13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 7,804 holding rows worth $438,932,585,000.
- Accession
- 0001567619-22-004096
- Filer
- CIK 1000275
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 31,532 entries on the cover page, a total value of $438,932,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,932,585,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,679 | $93,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 1,822 | $93,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 10,319 | $93,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,542 | $93,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 7,016 | $92,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 2,575 | $92,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,314 | $92,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,400 | $92,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 9,000 | $92,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,469 | $91,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,102 | $91,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 8,200 | $91,000 | thousands by filing date | put |
| NOBLE CORP NEW | G6610J209 | SHS | 3,654 | $91,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,700 | $91,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 8,859 | $91,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 6,099 | $90,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 23,575 | $90,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 16,229 | $90,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 9,079 | $90,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 5,592 | $89,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,989 | $89,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,964 | $89,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 7,438 | $88,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,117 | $88,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 5,337 | $88,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 4,155 | $88,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 11,317 | $88,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 79,958 | $88,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $87,000 | thousands by filing date | put |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 2,624 | $87,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 2,118 | $87,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 9,825 | $87,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 4,027 | $87,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 4,447 | $87,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 3,917 | $87,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,750 | $87,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 3,367 | $87,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 8,827 | $87,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,263 | $87,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 14,334 | $87,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 2,345 | $87,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,071 | $86,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,326 | $86,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 2,761 | $86,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 7,106 | $86,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 2,805 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,988 | $86,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 6,761 | $85,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,531 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,735 | $85,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 5,380 | $85,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,276 | $85,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 43,579 | $85,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 6,559 | $85,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537126 | UNIT 99/99/9999 | 8,532 | $85,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,477 | $84,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 3,320 | $84,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 11,165 | $84,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,150 | $84,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $84,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,805 | $84,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 2,775 | $84,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 38,916 | $83,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,909 | $83,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 4,134 | $83,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,550 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,099 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,345 | $83,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,523 | $83,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,515 | $83,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,708 | $83,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 5,540 | $82,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 17,205 | $82,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,000 | $82,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,738 | $82,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 6,792 | $82,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,014 | $82,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,285 | $82,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 600 | $81,000 | thousands by filing date | call |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,005 | $81,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 4,583 | $81,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 3,286 | $81,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 5,542 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 955 | $81,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 26,680 | $81,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q200 | UNIT 99/99/9999 | 8,000 | $81,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 3,000 | $81,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,933 | $80,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 35,795 | $80,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 21,396 | $80,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 2,165 | $80,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 5,645 | $80,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $80,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 31,065 | $80,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,100 | $80,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,000 | $79,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 27,725 | $79,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 5,063 | $79,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 2,225 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 2,500 | $79,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,127 | $79,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 38,374 | $79,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 3,350 | $79,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 8,612 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,435 | $78,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,049 | $78,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 5,145 | $78,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 19,138 | $78,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 3,158 | $78,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 7,788 | $78,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 9,524 | $78,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 6,623 | $78,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 73,961 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,459 | $77,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,792 | $77,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,879 | $77,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 2,785 | $77,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,616 | $77,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 7,883 | $77,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 4,455 | $77,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,389 | $76,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 19,346 | $76,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 7,018 | $76,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 6,699 | $76,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 5,082 | $76,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 5,655 | $76,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 23,000 | $76,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 3,758 | $76,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,047 | $76,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H207 | UNIT 99/99/9999 | 7,600 | $76,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 76,000 | $76,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 2,877 | $75,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 3,719 | $75,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,838 | $75,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 22,317 | $75,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B791 | AI QUALITY GROWT | 4,363 | $75,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 7,220 | $75,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 8,626 | $74,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 6,016 | $74,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,595 | $74,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $74,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,149 | $74,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 34,217 | $74,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 70,000 | $74,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,530 | $73,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,695 | $73,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,802 | $73,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 12,027 | $73,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,796 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 3,645 | $73,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 2,660 | $73,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 5,252 | $73,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 15,026 | $73,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,066 | $72,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 7,338 | $72,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 2,896 | $72,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 11,734 | $72,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 2,696 | $72,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,688 | $72,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,872 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,487 | $72,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 4,871 | $72,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 2,848 | $72,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 3,485 | $72,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 5,747 | $72,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 4,669 | $72,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 7,305 | $72,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 58,278 | $71,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 5,295 | $71,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 232 | $71,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,300 | $71,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 7,162 | $71,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,963 | $71,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 10,228 | $71,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 5,039 | $71,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 7,000 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 987 | $70,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 5,889 | $70,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 4,067 | $70,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 990 | $70,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,551 | $70,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 4,379 | $70,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 28,398 | $70,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 6,479 | $69,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 5,974 | $69,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4,779 | $69,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,658 | $69,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,702 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,335 | $69,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $69,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 7,100 | $69,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,547 | $68,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 6,080 | $68,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 3,355 | $68,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 4,600 | $68,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 5,680 | $68,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 31,244 | $68,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 4,305 | $67,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 3,223 | $67,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 7,507 | $67,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 7,282 | $67,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,133 | $67,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 3,851 | $67,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 11,959 | $67,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 2,428 | $67,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 9,696 | $67,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 7,129 | $67,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 2,764 | $67,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 4,082 | $66,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 4,781 | $66,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 2,889 | $66,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 6,325 | $66,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 4,060 | $66,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 4,971 | $66,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 7,613 | $66,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,876 | $65,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 1,175 | $65,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,546 | $65,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,622 | $65,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 3,022 | $65,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 2,806 | $65,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 6,494 | $65,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 159,207 | $65,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 5,748 | $64,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,012 | $64,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,183 | $64,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 1,269 | $64,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 16,888 | $64,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 6,406 | $64,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 3,259 | $63,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 4,767 | $63,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $63,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 61,313 | $63,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 61,000 | $63,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,757 | $63,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 12,659 | $62,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 2,032 | $62,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 6,122 | $62,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,276 | $62,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 2,968 | $62,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 4,000 | $62,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 17,069 | $62,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 106,656 | $62,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 12,152 | $62,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,061 | $61,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 2,316 | $61,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 16,500 | $61,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 7,054 | $61,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 7,169 | $61,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 3,887 | $61,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 6,202 | $61,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,500 | $61,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,832 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,274 | $61,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,264 | $61,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 4,868 | $61,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 6,095 | $61,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 8,197 | $60,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,710 | $60,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 8,850 | $60,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,800 | $60,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,761 | $60,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 2,407 | $60,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,039 | $60,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 783 | $60,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 1,184 | $60,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 21,537 | $60,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 6,000 | $60,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 5,947 | $60,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 6,034 | $60,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 6,053 | $60,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 6,000 | $60,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 6,000 | $60,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,038 | $59,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 34,893 | $59,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 4,200 | $59,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,080 | $59,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 20,100 | $59,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 3,654 | $59,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,152 | $59,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 5,000 | $59,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 5,339 | $59,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 17,382 | $59,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 2,740 | $59,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 2,215 | $58,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 3,451 | $58,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,177 | $58,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 4,800 | $58,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 2,952 | $58,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 3,315 | $58,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 3,758 | $58,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,523 | $58,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,500 | $58,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,865 | $58,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 41,476 | $58,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,872 | $58,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 26,437 | $58,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,194 | $58,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,094 | $57,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 10,560 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,096 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 850 | $57,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 8,299 | $57,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 3,641 | $57,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,700 | $57,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 3,725 | $57,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 5,699 | $57,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 5,300 | $56,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 9,404 | $56,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,062 | $56,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 5,146 | $56,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 51,032 | $56,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,000 | $56,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,060 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 380 | $55,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 2,903 | $55,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,845 | $55,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 7,019 | $55,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 3,402 | $55,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 2,056 | $55,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,193 | $55,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 4,223 | $55,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 9,890 | $55,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,026 | $55,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 7,484 | $55,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 1,070 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 445 | $55,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,108 | $55,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 3,305 | $55,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 4,189 | $55,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 16,046 | $55,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536125 | UNIT 99/99/9999 | 5,592 | $55,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 2,707 | $54,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 1,507 | $54,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 991 | $54,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,786 | $54,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,216 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,785 | $54,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $54,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 5,422 | $54,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 12,091 | $54,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 7,061 | $54,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 2,640 | $54,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 4,615 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,001 | $53,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 17,000 | $53,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 3,620 | $53,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 5,835 | $53,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 55,143 | $53,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 2,636 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $52,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,564 | $52,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 5,441 | $52,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 17,478 | $52,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 7,364 | $52,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 4,362 | $52,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 9,347 | $52,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 20,806 | $52,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 51,793 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $52,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,181 | $51,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,919 | $51,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,410 | $51,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,829 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $51,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 3,000 | $51,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,573 | $51,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 5,140 | $51,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P202 | UNIT 03/25/2028 | 5,094 | $51,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 2,006 | $50,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 7,386 | $50,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 386 | $50,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,362 | $50,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L103 | COM | 5,008 | $50,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,500 | $50,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,500 | $50,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 5,100 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 995 | $49,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,468 | $49,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,787 | $49,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 2,147 | $49,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 2,020 | $49,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 5,000 | $49,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,094 | $49,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 1,848 | $49,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 49,000 | $49,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,389 | $49,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 5,000 | $49,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 5,004 | $49,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 5,000 | $49,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 2,834 | $48,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,977 | $48,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 7,704 | $48,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 4,900 | $48,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 3,647 | $48,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 4,850 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 628 | $47,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 524 | $47,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 7,157 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,455 | $47,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,135 | $47,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 832 | $47,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 11,472 | $47,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 10,000 | $47,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 7,767 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,127 | $46,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 835 | $46,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 2,597 | $46,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 3,659 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,575 | $46,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 4,500 | $46,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 580 | $46,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,456 | $46,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 7,553 | $46,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 6,762 | $46,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,711 | $46,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13,768 | $46,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 4,654 | $46,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,910 | $46,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 3,587 | $46,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 4,648 | $46,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 2,335 | $45,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 37,155 | $45,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,017 | $45,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 8,019 | $45,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,352 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 1,760 | $45,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 4,248 | $45,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,875 | $45,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 3,046 | $45,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 4,170 | $45,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,684 | $45,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,573 | $45,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 9,241 | $45,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 8,885 | $44,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,815 | $44,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,878 | $44,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,161 | $44,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 3,395 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 810 | $44,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 3,817 | $44,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 13,579 | $44,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 32,657 | $44,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,808 | $43,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 11,024 | $43,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 993 | $43,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1,211 | $43,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 2,748 | $43,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 2,079 | $43,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,435 | $43,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 5,003 | $43,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,750 | $43,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,090 | $43,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 3,774 | $43,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 33,991 | $43,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 8,935 | $43,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 17,159 | $43,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 4,370 | $43,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 4,366 | $43,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 27,453 | $43,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 2,619 | $42,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 700 | $42,000 | thousands by filing date | put |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 483 | $42,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,736 | $42,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,557 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 765 | $42,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,773 | $42,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 42,000 | $42,000 | thousands by filing date | principal |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 4,719 | $42,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,986 | $42,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 46,133 | $42,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 16,776 | $42,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,455 | $42,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 4,929 | $42,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 4,201 | $42,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,500 | $41,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 3,646 | $41,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 8,464 | $41,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 683 | $41,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,192 | $41,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 2,642 | $41,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,976 | $41,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,630 | $41,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 1,150 | $41,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 2,081 | $41,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,595 | $41,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 5,973 | $41,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 8,000 | $41,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 600 | $41,000 | thousands by filing date | principal |
| HYRECAR INC | 44916T107 | COM | 8,686 | $41,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 4,100 | $41,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1,727 | $41,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 6,555 | $40,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 4,457 | $40,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,105 | $40,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,359 | $40,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 5,174 | $40,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 11,400 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004096 | this filing | 2022-02-14 | acceptance time not in the bulk data set |