13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 312,639 | $15,967,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 221,003 | $15,912,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 202,900 | $15,828,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,812,104 | $15,820,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 412,366 | $15,818,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 284,565 | $15,784,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 415,773 | $15,783,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 215,127 | $15,760,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 272,319 | $15,662,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 300,153 | $15,656,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 707,457 | $15,642,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 401,662 | $15,633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 358,252 | $15,631,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 612,005 | $15,631,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 58,793 | $15,593,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 302,229 | $15,588,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 429,040 | $15,584,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 370,088 | $15,473,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 397,500 | $15,471,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 273,907 | $15,468,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 12,770 | $15,444,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 546,275 | $15,399,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 882,989 | $15,399,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,236,000 | $15,382,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 174,734 | $15,369,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 226,351 | $15,318,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 423,262 | $15,297,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 298,567 | $15,252,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 390,672 | $15,240,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 236,535 | $15,234,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 127,069 | $15,219,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 127,701 | $15,214,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 340,687 | $15,209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 320,064 | $15,194,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 452,858 | $15,171,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 109,280 | $15,141,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 9,144,000 | $15,097,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 222,561 | $15,078,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 38,500 | $15,070,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 500,157 | $15,054,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 9,547,000 | $15,051,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 7,300,000 | $15,031,000 | thousands by filing date | principal |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 589,098 | $15,022,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 304,859 | $15,016,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 394,142 | $14,997,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 312,605 | $14,965,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 134,656 | $14,958,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 216,864 | $14,938,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 657,123 | $14,930,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 581,201 | $14,925,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,831,836 | $14,923,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 82,669 | $14,858,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 296,546 | $14,857,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 237,547 | $14,808,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 144,702 | $14,749,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 225,220 | $14,733,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 519,708 | $14,718,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 561,283 | $14,716,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 76,074 | $14,655,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 371,840 | $14,636,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 55,723 | $14,612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 320,261 | $14,503,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 465,769 | $14,489,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 69,852 | $14,479,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 222,119 | $14,460,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 538,588 | $14,459,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 949,332 | $14,418,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 103,571 | $14,411,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 438,533 | $14,366,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 54,471 | $14,355,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 37,300 | $14,355,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 239,449 | $14,355,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,898,347 | $14,349,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 57,197 | $14,305,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 54,041 | $14,301,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 262,500 | $14,288,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 198,130 | $14,246,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 882,513 | $14,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 374,504 | $14,221,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 298,745 | $14,212,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 380,000 | $14,151,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 350,000 | $14,151,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 61,800 | $14,138,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108102 | CMN | 129,367 | $14,135,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 180,675 | $14,129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 348,632 | $14,106,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 800,541 | $14,090,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,137,059 | $14,083,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 209,860 | $14,082,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 142,575 | $14,054,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 393,882 | $13,975,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 134,534 | $13,970,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 154,704 | $13,950,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 46,765 | $13,945,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 172,639 | $13,875,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 277,041 | $13,855,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 473,098 | $13,852,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 308,400 | $13,816,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 766,569 | $13,813,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 144,644 | $13,807,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 12,357,000 | $13,797,000 | thousands by filing date | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 173,000 | $13,786,000 | thousands by filing date | call |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 298,999 | $13,779,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 284,802 | $13,742,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 114,716 | $13,727,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 625,000 | $13,725,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 218,953 | $13,722,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 320,930 | $13,678,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 171,498 | $13,666,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 532,971 | $13,628,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,943,060 | $13,622,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 620,000 | $13,615,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 265,015 | $13,608,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 412,715 | $13,569,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 475,506 | $13,538,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 45,178 | $13,493,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 131,401 | $13,451,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,205,465 | $13,427,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 275,219 | $13,357,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 272,573 | $13,298,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200,700 | $13,276,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 605,933 | $13,270,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 192,300 | $13,238,000 | thousands by filing date | put |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 324,346 | $13,211,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 236,810 | $13,210,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 567,701 | $13,193,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 337,822 | $13,191,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,330,068 | $13,167,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 437,057 | $13,160,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 359,628 | $13,152,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 427,823 | $13,120,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 72,608 | $13,117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 132,153 | $13,116,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 509,508 | $13,104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 163,786 | $13,094,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 258,890 | $13,063,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 316,327 | $13,061,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,023,385 | $13,049,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,167,500 | $13,006,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 228,364 | $12,971,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 89,500 | $12,952,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 128,396 | $12,934,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 178,332 | $12,924,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 478,895 | $12,921,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 474,495 | $12,859,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,311,775 | $12,856,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 210,880 | $12,854,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400,000 | $12,852,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 168,568 | $12,821,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 266,994 | $12,821,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 624,792 | $12,783,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 116,634 | $12,776,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 751,809 | $12,743,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 507,625 | $12,741,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 246,867 | $12,731,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 133,128 | $12,710,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 224,100 | $12,648,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 180,843 | $12,624,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 141,769 | $12,622,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 180,388 | $12,621,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,028,415 | $12,618,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 186,000 | $12,605,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 96,740 | $12,596,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 116,000 | $12,586,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 186,163 | $12,571,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 70,813 | $12,556,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 50,532 | $12,536,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 350,000 | $12,502,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 311,131 | $12,480,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 410,093 | $12,479,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 12,053,000 | $12,475,000 | thousands by filing date | principal |
| INSPERITY INC | 45778Q107 | COM | 112,377 | $12,445,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 218,324 | $12,444,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 130,599 | $12,442,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 21,600 | $12,436,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 55,317 | $12,429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 325,655 | $12,402,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 365,703 | $12,387,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 139,832 | $12,362,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 148,489 | $12,355,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 324,148 | $12,354,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50,795 | $12,352,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 88,896 | $12,345,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 204,607 | $12,340,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 53,900 | $12,331,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 311,600 | $12,311,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 152,033 | $12,302,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 268,604 | $12,292,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 87,460 | $12,288,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 413,607 | $12,271,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 419,309 | $12,240,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 96,168 | $12,240,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 45,154 | $12,225,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 155,598 | $12,205,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 310,039 | $12,178,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 101,245 | $12,152,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 242,028 | $12,130,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 498,287 | $12,093,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 250,000 | $12,085,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,201,000 | $12,082,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 322,831 | $12,074,000 | thousands by filing date | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 335,118 | $12,061,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 367,064 | $12,029,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 315,039 | $11,969,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 535,531 | $11,958,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 141,915 | $11,952,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 284,534 | $11,925,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 849,462 | $11,902,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 156,606 | $11,892,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,150,000 | $11,891,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 70,000 | $11,886,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 188,106 | $11,881,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 303,596 | $11,877,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 573,239 | $11,872,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 37,435 | $11,846,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 137,991 | $11,824,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 152,379 | $11,817,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 215,403 | $11,817,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 515,886 | $11,813,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 177,394 | $11,804,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 526,665 | $11,802,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 250,000 | $11,763,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 177,357 | $11,715,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 83,778 | $11,715,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 103,147 | $11,715,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 120,000 | $11,711,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 186,431 | $11,696,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 338,596 | $11,685,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 579,030 | $11,679,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 511,300 | $11,667,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 370,523 | $11,637,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 9,718,000 | $11,527,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 111,900 | $11,515,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 167,156 | $11,512,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 127,342 | $11,486,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 204,501 | $11,484,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 553,074 | $11,471,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 152,100 | $11,455,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 350,000 | $11,386,000 | thousands by filing date | put |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 226,344 | $11,379,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 10,251,000 | $11,261,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 295,891 | $11,235,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 546,297 | $11,227,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 110,300 | $11,190,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 93,893 | $11,162,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 231,500 | $11,149,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 75,318 | $11,077,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 132,136 | $11,063,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 255,883 | $11,063,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 352,101 | $11,007,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 135,558 | $10,986,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 352,596 | $10,966,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 492,549 | $10,959,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 236,162 | $10,955,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 163,847 | $10,944,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 5,811,000 | $10,917,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 213,024 | $10,916,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 250,737 | $10,895,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 495,797 | $10,893,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 421,810 | $10,862,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 119,000 | $10,844,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 64,500 | $10,806,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 534,319 | $10,803,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 253,025 | $10,793,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 428,400 | $10,770,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 142,250 | $10,759,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 276,793 | $10,730,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 324,245 | $10,716,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 433,122 | $10,711,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 300,000 | $10,689,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 278,402 | $10,674,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 172,700 | $10,661,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 911,199 | $10,661,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 132,037 | $10,659,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 322,593 | $10,649,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 359,200 | $10,647,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 239,492 | $10,598,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150,000 | $10,586,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 101,724 | $10,585,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 222,000 | $10,561,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,226,871 | $10,551,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 71,389 | $10,529,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 403,769 | $10,490,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 636,572 | $10,471,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 666,678 | $10,420,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 123,756 | $10,414,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,061,000 | $10,400,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 8,085,000 | $10,381,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 369,557 | $10,355,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 154,713 | $10,316,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 269,338 | $10,313,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 228,765 | $10,302,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 116,789 | $10,295,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 294,358 | $10,293,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 124,311 | $10,281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 120,715 | $10,277,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 580,600 | $10,277,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 197,097 | $10,216,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,276,907 | $10,215,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 266,129 | $10,192,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 348,206 | $10,181,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 424,496 | $10,180,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 266,086 | $10,170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 282,401 | $10,155,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 210,783 | $10,153,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 10,000,000 | $10,140,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q886 | COM | 586,517 | $10,135,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 237,500 | $10,120,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 513,471 | $10,111,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 105,871 | $10,110,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 185,004 | $10,096,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 204,819 | $10,053,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 197,566 | $10,011,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 127,588 | $10,011,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 226,039 | $9,999,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,828,000 | $9,996,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 153,400 | $9,982,000 | thousands by filing date | call |
| PROGYNY INC COM | 74340E103 | Stock | 177,763 | $9,954,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 329,595 | $9,920,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 250,900 | $9,913,000 | thousands by filing date | put |
| SPDW | 78463X889 | COM | 273,469 | $9,902,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 215,634 | $9,898,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 47,988 | $9,880,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 476,252 | $9,873,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 115,864 | $9,870,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L571 | ESG & CLM INVEST | 199,999 | $9,835,000 | thousands by filing date | |
| JANUS HENDERSON SUST IMP C/B | 47103U761 | FUND | 197,596 | $9,799,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $9,788,000 | thousands by filing date | put |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 479,470 | $9,757,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 354,873 | $9,730,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 137,114 | $9,714,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 257,118 | $9,682,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 645,974 | $9,671,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 298,867 | $9,666,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 92,565 | $9,663,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 139,364 | $9,645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 130,112 | $9,631,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 47,780 | $9,629,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 83,496 | $9,629,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 173,963 | $9,629,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 400,000 | $9,616,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 262,749 | $9,596,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 613,672 | $9,586,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 137,500 | $9,580,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 7,280,000 | $9,580,000 | thousands by filing date | principal |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 230,632 | $9,571,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 784,048 | $9,558,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 119,604 | $9,550,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 47,222 | $9,546,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 979,674 | $9,541,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 159,769 | $9,475,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 266,575 | $9,466,000 | thousands by filing date | put |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 153,422 | $9,460,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 170,616 | $9,454,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 449,234 | $9,443,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 357,927 | $9,402,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 66,443 | $9,391,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 125,000 | $9,389,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 489,221 | $9,388,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 347,187 | $9,367,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 618,196 | $9,365,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 229,017 | $9,350,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 240,162 | $9,347,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 154,851 | $9,334,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 106,392 | $9,331,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,600 | $9,329,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 97,299 | $9,323,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 647,922 | $9,323,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 64,423 | $9,298,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 218,912 | $9,286,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 95,085 | $9,285,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,098,000 | $9,265,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 284,391 | $9,262,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 51,575 | $9,262,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 82,800 | $9,245,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 6,252,000 | $9,245,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 102,264 | $9,221,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 454,640 | $9,215,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 172,259 | $9,213,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 150,000 | $9,206,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,358,000 | $9,205,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 487,540 | $9,200,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 411,151 | $9,194,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,475,017 | $9,190,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 102,718 | $9,186,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 118,002 | $9,172,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 23,009 | $9,156,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 220,751 | $9,143,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 184,895 | $9,110,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 170,000 | $9,110,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 196,258 | $9,109,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 116,179 | $9,098,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 215,779 | $9,084,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 810,413 | $9,076,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 332,000 | $9,074,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 362,123 | $9,060,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 34,661 | $9,056,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 449,957 | $9,054,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 607,132 | $9,046,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 120,000 | $9,013,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 563,635 | $9,012,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 95,137 | $9,012,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 365,858 | $8,978,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 160,000 | $8,978,000 | thousands by filing date | call |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 303,490 | $8,944,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 115,645 | $8,938,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,917,000 | $8,925,000 | thousands by filing date | principal |
| ENERSYS COM | 29275Y102 | Stock | 119,400 | $8,888,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 493,744 | $8,887,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 562,974 | $8,878,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 205,700 | $8,876,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 204,401 | $8,870,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 269,015 | $8,856,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 194,060 | $8,846,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 406,500 | $8,833,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 6,756,000 | $8,822,000 | thousands by filing date | principal |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 303,558 | $8,818,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 301,976 | $8,817,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 169,137 | $8,802,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 309,270 | $8,740,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 400,007 | $8,736,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 212,449 | $8,714,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 61,568 | $8,678,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 265,708 | $8,674,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 69,815 | $8,663,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 377,347 | $8,652,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 267,579 | $8,651,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 294,010 | $8,635,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 166,500 | $8,633,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 850,000 | $8,619,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 138,957 | $8,598,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 21,000 | $8,582,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 39,000 | $8,552,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 61,400 | $8,517,000 | thousands by filing date | put |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 144,903 | $8,499,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 285,432 | $8,475,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 538,818 | $8,470,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 123,143 | $8,467,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 233,879 | $8,458,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 508,838 | $8,451,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 10,000,000 | $8,451,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 80,128 | $8,448,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 154,309 | $8,445,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 65,000 | $8,444,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 536,550 | $8,440,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 42,858 | $8,440,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 944,644 | $8,436,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 126,767 | $8,433,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 357,401 | $8,410,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 154,200 | $8,393,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 47,950 | $8,393,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 131,375 | $8,383,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 443,072 | $8,377,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 523,463 | $8,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 97,795 | $8,342,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 344,512 | $8,341,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 267,235 | $8,338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 193,078 | $8,335,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 603,632 | $8,324,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 411,979 | $8,322,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 170,592 | $8,259,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47,654 | $8,256,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 211,700 | $8,241,000 | thousands by filing date | call |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 174,190 | $8,236,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 260,800 | $8,231,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 93,027 | $8,206,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 69,241 | $8,200,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 69,400 | $8,198,000 | thousands by filing date | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 516,153 | $8,197,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 120,200 | $8,172,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 81,646 | $8,143,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 89,241 | $8,125,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 145,200 | $8,121,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 172,241 | $8,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 332,765 | $8,090,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,872 | $8,037,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 219,500 | $8,034,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 449,044 | $7,994,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 359,560 | $7,993,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 300,900 | $7,973,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 984,798 | $7,966,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 559,258 | $7,958,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 122,500 | $7,942,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 142,568 | $7,935,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 211,237 | $7,926,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 140,745 | $7,920,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 258,870 | $7,898,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 150,000 | $7,884,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 99,687 | $7,868,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 140,400 | $7,853,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 101,420 | $7,852,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 396,510 | $7,851,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 177,723 | $7,838,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 126,202 | $7,835,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100,318 | $7,829,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 781,136 | $7,804,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 623,130 | $7,801,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 164,689 | $7,801,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 550,000 | $7,788,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 213,994 | $7,742,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |