13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 7,804 holding rows worth $438,932,585,000.
- Accession
- 0001567619-22-004096
- Filer
- CIK 1000275
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 31,532 entries on the cover page, a total value of $438,932,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,932,585,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 146 | $12,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $12,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 741 | $12,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 1,790 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $12,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,341 | $12,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 5,326 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 526 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| IRONNET INC | 46323Q105 | COM | 2,921 | $12,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,829 | $12,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 5,000 | $12,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 16,000 | $12,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 5,000 | $12,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 5,301 | $12,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 1,220 | $12,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,250 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 316 | $12,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 1,242 | $12,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 300 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 200 | $11,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 328 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 197 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $11,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,450 | $11,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,695 | $11,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,000 | $11,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 10,216 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,931 | $11,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 2,938 | $11,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,310 | $11,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $10,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 700 | $10,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 332 | $10,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 479 | $10,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 480 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 500 | $10,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,050 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 355 | $10,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,500 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $10,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 334 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $10,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 436 | $10,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,692 | $10,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 4,090 | $10,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 4,380 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,532 | $10,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 1,495 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 9,287 | $10,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 475 | $10,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 1,000 | $10,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 1,000 | $10,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 1,000 | $10,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 1,600 | $10,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,143 | $9,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 1,159 | $9,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 1,000 | $9,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 1,674 | $9,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 1,000 | $9,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 470 | $9,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 870 | $9,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 151 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 355 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 327 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 372 | $9,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,422 | $9,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,620 | $9,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 12,510 | $9,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 2,223 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $9,000 | thousands by filing date | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 3,795 | $9,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 1,407 | $9,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 1,125 | $9,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 912 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $9,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 900 | $9,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 2,232 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 12,155 | $9,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 912 | $9,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 12,793 | $9,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 100 | $9,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H351 | INSPIRE FAITH LR | 292 | $9,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 2,000 | $9,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 475 | $8,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 280 | $8,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 131 | $8,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 378 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 404 | $8,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 2,000 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 300 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $8,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,131 | $8,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 215 | $8,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,005 | $8,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 1,171 | $8,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,508 | $8,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 213 | $8,000 | thousands by filing date | principal |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 700 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 300 | $8,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 750 | $8,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,446 | $8,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 6,250 | $8,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,776 | $8,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 8,578 | $8,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,207 | $8,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 1,403 | $8,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 1,218 | $8,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 809 | $8,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,686 | $8,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 2,324 | $8,000 | thousands by filing date | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 380 | $8,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 708 | $8,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 465 | $8,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 1,640 | $8,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 833 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 8,250 | $8,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 3,000 | $8,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 270 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 807 | $7,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 358 | $7,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 702 | $7,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,855 | $7,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 290 | $7,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 1,094 | $7,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 832 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 324 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $7,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 744 | $7,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 84 | $7,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 5,000 | $7,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 1,553 | $7,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 4,000 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 232 | $7,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $7,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,140 | $7,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7,059 | $7,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 3,041 | $7,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,429 | $7,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 5,615 | $7,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $7,000 | thousands by filing date | |
| HARBOR CUSTOM | 41150T207 | PFD | 420 | $7,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 99 | $7,000 | thousands by filing date | principal |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 815 | $6,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 200 | $6,000 | thousands by filing date | put |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 1,322 | $6,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 300 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 56 | $6,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 7,999 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,846 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 198 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,000 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,018 | $6,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,071 | $6,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,753 | $6,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 205 | $6,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 1,000 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 444 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 210 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 1,895 | $6,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 4,427 | $6,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 3,862 | $6,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 775 | $6,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,000 | $6,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,020 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $6,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $6,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 13,000 | $6,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 2,000 | $6,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,148 | $6,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 1,000 | $6,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 100 | $6,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 95 | $6,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,330 | $6,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 1,854 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,027 | $6,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 2,400 | $6,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 33 | $6,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 61 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 1,100 | $6,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $6,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 125 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $5,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 171 | $5,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 300 | $5,000 | thousands by filing date | put |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 769 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $5,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| ISHARES TR | 46436E486 | IBONDS DEC 2031 | 211 | $5,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,000 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 234 | $5,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,612 | $5,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 601 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 117 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $5,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 6,000 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 120 | $5,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 1,000 | $5,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 500 | $5,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 3,454 | $5,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,242 | $5,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $5,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $5,000 | thousands by filing date | principal |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,363 | $5,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 536 | $5,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,075 | $5,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 102 | $5,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 3,000 | $5,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 3,000 | $5,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 1,184 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 534 | $5,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $5,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 500 | $5,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 490 | $5,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 800 | $5,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 1,300 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,621 | $5,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $5,000 | thousands by filing date | principal |
| AKUMIN INC | 01021F109 | COM | 2,653 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $5,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 1,000 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| Zivo Bioscience Inc | 98978N200 | COM | 1,875 | $5,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 2,000 | $5,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 190 | $5,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 101 | $4,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 686 | $4,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 315 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,788 | $4,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 85 | $4,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 176 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 140 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 250 | $4,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 38 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 94 | $4,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 500 | $4,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $4,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000 | $4,000 | thousands by filing date | principal |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 505 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 147 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 135 | $4,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 100 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 300 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 138 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,704 | $4,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $4,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 514 | $4,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,900 | $4,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 261 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $4,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 500 | $4,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $4,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,000 | $4,000 | thousands by filing date | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 150 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,200 | $4,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,948 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 800 | $4,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 597 | $4,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 921 | $4,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 2,695 | $4,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 850 | $4,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 305 | $4,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 9,136 | $4,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 145 | $4,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,284 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 6,836 | $4,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 516 | $4,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 5,189 | $4,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 67 | $4,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 575 | $4,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 373 | $4,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 500 | $4,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,000 | $4,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L203 | COM NEW | 3,000 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 28 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 11,072 | $4,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 6,062 | $4,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 1,000 | $4,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 3,313 | $4,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 1,300 | $4,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 691 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $3,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 200 | $3,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 361 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,000 | $3,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 51 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 58 | $3,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 500 | $3,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 400 | $3,000 | thousands by filing date | call |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 805 | $3,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 4,297 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 70 | $3,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 112 | $3,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $3,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 223 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 1,240 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 89 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 192 | $3,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 24 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 200 | $3,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 380 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 200 | $3,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 283 | $3,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 410 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 1,000 | $3,000 | thousands by filing date | principal |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 545 | $3,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 182 | $3,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,292 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 674 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 7,944 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,018 | $3,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 975 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $3,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 2,500 | $3,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 937 | $3,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 295 | $3,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 257 | $3,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 298 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 276 | $3,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 318 | $3,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 10,072 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 8,500 | $3,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 520 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 1,700 | $3,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 2,107 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 1,100 | $3,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 280 | $3,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,639 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 895 | $3,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 231 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | principal |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 62 | $3,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 294 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 218 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,084 | $2,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 53 | $2,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 350 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 381 | $2,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 800 | $2,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 12 | $2,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 150 | $2,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 727 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 650 | $2,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 426 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 1,126 | $2,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 5,429 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 511 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,085 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,775 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 86 | $2,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 34 | $2,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 69 | $2,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 100 | $2,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 190 | $2,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 150 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 25 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 101 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 48 | $2,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 492 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 117 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 500 | $2,000 | thousands by filing date | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 150 | $2,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 221 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 416 | $2,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 1,015 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 129 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 223 | $2,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 687 | $2,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 670 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $2,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 200 | $2,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,386 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 384 | $2,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,000 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,811 | $2,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 416 | $2,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,000 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 954 | $2,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 113 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,465 | $2,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 485 | $2,000 | thousands by filing date | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 83 | $2,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 841 | $2,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 198 | $2,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 449 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $2,000 | thousands by filing date | principal |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 1,000 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 70 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 100 | $2,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 1,000 | $2,000 | thousands by filing date | principal |
| FLORA GROWTH CORP | 339764102 | COM | 1,260 | $2,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 227 | $2,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 196 | $2,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 600 | $2,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 217 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $2,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 1,000 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 7,063 | $2,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,335 | $2,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 1,000 | $2,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,985 | $2,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 100 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 2,790 | $2,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,675 | $2,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 1,050 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 226 | $2,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 200 | $2,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 3,000 | $2,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 200 | $2,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP | 63942X114 | *W EXP 10/19/202 | 333 | $2,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 684 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 255 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 200 | $1,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 100 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 113 | $1,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 159 | $1,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 330 | $1,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 430 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 164 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,511 | $1,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 100 | $1,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 125 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 87 | $1,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 175 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 488 | $1,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 277 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004096 | this filing | 2022-02-14 | acceptance time not in the bulk data set |