13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,216 holding rows worth $1,528,750,000.
- Accession
- 0001573876-20-000004
- Filer
- CIK 1573876
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 5,809 entries on the cover page, a total value of $1,528,750,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,528,750,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLadenburg Thalmann Asset Management028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerGeoWealth Management, LLC028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVID BIOSERVICES INC | 05368M106 | COM | 7,830 | $40,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 49,708 | $40,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,200 | $40,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,163 | $39,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,129 | $39,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,085 | $39,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 345 | $39,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,031 | $39,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,290 | $39,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,586 | $39,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,001 | $39,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 2,050 | $39,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 850 | $39,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,867 | $39,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,154 | $38,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,145 | $38,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 795 | $38,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 901 | $38,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,700 | $38,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,166 | $38,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 704 | $38,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 6,276 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 715 | $38,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,000 | $38,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 4,000 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,261 | $37,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 604 | $37,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 2,193 | $37,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 550 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,560 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,467 | $37,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 638 | $37,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,499 | $37,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,067 | $37,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,079 | $37,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,824 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 311 | $37,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 82,667 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,474 | $37,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,000 | $37,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 304 | $36,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 403 | $36,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,073 | $36,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,660 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,179 | $36,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,392 | $36,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 556 | $36,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 985 | $36,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $36,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,600 | $36,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 196 | $35,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 404 | $35,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 451 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,464 | $35,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 316 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 988 | $35,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,189 | $35,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,400 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 1,266 | $35,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 220 | $35,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,000 | $35,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 252 | $34,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 578 | $34,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 215 | $34,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 206 | $34,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 427 | $34,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,347 | $34,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,100 | $34,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,641 | $34,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,223 | $34,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,721 | $34,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5,600 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,156 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1,579 | $34,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 834 | $34,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,207 | $34,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 5,727 | $34,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,192 | $34,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,064 | $34,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 339 | $33,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 635 | $33,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 818 | $33,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 403 | $33,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 7,026 | $33,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 370 | $33,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 345 | $33,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,263 | $33,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,500 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,055 | $33,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,734 | $33,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 720 | $33,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,350 | $33,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,216 | $33,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 922 | $33,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,430 | $33,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,303 | $32,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 668 | $32,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 822 | $32,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,035 | $32,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 810 | $32,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 363 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,337 | $32,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,816 | $32,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 756 | $32,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 437 | $32,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 3,000 | $32,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,057 | $32,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 266 | $32,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,218 | $32,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 619 | $32,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,391 | $32,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 5,200 | $32,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 610 | $32,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 12,450 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 278 | $32,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 638 | $31,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 495 | $31,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 470 | $31,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 717 | $31,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,062 | $31,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 372 | $31,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 427 | $31,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,765 | $31,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,405 | $31,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 373 | $31,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 819 | $31,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,180 | $31,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 540 | $30,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 244 | $30,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,007 | $30,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 1,173 | $30,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,362 | $30,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 432 | $30,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,027 | $30,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 924 | $30,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 704 | $30,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 4,200 | $30,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 157 | $30,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,011 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 338 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,137 | $30,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 676 | $30,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 600 | $29,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,468 | $29,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 736 | $29,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,060 | $29,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 662 | $29,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 674 | $29,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 500 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 800 | $29,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 23 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 23 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,330 | $29,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,500 | $29,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 212 | $29,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,022 | $29,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 293 | $29,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,312 | $29,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,050 | $29,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,866 | $29,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 17,000 | $29,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 1,305 | $29,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,800 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 495 | $28,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 144 | $28,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,978 | $28,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,226 | $28,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 286 | $28,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 305 | $28,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 491 | $28,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,285 | $28,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 724 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,042 | $28,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,776 | $28,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 41,910 | $28,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,144 | $28,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,815 | $28,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,040 | $28,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 798 | $28,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,112 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 774 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 323 | $28,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 754 | $28,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,543 | $28,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,305 | $28,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,219 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 1,305 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,265 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,250 | $28,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 8,000 | $28,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 278 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,140 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 677 | $27,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 729 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 200 | $27,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,200 | $27,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,718 | $27,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,340 | $27,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 7,419 | $27,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,374 | $27,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 408 | $27,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 6,335 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 514 | $27,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 958 | $27,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 4,402 | $27,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 5,819 | $27,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 2,949 | $27,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,000 | $27,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 1,377 | $27,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,353 | $26,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,858 | $26,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 842 | $26,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 343 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 736 | $26,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,532 | $26,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 437 | $26,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 5,347 | $26,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 430 | $26,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,158 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,169 | $26,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,131 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,448 | $26,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,963 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 969 | $26,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,385 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 530 | $26,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 7,979 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,072 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,655 | $26,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 499 | $26,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,373 | $25,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,536 | $25,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,786 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 525 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 672 | $25,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,961 | $25,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,600 | $25,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 456 | $25,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 815 | $25,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 3,088 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 744 | $25,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,505 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,124 | $25,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 348 | $25,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 616 | $25,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,975 | $25,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,102 | $25,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,915 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 489 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 523 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 875 | $25,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 640 | $24,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,403 | $24,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 400 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 943 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 336 | $24,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 315 | $24,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 942 | $24,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 585 | $24,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,326 | $24,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 992 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,124 | $24,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 268 | $24,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,269 | $24,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 777 | $24,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,276 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,150 | $24,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 707 | $24,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,365 | $24,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 168 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,812 | $24,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,047 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 731 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 492 | $24,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 7,250 | $24,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,753 | $24,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,344 | $24,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,355 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,450 | $24,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,576 | $24,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 801 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 907 | $23,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 725 | $23,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 336 | $23,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 251 | $23,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,615 | $23,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 900 | $23,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 225 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 390 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 374 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 747 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 213 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 738 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 718 | $23,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,500 | $23,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,600 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,962 | $23,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,659 | $23,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 470 | $23,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,068 | $22,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 61 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 174 | $22,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,860 | $22,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 13 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 252 | $22,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 992 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 542 | $22,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,836 | $22,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,007 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,798 | $22,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 2,950 | $22,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 212 | $22,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 482 | $22,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 252 | $22,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,084 | $22,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,687 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 24,000 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 18,000 | $22,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,663 | $22,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 21 | $22,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 200 | $21,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 249 | $21,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 205 | $21,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 475 | $21,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 390 | $21,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 489 | $21,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 803 | $21,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,400 | $21,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,205 | $21,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 575 | $21,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 693 | $21,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 769 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,362 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 103 | $21,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,020 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 293 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 250 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,376 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,381 | $21,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 255 | $21,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,727 | $21,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,887 | $21,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,846 | $21,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 703 | $21,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,811 | $21,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 400 | $21,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 1,025 | $21,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 993 | $21,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 23,032 | $21,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 24,000 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,137 | $21,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 156 | $20,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 484 | $20,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 105 | $20,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,526 | $20,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 400 | $20,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 117 | $20,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 314 | $20,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 21,811 | $20,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,420 | $20,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 480 | $20,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 176 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,668 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 662 | $20,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 893 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 493 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 748 | $20,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 4,666 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,105 | $20,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 21,000 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 216 | $20,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 133 | $19,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,300 | $19,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,121 | $19,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 486 | $19,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 476 | $19,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 151 | $19,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 324 | $19,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 318 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 344 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,755 | $19,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 379 | $19,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 155 | $19,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,446 | $19,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 621 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 396 | $19,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,302 | $19,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,153 | $19,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,892 | $19,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $19,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,289 | $19,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,800 | $19,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 343 | $19,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,719 | $19,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,269 | $19,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,650 | $19,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 282 | $19,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,228 | $19,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,831 | $19,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,598 | $19,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,000 | $19,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 352 | $19,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP COM | 165167743 | Stock | 108,314 | $19,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 392 | $18,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,300 | $18,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 200 | $18,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 242 | $18,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,543 | $18,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 437 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 411 | $18,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,000 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 193 | $18,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 305 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 767 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 552 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 220 | $18,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 365 | $18,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,387 | $18,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,586 | $18,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 740 | $18,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,208 | $18,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,410 | $18,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,538 | $18,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 126 | $18,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,037 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,802 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 630 | $18,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 920 | $18,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,125 | $18,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 611 | $18,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 606 | $18,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 340 | $18,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 5,000 | $18,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,150 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,032 | $18,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,137 | $18,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 19,000 | $18,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,455 | $17,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 294 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 434 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 473 | $17,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 261 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 376 | $17,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 467 | $17,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 377 | $17,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 348 | $17,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 2,448 | $17,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 184 | $17,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 348 | $17,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 500 | $17,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,110 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 376 | $17,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 191 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 178 | $17,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,055 | $17,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,016 | $17,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,500 | $17,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 1,191 | $17,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,463 | $17,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 456 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 328 | $17,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 570 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 421 | $17,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 403 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 600 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 371 | $17,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,084 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 472 | $17,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,298 | $17,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,299 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 21,000 | $17,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 7,000 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 750 | $17,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 236 | $17,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 250 | $16,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,000 | $16,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 512 | $16,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 87 | $16,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 190 | $16,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 627 | $16,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 191 | $16,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 515 | $16,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 324 | $16,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,907 | $16,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 566 | $16,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 685 | $16,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 153 | $16,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 296 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,211 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,365 | $16,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,459 | $16,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 167 | $16,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 750 | $16,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,434 | $16,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 184 | $16,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 209 | $16,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 756 | $16,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 253 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-20-000004 | this filing | 2020-05-15 | acceptance time not in the bulk data set |