13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 3,191 holding rows worth $1,901,460,000.
- Accession
- 0001573876-20-000001
- Filer
- CIK 1573876
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 5,497 entries on the cover page, a total value of $1,901,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,901,460,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLadenburg Thalmann Asset Management028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerNUANCE INVESTMENTS, LLC
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 95 | $7,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 147 | $7,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 469 | $7,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 84 | $7,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 210 | $7,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 58 | $7,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 188 | $7,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 465 | $7,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 81 | $7,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 850 | $7,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 414 | $7,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 302 | $7,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 332 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 134 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 184 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 480 | $7,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,050 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 281 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 106 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 613 | $7,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 130 | $7,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 178 | $7,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 146 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 690 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 300 | $7,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,200 | $7,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,500 | $7,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,000 | $7,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,300 | $7,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 203 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 181 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 947 | $7,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 123 | $6,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 41 | $6,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 643 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 525 | $6,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 185 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 90 | $6,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 575 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 123 | $6,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 191 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 50 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 185 | $6,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 268 | $6,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 105 | $6,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 166 | $6,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 200 | $6,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 337 | $6,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 345 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,250 | $6,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 88 | $6,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 182 | $6,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 72 | $6,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 54 | $6,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 67 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 66 | $6,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 41 | $6,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 350 | $6,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 350 | $6,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 87 | $6,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 599 | $6,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 139 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 610 | $6,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 231 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 309 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 222 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 250 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 467 | $6,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 104 | $6,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 104 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 176 | $6,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 186 | $6,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 314 | $6,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 180 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 244 | $6,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 286 | $6,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 91 | $6,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 88 | $6,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 166 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 50 | $6,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 388 | $6,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 261 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,000 | $6,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 1,000 | $6,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 900 | $6,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 448 | $6,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 574 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 116 | $6,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 181 | $5,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 161 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 36 | $5,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 200 | $5,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 95 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 130 | $5,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 70 | $5,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 50 | $5,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 115 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 82 | $5,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 81 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,248 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 683 | $5,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 332 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 221 | $5,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 368 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 507 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 211 | $5,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 77 | $5,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 152 | $5,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 208 | $5,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 400 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 105 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 176 | $5,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 115 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 965 | $5,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 107 | $5,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 125 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 111 | $5,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 83 | $5,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 247 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 564 | $5,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 125 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 311 | $5,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 170 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 355 | $5,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 335 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 470 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 250 | $5,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 79 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 32 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 111 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 149 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 255 | $5,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 167 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 144 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 233 | $5,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 549 | $5,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 568 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 178 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,144 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 98 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,000 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,167 | $5,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 287 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 100 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,300 | $5,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,000 | $5,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 162 | $5,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 288 | $5,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 145 | $5,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 600 | $4,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 151 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 135 | $4,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 58 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 182 | $4,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 584 | $4,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 264 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,176 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 991 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 510 | $4,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 388 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 202 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 166 | $4,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 114 | $4,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 98 | $4,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 96 | $4,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 170 | $4,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 29 | $4,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 24 | $4,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 150 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 87 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 349 | $4,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 401 | $4,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 265 | $4,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 252 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 167 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 109 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 337 | $4,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 175 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 135 | $4,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 81 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 163 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 122 | $4,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 112 | $4,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 43 | $4,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 80 | $4,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 311 | $4,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 250 | $4,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 156 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 100 | $4,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 297 | $4,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 75 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 101 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 241 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 25 | $4,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,000 | $4,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 113 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 215 | $4,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 126 | $4,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 463 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 175 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 85 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 199 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 104 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 60 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 350 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 197 | $4,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 305 | $4,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 312 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 64 | $4,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 500 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 63 | $4,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 124 | $4,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 277 | $4,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 296 | $4,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 586 | $4,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 100 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 57 | $4,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 90 | $4,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 61 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 51 | $3,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 49 | $3,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 76 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,900 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 19 | $3,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 36 | $3,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8 | $3,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 31 | $3,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 160 | $3,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 114 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 68 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 53 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 209 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 96 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 18 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 181 | $3,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100 | $3,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 97 | $3,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 23 | $3,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 490 | $3,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 288 | $3,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 129 | $3,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 160 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,000 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 42 | $3,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 400 | $3,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 200 | $3,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 159 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 138 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 101 | $3,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 90 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 36 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 101 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 72 | $3,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 95 | $3,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 34 | $3,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 64 | $3,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 41 | $3,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 23 | $3,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 178 | $3,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 145 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 100 | $3,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 84 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 105 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 43 | $3,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 39 | $3,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 63 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 410 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 136 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 101 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 600 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 79 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 254 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 56 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 100 | $3,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 500 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 450 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 101 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 99 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 157 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 44 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 102 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 72 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 76 | $3,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 186 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 52 | $3,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 23 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 115 | $3,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 27 | $3,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 119 | $3,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 725 | $3,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 120 | $3,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,100 | $3,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 59 | $3,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 100 | $3,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 415 | $3,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 240 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,275 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 500 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 150 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 160 | $3,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 120 | $3,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 200 | $3,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 105 | $3,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 82 | $3,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 107 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 225 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 101 | $3,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 146 | $3,000 | thousands by filing date | |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 97 | $3,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 77 | $2,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 38 | $2,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 37 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 46 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 117 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 33 | $2,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 55 | $2,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 47 | $2,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 20 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 177 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 86 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 15 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 48 | $2,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 32 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 54 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 26 | $2,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 151 | $2,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 184 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 26 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 13 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 46 | $2,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 26 | $2,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 29 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 83 | $2,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 41 | $2,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 70 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 16 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 104 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 54 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 45 | $2,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 37 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,500 | $2,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 130 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 219 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 304 | $2,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 76 | $2,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 157 | $2,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 100 | $2,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 28 | $2,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 130 | $2,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 100 | $2,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 40 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 150 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 760 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 109 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 26 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 500 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 21 | $2,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 91 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 100 | $2,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 38 | $2,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 30 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 131 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 68 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 70 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 79 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 870 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 173 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 48 | $2,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 64 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 64 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 240 | $2,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 78 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 203 | $2,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 68 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 39 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 167 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 32 | $2,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 100 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 1,000 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 500 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 155 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,500 | $2,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 98 | $2,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 72 | $2,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 51 | $2,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 222 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 56 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 74 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 14 | $1,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 13 | $1,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 40 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13 | $1,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 19 | $1,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 19 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 64 | $1,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14 | $1,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15 | $1,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 40 | $1,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3 | $1,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9 | $1,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 17 | $1,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 22 | $1,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 20 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 12 | $1,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20 | $1,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 15 | $1,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 35 | $1,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15 | $1,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 17 | $1,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 16 | $1,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 23 | $1,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 17 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30 | $1,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55 | $1,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 52 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 57 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 18 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 52 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 55 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 74 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 386 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 26 | $1,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 11 | $1,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8 | $1,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 52 | $1,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 24 | $1,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 66 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 29 | $1,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 50 | $1,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 19 | $1,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 58 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 14 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 6 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 47 | $1,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 14 | $1,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 61 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 116 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $1,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 9 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38 | $1,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 16 | $1,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 10 | $1,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 20 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 25 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 18 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25 | $1,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 35 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 86 | $1,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 70 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 24 | $1,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 35 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 24 | $1,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 7 | $1,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 7 | $1,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 16 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 45 | $1,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 11 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 52 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 83 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 29 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 8 | $1,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 12 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 43 | $1,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 6 | $1,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 16 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 17 | $1,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 70 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 97 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50 | $1,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 12 | $1,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 72 | $1,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 24 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 126 | $1,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3 | $1,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 15 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 29 | $1,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 50 | $1,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 30 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-20-000001 | this filing | 2020-02-04 | acceptance time not in the bulk data set |