13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 70,000 | $7,734,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,900 | $7,729,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 438,106 | $7,719,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 231,225 | $7,716,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 121,545 | $7,689,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 84,387 | $7,683,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 189,358 | $7,681,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 308,000 | $7,672,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 338,623 | $7,663,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 274,441 | $7,648,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 197,929 | $7,636,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 82,495 | $7,628,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 143,934 | $7,625,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 59,976 | $7,615,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 300,000 | $7,614,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 340,368 | $7,604,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 286,405 | $7,601,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 441,773 | $7,577,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 448,588 | $7,557,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 262,304 | $7,549,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 511,194 | $7,545,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 74,855 | $7,544,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 23,796 | $7,543,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 81,084 | $7,537,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 6,333,000 | $7,535,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 254,478 | $7,531,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 243,523 | $7,506,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 255,254 | $7,497,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 160,421 | $7,473,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 90,810 | $7,462,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 271,205 | $7,462,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 96,039 | $7,460,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 218,270 | $7,457,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 375,180 | $7,448,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 208,981 | $7,436,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 167,081 | $7,428,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 47,687 | $7,426,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,048,405 | $7,413,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 132,249 | $7,383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 389,205 | $7,378,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 26,957 | $7,359,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 118,140 | $7,313,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 92,338 | $7,312,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 133,178 | $7,307,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 175,000 | $7,305,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 207,106 | $7,305,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 159,415 | $7,292,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 294,669 | $7,288,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 82,800 | $7,287,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 18,000 | $7,285,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 756,468 | $7,284,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 240,000 | $7,277,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 67,000 | $7,270,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 198,289 | $7,258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 670,720 | $7,251,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 54,936 | $7,243,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 155,603 | $7,209,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 380,586 | $7,186,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 100,370 | $7,138,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 259,362 | $7,133,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 23,482 | $7,100,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 715,453 | $7,055,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 136,194 | $7,047,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 607,140 | $7,037,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 133,259 | $7,035,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 123,759 | $7,035,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,500 | $7,019,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 90,634 | $7,001,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 411,302 | $7,000,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 142,673 | $6,982,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 38,060 | $6,971,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 207,177 | $6,964,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 259,015 | $6,955,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54,500 | $6,938,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 324,647 | $6,888,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 36,756 | $6,835,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 163,673 | $6,832,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 47,600 | $6,830,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 143,341 | $6,830,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 131,924 | $6,818,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 558,354 | $6,817,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 191,037 | $6,816,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 122,044 | $6,815,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,809,000 | $6,798,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 77,879 | $6,795,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 138,996 | $6,791,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 42,583 | $6,790,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 130,000 | $6,777,000 | thousands by filing date | call |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 134,833 | $6,764,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,000,000 | $6,764,000 | thousands by filing date | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 7,280,000 | $6,753,000 | thousands by filing date | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 1,299,727 | $6,746,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 455,410 | $6,740,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 310,103 | $6,729,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 263,459 | $6,719,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 60,239 | $6,713,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 113,547 | $6,694,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 190,566 | $6,691,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 132,138 | $6,688,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,114 | $6,685,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 142,865 | $6,679,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 229,617 | $6,674,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 195,066 | $6,663,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 292,332 | $6,657,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 149,152 | $6,656,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 22,016 | $6,639,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 286,901 | $6,637,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 87,435 | $6,628,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 375,000 | $6,626,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 61,314 | $6,615,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 205,045 | $6,609,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 685,512 | $6,609,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 37,074 | $6,604,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 146,301 | $6,603,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 56,152 | $6,599,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 155,499 | $6,587,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 393,899 | $6,586,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,228,000 | $6,582,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 246,877 | $6,561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 113,364 | $6,532,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 4,322,000 | $6,531,000 | thousands by filing date | principal |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 323,047 | $6,525,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 300,845 | $6,523,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 202,402 | $6,502,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 173,013 | $6,485,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 307,083 | $6,476,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 163,714 | $6,475,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 251,695 | $6,471,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 107,363 | $6,469,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 260,334 | $6,456,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 31,800 | $6,451,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 31,800 | $6,451,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 89,689 | $6,436,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 730,000 | $6,431,000 | thousands by filing date | put |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 260,680 | $6,431,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 135,338 | $6,430,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 309,839 | $6,429,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 52,648 | $6,410,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 390,264 | $6,393,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 81,922 | $6,384,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 51,096 | $6,364,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 86,039 | $6,351,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 760,854 | $6,338,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 110,446 | $6,334,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 55,007 | $6,332,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 78,837 | $6,322,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 491,185 | $6,322,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,000 | $6,316,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 80,000 | $6,315,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 146,000 | $6,279,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 66,193 | $6,276,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 60,000 | $6,275,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 60,000 | $6,275,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 216,911 | $6,231,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 67,500 | $6,229,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 120,685 | $6,219,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 118,176 | $6,218,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 279,667 | $6,209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 52,460 | $6,204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 115,567 | $6,189,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 37,816 | $6,182,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 147,127 | $6,180,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 55,000 | $6,175,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 240,778 | $6,175,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 111,607 | $6,172,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 224,741 | $6,171,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 132,394 | $6,170,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 24,000 | $6,150,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 123,260 | $6,113,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 49,798 | $6,103,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 189,588 | $6,072,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 105,698 | $6,067,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 281,166 | $6,064,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,194,909 | $6,058,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 81,458 | $6,047,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 619,900 | $6,032,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 103,019 | $6,014,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 91,311 | $5,995,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 579,430 | $5,991,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 107,864 | $5,969,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 340,012 | $5,957,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 350,249 | $5,954,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 51,000 | $5,929,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 93,290 | $5,908,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 154,000 | $5,904,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 218,768 | $5,903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 26,747 | $5,903,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 81,190 | $5,900,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 337,413 | $5,895,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,681,000 | $5,894,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 120,426 | $5,877,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 106,466 | $5,858,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,592,000 | $5,840,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 129,970 | $5,828,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 123,545 | $5,827,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 332,276 | $5,827,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 133,194 | $5,821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 103,066 | $5,770,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 116,260 | $5,763,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 292,366 | $5,760,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 135,424 | $5,759,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 59,748 | $5,731,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 225,609 | $5,730,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 105,400 | $5,693,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 148,310 | $5,684,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 122,500 | $5,677,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 4,932,000 | $5,669,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 113,297 | $5,653,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 134,112 | $5,653,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 22,067 | $5,644,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 79,800 | $5,627,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 88,713 | $5,622,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 144,061 | $5,612,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 4,864,000 | $5,608,000 | thousands by filing date | principal |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 272,807 | $5,606,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 88,264 | $5,574,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 107,129 | $5,559,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 27,987 | $5,541,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 270,000 | $5,540,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $5,528,000 | thousands by filing date | put |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 206,239 | $5,503,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 79,102 | $5,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 220,033 | $5,500,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 242,055 | $5,495,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 88,800 | $5,489,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200,000 | $5,466,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 258,834 | $5,462,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 60,623 | $5,461,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 541,704 | $5,455,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 96,505 | $5,440,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 762,292 | $5,435,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 206,825 | $5,435,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 130,600 | $5,432,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 354,138 | $5,415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 203,046 | $5,415,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 332,631 | $5,410,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 216,291 | $5,408,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 26,982 | $5,401,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 143,028 | $5,392,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,177 | $5,388,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 106,937 | $5,368,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 125,962 | $5,366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 30,683 | $5,366,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 27,900 | $5,363,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 97,505 | $5,342,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 259,940 | $5,336,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,656 | $5,332,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 102,627 | $5,325,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 164,472 | $5,323,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 89,138 | $5,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 186,679 | $5,279,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 46,755 | $5,266,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 85,161 | $5,261,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 69,800 | $5,252,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 35,113 | $5,232,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 142,819 | $5,229,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 59,009 | $5,227,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 116,499 | $5,225,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 247,877 | $5,223,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 103,816 | $5,205,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 31,161 | $5,192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 315,589 | $5,175,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,500 | $5,160,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 243,852 | $5,155,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 198,271 | $5,155,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 291,306 | $5,151,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 25,000 | $5,150,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 20,000 | $5,149,000 | thousands by filing date | put |
| AVIENT CORPORATION | 05368V106 | COM | 110,520 | $5,122,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 196,841 | $5,118,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 36,230 | $5,114,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 77,986 | $5,097,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 125,854 | $5,089,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 203,577 | $5,088,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 121,225 | $5,086,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 112,016 | $5,066,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 148,575 | $5,064,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 86,473 | $5,056,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 55,443 | $5,054,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 110,376 | $5,045,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 137,826 | $5,035,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 131,919 | $5,029,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 176,910 | $5,029,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 82,862 | $5,028,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 93,650 | $5,028,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 39,872 | $5,017,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 174,486 | $4,999,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42,113 | $4,990,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 266,582 | $4,988,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 19,277 | $4,984,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 143,801 | $4,979,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 29,192 | $4,978,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 199,912 | $4,976,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 132,696 | $4,974,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 268,600 | $4,974,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 268,600 | $4,974,000 | thousands by filing date | call |
| HEALTH CATALYST INC | 42225T107 | COM | 99,000 | $4,951,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 375,330 | $4,947,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 906,771 | $4,943,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 239,095 | $4,937,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 186,289 | $4,928,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 139,743 | $4,903,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 80,481 | $4,897,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 271,037 | $4,887,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 20,982 | $4,886,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 68,257 | $4,886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 56,133 | $4,883,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,000 | $4,882,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 24,884 | $4,877,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 26,421 | $4,876,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 44,800 | $4,876,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 84,765 | $4,853,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 350,000 | $4,851,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 390,896 | $4,851,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 43,800 | $4,841,000 | thousands by filing date | put |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,285,000 | $4,839,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 207,469 | $4,836,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 383,100 | $4,835,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 126,649 | $4,823,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 120,000 | $4,813,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 23,100 | $4,804,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 20,000 | $4,797,000 | thousands by filing date | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 133,804 | $4,795,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 305,623 | $4,795,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 52,547 | $4,794,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 228,628 | $4,787,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 32,050 | $4,780,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 54,648 | $4,780,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 55,078 | $4,752,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 4,282,000 | $4,750,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 15,600 | $4,749,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 213,470 | $4,749,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 68,100 | $4,747,000 | thousands by filing date | put |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 180,300 | $4,740,000 | thousands by filing date | put |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 29,603 | $4,737,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,649 | $4,732,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 81,349 | $4,727,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 182,239 | $4,726,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 86,734 | $4,720,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 703,731 | $4,715,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 88,789 | $4,714,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 246,323 | $4,710,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 96,957 | $4,705,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 181,200 | $4,700,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 154,008 | $4,694,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 97,359 | $4,687,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,046,412 | $4,666,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,200 | $4,663,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 225,000 | $4,662,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 168,850 | $4,654,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 31,954 | $4,650,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 24,592 | $4,644,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 598,511 | $4,644,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 24,235 | $4,632,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 94,178 | $4,630,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 91,841 | $4,624,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,000 | $4,613,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,120 | $4,599,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 50,371 | $4,596,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 142,109 | $4,591,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 471,209 | $4,590,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 167,203 | $4,589,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 172,544 | $4,585,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 82,327 | $4,581,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 122,983 | $4,581,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 90,319 | $4,579,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 218,081 | $4,576,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 111,151 | $4,568,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 166,454 | $4,566,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 38,254 | $4,562,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 170,700 | $4,559,000 | thousands by filing date | put |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 107,439 | $4,550,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 384,875 | $4,545,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 98,326 | $4,543,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,000 | $4,540,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 125,000 | $4,538,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50,000 | $4,534,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 479,528 | $4,531,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 82,705 | $4,525,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 53,224 | $4,524,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 68,469 | $4,515,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 29,800 | $4,513,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 38,196 | $4,507,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 149,398 | $4,497,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 744,222 | $4,487,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $4,479,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 128,418 | $4,458,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 95,426 | $4,458,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 35,000 | $4,456,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 462,957 | $4,443,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 55,000 | $4,440,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 96,838 | $4,436,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 82,615 | $4,434,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 120,913 | $4,427,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 65,565 | $4,425,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 210,504 | $4,425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 385,031 | $4,420,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 180,811 | $4,419,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 80,500 | $4,414,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 70,633 | $4,411,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 222,139 | $4,384,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 199,665 | $4,373,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 25,895 | $4,370,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 214,529 | $4,367,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 80,000 | $4,366,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 18,353 | $4,363,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 117,582 | $4,347,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200,000 | $4,346,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 80,000 | $4,344,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 233,786 | $4,335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 72,304 | $4,333,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 262,882 | $4,324,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 55,738 | $4,320,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 78,408 | $4,317,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 202,817 | $4,316,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 66,949 | $4,312,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 310,105 | $4,289,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 174,311 | $4,287,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 115,474 | $4,284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 113,273 | $4,279,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 127,165 | $4,274,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 89,476 | $4,273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 56,856 | $4,255,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 69,816 | $4,254,000 | thousands by filing date | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 44,000 | $4,243,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 375,773 | $4,243,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 53,261 | $4,239,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 61,645 | $4,239,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 88,966 | $4,239,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 82,379 | $4,235,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 24,309 | $4,231,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 168,617 | $4,219,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 37,220 | $4,217,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 421,428 | $4,214,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 226,881 | $4,212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 88,591 | $4,211,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 116,789 | $4,204,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 198,416 | $4,202,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 65,326 | $4,194,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 4,127,000 | $4,180,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 404,748 | $4,177,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 103,761 | $4,168,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 102,126 | $4,166,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,054,000 | $4,164,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 68,381 | $4,163,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,592,000 | $4,155,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 95,433 | $4,147,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 172,814 | $4,139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 179,734 | $4,133,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 151,823 | $4,133,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 104,594 | $4,131,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 37,756 | $4,115,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150,000 | $4,104,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 136,161 | $4,104,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 79,868 | $4,091,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 91,596 | $4,091,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 41,695 | $4,087,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U779 | HEND CORP BD ETF | 82,648 | $4,087,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 54,546 | $4,085,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 301,664 | $4,082,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 40,765 | $4,081,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 266,300 | $4,072,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 27,300 | $4,067,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 120,000 | $4,062,000 | thousands by filing date | put |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 82,722 | $4,059,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 516,352 | $4,054,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 55,593 | $4,047,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 33,124 | $4,041,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 95,439 | $4,036,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 52,316 | $4,034,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,605,000 | $4,031,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 58,402 | $4,029,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 24,570 | $4,029,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 131,258 | $4,024,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 99,400 | $4,020,000 | thousands by filing date | put |
| JAMF HLDG CORP COM | 47074L105 | Stock | 104,217 | $4,014,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 138,597 | $4,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 141,642 | $4,005,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 31,030 | $3,996,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 17,235 | $3,989,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 221,000 | $3,989,000 | thousands by filing date | call |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 116,476 | $3,984,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 25,250 | $3,983,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 217,000 | $3,982,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 3,931,000 | $3,975,000 | thousands by filing date | principal |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 72,728 | $3,973,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 23,700 | $3,970,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 427,569 | $3,968,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 77,902 | $3,965,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 13,500 | $3,961,000 | thousands by filing date | call |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 148,241 | $3,945,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 156,823 | $3,939,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 660,387 | $3,936,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 311,404 | $3,930,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 37,224 | $3,928,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 45,599 | $3,919,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 131,605 | $3,919,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 110,000 | $3,918,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 88,441 | $3,905,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 77,286 | $3,904,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |