13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 7,804 holding rows worth $438,932,585,000.
- Accession
- 0001567619-22-004096
- Filer
- CIK 1000275
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 31,532 entries on the cover page, a total value of $438,932,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,932,585,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,575 | $40,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 500 | $40,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,679 | $40,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,200 | $40,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,499 | $40,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 3,583 | $40,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,250 | $40,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 2,478 | $39,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 21,194 | $39,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 4,377 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $39,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 3,905 | $39,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 8,160 | $39,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 3,167 | $39,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 6,990 | $39,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,163 | $39,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 4,500 | $39,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 8,151 | $39,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 627 | $38,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,220 | $38,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 4,658 | $38,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,117 | $38,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,014 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $38,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 1,553 | $38,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 23,909 | $38,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727JAB8 | NOTE 5.875% 8/0 | 40,000 | $38,000 | thousands by filing date | principal |
| PARAGON 28 INC | 69913P105 | COM | 2,152 | $38,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 5,280 | $38,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 7,312 | $38,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 46,720 | $38,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 1,011 | $38,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 870 | $37,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 533 | $37,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 2,087 | $37,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,758 | $37,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,735 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 1,191 | $37,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,730 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 679 | $37,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 16,367 | $37,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,241 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 36,000 | $37,000 | thousands by filing date | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 7,085 | $37,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 9,768 | $37,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 3,797 | $37,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,562 | $37,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 1,839 | $36,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 7,995 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 637 | $36,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 5,915 | $36,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 4,779 | $36,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,612 | $36,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 9,440 | $36,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 23,284 | $36,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 3,899 | $36,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 22,601 | $36,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $36,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,103 | $35,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,846 | $35,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 2,491 | $35,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 4,803 | $35,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 763 | $35,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,625 | $35,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 9,356 | $35,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100,047 | $35,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 20 | $35,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,539 | $35,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 4,150 | $35,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,920 | $34,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 370 | $34,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,579 | $34,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 3,114 | $34,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,592 | $34,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $34,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 27,515 | $34,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 94,486 | $34,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 2,958 | $34,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 4,433 | $34,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 11,700 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 611 | $34,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,366 | $33,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,295 | $33,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 1,618 | $33,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,230 | $33,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,319 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 487 | $33,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 7,363 | $33,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 9,248 | $33,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,852 | $33,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 3,412 | $33,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 5,350 | $33,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 3,385 | $33,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 1,863 | $32,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,962 | $32,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 912 | $32,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 294 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 618 | $32,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 8,259 | $32,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 17,637 | $32,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 19,813 | $32,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 894 | $31,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 900 | $31,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,536 | $31,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,826 | $31,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 7,213 | $31,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $31,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,625 | $31,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 4,520 | $31,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 3,617 | $31,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 6,350 | $31,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1,180 | $31,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 3,067 | $31,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 573 | $30,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,299 | $30,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,800 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 290 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 367 | $30,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 6,500 | $30,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 4,460 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 463 | $30,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 753 | $30,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 17,040 | $30,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 1,200 | $30,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,700 | $30,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 5,282 | $30,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 461 | $29,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,393 | $29,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,800 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,036 | $29,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,176 | $29,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 7,500 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 904 | $29,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 2,282 | $29,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,670 | $29,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 6,500 | $29,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 4,335 | $29,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 2,906 | $29,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 4,121 | $28,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,369 | $28,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 2,018 | $28,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,761 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 414 | $28,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 12,912 | $28,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 20,537 | $28,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 2,730 | $28,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,249 | $28,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 1,750 | $28,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 563 | $28,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 2,856 | $28,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 6,746 | $28,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 4,900 | $27,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 400 | $27,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,522 | $27,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 4,986 | $27,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 4,500 | $27,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,932 | $27,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 671 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 500 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $27,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 21,377 | $27,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,645 | $27,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 3,883 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $27,000 | thousands by filing date | principal |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,607 | $27,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 2,713 | $27,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $27,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 2,754 | $27,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 6,046 | $26,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 2,208 | $26,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 23,204 | $26,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 8,705 | $26,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,878 | $26,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 671 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 794 | $26,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 7,910 | $26,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 522 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $26,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,263 | $26,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 517 | $26,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 18,434 | $26,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 4,343 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,413 | $26,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,863 | $26,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,331 | $26,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 24,525 | $26,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 47,867 | $26,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 560 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 743 | $25,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,454 | $25,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,787 | $25,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 540 | $25,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 12,037 | $25,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,148 | $25,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 1,585 | $25,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 6,093 | $25,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,000 | $25,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,435 | $25,000 | thousands by filing date | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 2,575 | $25,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X128 | UNIT 11/15/2024 | 2,500 | $25,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 2,412 | $25,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 2,201 | $25,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 2,500 | $25,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 5,357 | $25,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 2,500 | $25,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 2,507 | $25,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 310 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 347 | $25,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,909 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 783 | $24,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,740 | $24,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,905 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 211 | $24,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,410 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 448 | $24,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $24,000 | thousands by filing date | principal |
| 1Stdibs.Com Inc | 320551104 | COM | 1,936 | $24,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,775 | $24,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,000 | $24,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 37,440 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 1,545 | $24,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,500 | $24,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 6,955 | $24,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 3,857 | $24,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 14,284 | $24,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 2,350 | $24,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 2,038 | $23,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 4,568 | $23,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 2,136 | $23,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 1,064 | $23,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,928 | $23,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 1,096 | $23,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,586 | $23,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 3,050 | $23,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,762 | $23,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 7,147 | $23,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,760 | $23,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 9,754 | $23,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 13,306 | $23,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 3,300 | $23,000 | thousands by filing date | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 4,103 | $23,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,667 | $23,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 4,231 | $23,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 20,834 | $23,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 2,287 | $23,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $23,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 9,782 | $23,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,334 | $23,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 2,300 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $23,000 | thousands by filing date | |
| INFUSIVE US TR | 45687D106 | COMPUNDING EQT | 750 | $23,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 6,126 | $22,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 700 | $22,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 2,228 | $22,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 3,074 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,022 | $22,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 419 | $22,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 444 | $22,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 400 | $22,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 837 | $22,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 1,871 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 492 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,010 | $22,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 20,000 | $22,000 | thousands by filing date | principal |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 4,578 | $22,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 8,418 | $22,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $22,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 2,200 | $22,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 2,200 | $22,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 850 | $22,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,378 | $21,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 658 | $21,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $21,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,956 | $21,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 5,242 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 655 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 431 | $21,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 1,996 | $21,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,945 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $21,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,908 | $21,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,694 | $21,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $21,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 880 | $21,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 2,375 | $21,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,082 | $21,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,100 | $21,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 2,091 | $21,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 9,071 | $21,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 36,114 | $21,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 7,661 | $20,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 478 | $20,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 1,854 | $20,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 4,097 | $20,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,474 | $20,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 1,300 | $20,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 400 | $20,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,500 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 6,000 | $20,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 903 | $20,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 4,047 | $20,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 5,976 | $20,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 1,500 | $20,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $20,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 347 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,000 | $20,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 3,011 | $20,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $20,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 6,377 | $20,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 15,524 | $20,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 5,264 | $20,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,000 | $20,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 20,000 | $20,000 | thousands by filing date | principal |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,983 | $20,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,278 | $19,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 136 | $19,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,460 | $19,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,836 | $19,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,158 | $19,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 750 | $19,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 2,630 | $19,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 881 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 553 | $19,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 9,246 | $19,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 8,209 | $19,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 5,650 | $19,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,617 | $19,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 6,378 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $19,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 25,347 | $19,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 12,640 | $19,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 1,481 | $19,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 2,200 | $18,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 708 | $18,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,230 | $18,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,369 | $18,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 730 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $18,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 365 | $18,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 8,555 | $18,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,302 | $18,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 73,647 | $18,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 1,692 | $18,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 2,115 | $18,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 5,394 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,295 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 1,773 | $18,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 10,853 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 325 | $18,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 21,000 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $17,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 1,520 | $17,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 588 | $17,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 1,603 | $17,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,163 | $17,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,728 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 400 | $17,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 24,640 | $17,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 8,786 | $17,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,000 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 194 | $17,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,475 | $17,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2,466 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,000 | $17,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $17,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,000 | $17,000 | thousands by filing date | principal |
| CLENE INC | 185634102 | COM | 4,314 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 518 | $17,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,762 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 467 | $17,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 20,000 | $17,000 | thousands by filing date | principal |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $16,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,124 | $16,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 20,270 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 441 | $16,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 3,700 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,300 | $16,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,853 | $16,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 3,355 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 458 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 201 | $16,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,370 | $16,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 626 | $16,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,475 | $16,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 3,097 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $16,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 1,738 | $16,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 9,600 | $16,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 1,450 | $16,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,644 | $16,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 2,000 | $16,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 4,255 | $16,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A812 | US LARGE CAP CRE | 1,023 | $16,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 1,815 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 460 | $16,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,350 | $16,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $16,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,600 | $15,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,943 | $15,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 424 | $15,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,930 | $15,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 969 | $15,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 996 | $15,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 411 | $15,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 5,846 | $15,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 181 | $15,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,165 | $15,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,145 | $15,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P797 | CMN | 564 | $15,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $15,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $15,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 15,000 | $15,000 | thousands by filing date | principal |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 3,392 | $15,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 1,588 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 68,503 | $15,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,993 | $15,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 1,747 | $15,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 5,346 | $15,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 5,404 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $15,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,767 | $15,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 3,885 | $15,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $15,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,900 | $15,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,494 | $15,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 15,000 | $15,000 | thousands by filing date | principal |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 1,500 | $15,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 490 | $15,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 1,572 | $15,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 3,645 | $14,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 2,391 | $14,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 500 | $14,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 771 | $14,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 189 | $14,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $14,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 2,300 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,939 | $14,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 4,006 | $14,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,003 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $14,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,101 | $14,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,517 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,050 | $14,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 3,450 | $14,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,585 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 170 | $14,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 11,000 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 235 | $14,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 2,251 | $14,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 2,500 | $14,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,400 | $14,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 4,873 | $14,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,435 | $14,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 10,000 | $14,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 302 | $13,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 894 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 562 | $13,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 463 | $13,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 257 | $13,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,425 | $13,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 350 | $13,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,000 | $13,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,122 | $13,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 2,500 | $13,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,940 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 407 | $13,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,100 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 597 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 219 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,802 | $13,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,018 | $13,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 2,000 | $13,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 1,523 | $13,000 | thousands by filing date | |
| TRINITY BIOTECH INVT LTD | 89643QAB4 | NOTE 4.000% 4/0 | 15,000 | $13,000 | thousands by filing date | principal |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 14,290 | $13,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 502 | $13,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,614 | $13,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,116 | $13,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $13,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,500 | $13,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 1,250 | $13,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,431 | $13,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $12,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 1,502 | $12,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 8,229 | $12,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $12,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,992 | $12,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 750 | $12,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,500 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004096 | this filing | 2022-02-14 | acceptance time not in the bulk data set |