $223,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,422 | $222,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 326 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,413 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,190 | $222,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,000 | $222,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 7,821 | $219,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,331 | $219,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,200 | $218,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,811 | $217,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,025 | $216,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,867 | $216,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 366 | $215,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 15,466 | $215,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,235 | $214,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,967 | $214,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 11,988 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,864 | $214,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,298 | $214,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 7,627 | $213,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,977 | $213,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,465 | $212,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 4,852 | $212,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,323 | $212,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,179 | $211,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 4,377 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,247 | $210,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,224 | $209,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,797 | $208,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,616 | $208,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 3,639 | $208,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,950 | $208,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,593 | $207,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 991 | $207,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 8,638 | $207,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,248 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,470 | $206,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,442 | $205,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,920 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,416 | $205,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 7,821 | $205,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 7,481 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 7,703 | $204,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,089 | $201,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 6,221 | $201,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,403 | $200,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,661 | $200,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 33,000 | $200,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 195,000 | $199,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 10,040 | $198,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,243 | $198,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,550 | $198,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 164 | $197,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,864 | $196,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,601 | $195,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 11,591 | $194,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 13,443 | $192,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 7,605 | $188,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 19,488 | $188,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 32,600 | $188,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,664 | $186,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,684 | $185,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 11,289 | $182,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,184 | $180,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,500 | $179,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 175,000 | $179,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,202 | $177,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,074 | $177,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,214 | $175,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,078 | $170,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,500 | $167,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 33,450 | $166,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,837 | $162,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,990 | $162,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 382 | $160,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,436 | $155,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 14,408 | $153,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 38,034 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,723 | $151,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 10,653 | $150,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,943 | $148,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,748 | $147,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 16,822 | $147,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,478 | $143,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,745 | $143,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 16,978 | $143,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 38,900 | $140,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,847 | $139,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,620 | $135,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,137 | $134,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 39,315 | $133,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 32,551 | $133,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 47,881 | $131,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,850 | $127,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,062 | $125,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,397 | $124,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 21,737 | $123,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,136 | $120,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,004 | $119,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 13,440 | $119,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,613 | $117,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,345 | $110,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 9,276 | $106,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,467 | $106,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,307 | $105,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 16,610 | $102,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,331 | $102,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 13,117 | $101,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,454 | $100,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 11,680 | $99,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,250 | $97,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 4,120 | $95,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,911 | $95,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 14,736 | $90,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 40,638 | $90,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 694 | $88,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,900 | $85,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,376 | $81,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 30,075 | $74,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 14,750 | $73,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,800 | $69,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 11,500 | $68,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 21,952 | $67,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 27,081 | $61,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,105 | $60,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10,000 | $45,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,715 | $44,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 34,000 | $44,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,275 | $43,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,000 | $38,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 55 | $37,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,112 | $33,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 18,680 | $30,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 25,000 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 25,000 | $26,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,900 | $23,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 114 | $22,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 4,000 | $20,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 10,073 | $19,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $10,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 34 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-21-000004 | this filing | 2021-05-24 | acceptance time not in the bulk data set |