13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 3,671 holding rows worth $2,492,277,000.
- Accession
- 0001573876-21-000002
- Filer
- CIK 1573876
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 6,809 entries on the cover page, a total value of $2,492,277,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,492,277,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerInternal server error. CIK may be invalid.028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
- included managerEthic Inc.028-19978
- included managerAperio Group, LLC028-11964
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,359 | $27,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,138 | $27,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 811 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,105 | $27,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,571 | $27,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,261 | $27,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 1,789 | $27,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 154 | $26,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 573 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 283 | $26,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 106 | $26,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,860 | $26,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,386 | $26,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 890 | $26,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,425 | $26,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 887 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 298 | $26,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 604 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 560 | $26,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 370 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,589 | $26,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 3,199 | $26,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 151 | $26,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 1,846 | $26,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,727 | $26,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,600 | $26,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,265 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,084 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 25,000 | $26,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 400 | $25,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 308 | $25,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 796 | $25,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 521 | $25,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 678 | $25,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 263 | $25,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 600 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 744 | $25,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 315 | $25,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 666 | $25,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,334 | $25,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,800 | $25,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 539 | $25,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,113 | $25,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,425 | $25,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,927 | $25,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,718 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 748 | $25,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 775 | $25,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 3,005 | $25,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,450 | $25,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 2,959 | $25,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 25,000 | $25,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 141 | $24,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 266 | $24,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 3,100 | $24,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,200 | $24,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 864 | $24,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 937 | $24,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,461 | $24,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $24,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 200 | $24,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 500 | $24,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,596 | $24,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 500 | $24,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 866 | $24,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 3,150 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,761 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,250 | $24,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 949 | $24,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,125 | $24,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 544 | $24,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $24,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 1,350 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 371 | $24,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 820 | $24,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,687 | $24,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,230 | $24,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 368 | $23,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 111 | $23,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,070 | $23,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 374 | $23,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 619 | $23,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 365 | $23,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,234 | $23,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 400 | $23,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,864 | $23,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,807 | $23,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 513 | $23,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 5,425 | $23,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 450 | $23,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 232 | $23,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 690 | $23,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,325 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,785 | $23,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,500 | $23,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 1,387 | $23,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 600 | $23,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 500 | $22,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 506 | $22,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 458 | $22,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 150 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 204 | $22,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 493 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 669 | $22,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 353 | $22,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,300 | $22,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 287 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 260 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 478 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 625 | $22,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 1,000 | $22,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 754 | $21,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 163 | $21,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,464 | $21,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 749 | $21,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,675 | $21,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,278 | $21,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 400 | $21,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 792 | $21,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,211 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,074 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 342 | $21,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 500 | $21,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 736 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 376 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 423 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 433 | $21,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,391 | $21,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,200 | $21,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,138 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 971 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 875 | $21,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,274 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 645 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 737 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,437 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 892 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,200 | $21,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 809 | $21,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 531 | $21,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 334 | $21,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 741 | $20,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,139 | $20,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,078 | $20,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 329 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 920 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 351 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 630 | $20,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 44 | $20,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 504 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 938 | $20,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 131 | $20,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,571 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,600 | $20,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 306 | $20,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 354 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 188 | $20,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 853 | $20,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 5,000 | $20,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,800 | $19,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 751 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,984 | $19,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 430 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,159 | $19,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 233 | $19,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 438 | $19,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 217 | $19,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 223 | $19,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,399 | $19,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,114 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 600 | $19,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 482 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 320 | $19,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,240 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 433 | $19,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,200 | $19,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 694 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 750 | $19,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 4,000 | $19,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 8,307 | $19,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 392 | $18,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 100 | $18,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 114 | $18,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 416 | $18,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 570 | $18,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 331 | $18,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,400 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 935 | $18,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 750 | $18,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 262 | $18,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 244 | $18,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,005 | $18,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,517 | $18,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 580 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 343 | $18,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,500 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 536 | $17,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 122 | $17,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 737 | $17,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 826 | $17,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 861 | $17,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,375 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 109 | $17,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 649 | $17,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,000 | $17,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 577 | $17,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 429 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 480 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 745 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,004 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 182 | $17,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 168 | $16,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 63 | $16,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 680 | $16,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 58 | $16,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 600 | $16,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 200 | $16,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 636 | $16,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 118 | $16,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 219 | $16,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 542 | $16,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 125 | $16,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,332 | $16,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 250 | $16,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 552 | $16,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 162 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 6,020 | $16,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 300 | $16,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 400 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 603 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 231 | $16,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 458 | $16,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,410 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 313 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $16,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,100 | $16,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 300 | $16,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 564 | $15,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 339 | $15,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 500 | $15,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 170 | $15,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 938 | $15,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 277 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 128 | $15,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 106 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,000 | $15,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 863 | $15,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 505 | $15,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,723 | $15,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 3,748 | $15,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 200 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 100 | $15,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,173 | $15,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 336 | $15,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,016 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,007 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 217 | $15,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,685 | $15,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 678 | $15,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 934 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 876 | $15,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 370 | $15,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,000 | $15,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,619 | $15,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,007 | $15,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 315 | $15,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,125 | $15,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 2,100 | $15,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 254 | $14,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 81 | $14,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 260 | $14,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 127 | $14,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,005 | $14,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 204 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,000 | $14,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 247 | $14,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,150 | $14,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 94 | $14,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 670 | $14,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,466 | $14,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,000 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 860 | $14,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 650 | $14,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 956 | $14,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 690 | $14,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,706 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 80 | $14,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 580 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 111 | $14,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 900 | $14,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 915 | $14,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 991 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,000 | $14,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 20,500 | $14,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 600 | $14,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 3,000 | $14,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 500 | $13,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 106 | $13,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 43 | $13,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 134 | $13,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 629 | $13,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 222 | $13,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 806 | $13,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 352 | $13,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 92 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 141 | $13,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 119 | $13,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 321 | $13,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 142 | $13,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 600 | $13,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 281 | $13,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 212 | $13,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 187 | $13,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 888 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 217 | $13,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,477 | $13,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 262 | $13,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 478 | $13,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 545 | $13,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,169 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 431 | $13,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 591 | $13,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 910 | $13,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,500 | $13,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 725 | $13,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 750 | $13,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 450 | $13,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $13,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 12,722 | $13,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50 | $12,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 161 | $12,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 367 | $12,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 75 | $12,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 144 | $12,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 343 | $12,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 291 | $12,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 953 | $12,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 73 | $12,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 200 | $12,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 148 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 273 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 157 | $12,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,080 | $12,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 204 | $12,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $12,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 316 | $12,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 104 | $12,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 853 | $12,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 487 | $12,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 939 | $12,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 393 | $12,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 2,045 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 465 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 257 | $12,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 250 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 550 | $12,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 151 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 457 | $12,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 701 | $12,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 202 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 500 | $12,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,600 | $12,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,000 | $12,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 150 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 506 | $11,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 134 | $11,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 71 | $11,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 144 | $11,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 321 | $11,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 100 | $11,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 183 | $11,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 542 | $11,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 175 | $11,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 127 | $11,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 69 | $11,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,016 | $11,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,050 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 245 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 486 | $11,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 372 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 100 | $11,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 300 | $11,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 192 | $11,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 91 | $11,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 210 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 288 | $11,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $11,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,000 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 441 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 150 | $11,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,000 | $11,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 208 | $11,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 146 | $11,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 207 | $11,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 250 | $11,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 278 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 630 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 207 | $11,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 350 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 365 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 185 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 450 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,845 | $11,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 190 | $11,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 4,000 | $11,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,300 | $11,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 1,394 | $11,000 | thousands by filing date | |
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| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 667 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,148 | $10,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 228 | $10,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,110 | $10,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,712 | $10,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 128 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,481 | $10,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 666 | $10,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 112 | $10,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 145 | $10,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 503 | $10,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 176 | $10,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 882 | $10,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 328 | $10,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 254 | $10,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,152 | $10,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 300 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,800 | $10,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 972 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,003 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 699 | $10,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 100 | $10,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 351 | $10,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 4,618 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 380 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 210 | $10,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 220 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 883 | $10,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,583 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 298 | $10,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 366 | $10,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 690 | $10,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 435 | $10,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 487 | $10,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,469 | $10,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 500 | $10,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,000 | $10,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,014 | $10,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 267 | $9,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100 | $9,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 280 | $9,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,138 | $9,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 610 | $9,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 228 | $9,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 222 | $9,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 597 | $9,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 32 | $9,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 739 | $9,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 532 | $9,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 163 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 914 | $9,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 200 | $9,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 291 | $9,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,346 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 263 | $9,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 795 | $9,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 177 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 250 | $9,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 250 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 150 | $9,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 90 | $9,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 100 | $9,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 123 | $9,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 102 | $9,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 203 | $9,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 497 | $9,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 223 | $9,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 254 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,600 | $9,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,028 | $9,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 150 | $9,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 285 | $9,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 523 | $9,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 850 | $9,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 326 | $9,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1,148 | $9,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 254 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 77 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 200 | $9,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 479 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-21-000002 | this filing | 2021-02-09 | acceptance time not in the bulk data set |