13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-07-20, with 7,483 holding rows worth $344,627,046,000.
- Accession
- 0001567619-21-013701
- Filer
- CIK 1000275
- Filed
- 2021-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 28,081 entries on the cover page, a total value of $344,627,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,627,046,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 96,071 | $3,590,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 145,554 | $3,589,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 76,770 | $3,588,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 102,693 | $3,588,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,986 | $3,587,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,851 | $3,583,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 23,400 | $3,572,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 67,298 | $3,571,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 303,387 | $3,568,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 135,626 | $3,567,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,612 | $3,563,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 139,893 | $3,542,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 17,105 | $3,541,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 61,442 | $3,540,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 46,132 | $3,538,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 130,541 | $3,537,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 265,949 | $3,533,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 67,446 | $3,531,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 46,532 | $3,528,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 72,276 | $3,525,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 173,879 | $3,523,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 43,364 | $3,521,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 19,527 | $3,518,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 95,706 | $3,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 61,704 | $3,503,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 96,713 | $3,499,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,495,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,495,000 | thousands by filing date | call |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 53,742 | $3,492,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 78,832 | $3,485,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 68,268 | $3,472,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 78,654 | $3,469,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 115,659 | $3,465,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 38,620 | $3,453,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,100 | $3,447,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 112,305 | $3,441,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 46,200 | $3,439,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 59,302 | $3,438,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 58,122 | $3,434,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 50,302 | $3,425,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 66,999 | $3,420,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 405,500 | $3,419,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 117,067 | $3,415,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 37,768 | $3,412,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 32,993 | $3,411,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 30,705 | $3,410,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 83,753 | $3,407,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 59,588 | $3,405,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 95,782 | $3,404,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 60,017 | $3,403,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,000 | $3,400,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 75,330 | $3,398,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 37,105 | $3,396,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 18,693 | $3,388,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 118,800 | $3,386,000 | thousands by filing date | put |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 73,647 | $3,381,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,543,000 | $3,378,000 | thousands by filing date | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 78,125 | $3,375,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 43,937 | $3,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 70,775 | $3,354,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 198,233 | $3,353,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 58,000 | $3,353,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 273,993 | $3,350,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 108,686 | $3,346,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 90,265 | $3,336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 38,011 | $3,333,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 104,137 | $3,332,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 230,000 | $3,328,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 110,201 | $3,321,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 48,135 | $3,315,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 74,310 | $3,311,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 37,274 | $3,309,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 64,402 | $3,307,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 55,641 | $3,303,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,953 | $3,303,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 26,245 | $3,296,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 78,313 | $3,285,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 98,454 | $3,283,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 32,333 | $3,281,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,906,000 | $3,270,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 58,914 | $3,264,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 750,000 | $3,255,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 97,196 | $3,254,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 115,058 | $3,249,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 249,917 | $3,245,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 76,292 | $3,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 37,524 | $3,239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 64,327 | $3,234,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 194,530 | $3,232,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 47,033 | $3,231,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 63,584 | $3,228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 49,519 | $3,228,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 98,000 | $3,227,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 53,800 | $3,226,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 41,935 | $3,225,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 65,853 | $3,224,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 121,300 | $3,219,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 82,448 | $3,214,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 251,142 | $3,207,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 90,791 | $3,205,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44,700 | $3,201,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 100,746 | $3,201,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 98,370 | $3,200,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 195,800 | $3,193,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 131,215 | $3,187,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 64,157 | $3,185,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 122,790 | $3,176,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47,500 | $3,171,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,966 | $3,171,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 68,616 | $3,171,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 391,400 | $3,163,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 29,849 | $3,160,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 94,491 | $3,158,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 374,500 | $3,158,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 28,717 | $3,152,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 144,521 | $3,151,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 57,162 | $3,151,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 22,800 | $3,144,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 46,657 | $3,140,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 249,478 | $3,139,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 42,410 | $3,138,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 67,443 | $3,134,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 53,552 | $3,133,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 25,462 | $3,132,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 55,301 | $3,128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 67,556 | $3,124,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 313,700 | $3,121,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 29,066 | $3,117,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 192,426 | $3,115,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 54,100 | $3,113,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 85,900 | $3,112,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 63,913 | $3,111,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17,337 | $3,103,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 40,000 | $3,099,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 40,000 | $3,099,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 789,932 | $3,097,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 56,791 | $3,097,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 4,214,880 | $3,097,000 | thousands by filing date | principal |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 80,064 | $3,094,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 181,499 | $3,092,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,100 | $3,091,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 64,224 | $3,088,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 106,600 | $3,084,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 20,230 | $3,083,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 37,583 | $3,082,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 73,847 | $3,079,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 142,075 | $3,077,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 298,647 | $3,076,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 47,300 | $3,075,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 54,750 | $3,069,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 108,887 | $3,068,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,000 | $3,064,000 | thousands by filing date | put |
| PROSHARES TR | 74347B169 | CMN | 38,990 | $3,059,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 326,491 | $3,059,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 117,824 | $3,055,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 57,700 | $3,041,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 59,600 | $3,040,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 35,115 | $3,039,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 610,255 | $3,039,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 82,123 | $3,036,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 97,091 | $3,033,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 178,798 | $3,033,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 27,101 | $3,030,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 110,811 | $3,029,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 25,000 | $3,023,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 59,073 | $3,022,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 97,266 | $3,020,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 58,297 | $3,017,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 331,381 | $3,016,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 126,209 | $3,016,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 77,529 | $3,009,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 38,477 | $3,008,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,784,000 | $3,007,000 | thousands by filing date | principal |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 290,199 | $3,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 121,536 | $3,004,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 240,723 | $2,999,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 311,245 | $2,998,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 22,836 | $2,997,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 126,500 | $2,997,000 | thousands by filing date | call |
| ISHARES TR | 46434V514 | MSCI CHINA A | 72,817 | $2,996,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 129,776 | $2,992,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 60,345 | $2,990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 57,970 | $2,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 118,054 | $2,967,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 56,000 | $2,966,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 57,000 | $2,957,000 | thousands by filing date | call |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 107,008 | $2,955,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 39,200 | $2,949,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 38,688 | $2,945,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 36,132 | $2,943,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 74,238 | $2,942,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 101,364 | $2,939,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 266,578 | $2,938,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 40,000 | $2,933,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,313 | $2,928,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 37,600 | $2,925,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 83,047 | $2,924,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 25,153 | $2,916,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 328,359 | $2,915,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 116,042 | $2,904,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 156,160 | $2,903,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 137,482 | $2,903,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 24,150 | $2,902,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 40,000 | $2,901,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 53,946 | $2,898,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 26,204 | $2,896,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 49,696 | $2,896,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 20,764 | $2,896,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 200,719 | $2,896,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 106,847 | $2,895,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 280,645 | $2,891,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 37,445 | $2,887,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 113,496 | $2,884,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 90,000 | $2,883,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 65,629 | $2,877,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 84,002 | $2,875,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,175,000 | $2,875,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 113,931 | $2,871,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 80,000 | $2,867,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 390,456 | $2,862,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 12,395 | $2,859,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 49,000 | $2,849,000 | thousands by filing date | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 70,766 | $2,849,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 16,820 | $2,834,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17,845 | $2,833,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 273,862 | $2,828,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 34,303 | $2,827,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 78,000 | $2,826,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 361,716 | $2,826,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 63,681 | $2,818,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 231,542 | $2,818,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 104,076 | $2,816,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 62,200 | $2,812,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15,240 | $2,804,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 133,554 | $2,803,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 108,991 | $2,803,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,000 | $2,802,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 77,700 | $2,796,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 363,066 | $2,796,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 31,515 | $2,796,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 70,178 | $2,795,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 290,637 | $2,795,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 23,549 | $2,793,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 89,104 | $2,789,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 144,124 | $2,786,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 63,568 | $2,785,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 147,637 | $2,769,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 125,490 | $2,768,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 93,461 | $2,758,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 164,359 | $2,753,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 198,176 | $2,750,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 194,644 | $2,744,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 288,886 | $2,741,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 76,625 | $2,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 54,433 | $2,733,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 175,000 | $2,718,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 188,244 | $2,717,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 79,245 | $2,715,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 86,197 | $2,714,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 19,111 | $2,710,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 394,960 | $2,694,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 56,617 | $2,689,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 201,736 | $2,689,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 16,929 | $2,673,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 135,298 | $2,672,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 185,146 | $2,667,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 34,628 | $2,664,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 53,791 | $2,655,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 28,583 | $2,653,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 104,624 | $2,647,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 27,122 | $2,642,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 439,287 | $2,628,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13,900 | $2,627,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 46,686 | $2,627,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 84,555 | $2,625,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 26,124 | $2,624,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 83,263 | $2,624,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 103,699 | $2,623,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 62,842 | $2,622,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100,000 | $2,622,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 83,010 | $2,621,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 111,822 | $2,617,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,503,000 | $2,616,000 | thousands by filing date | principal |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 92,441 | $2,611,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 91,355 | $2,611,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 80,083 | $2,607,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 104,358 | $2,607,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 28,062 | $2,606,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 154,886 | $2,606,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 42,468 | $2,598,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 92,652 | $2,597,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 132,968 | $2,597,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 59,600 | $2,585,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 17,832 | $2,581,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 303,095 | $2,574,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 91,000 | $2,571,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 44,715 | $2,569,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 47,796 | $2,568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 31,511 | $2,567,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 105,659 | $2,566,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 62,259 | $2,562,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 119,842 | $2,557,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 123,472 | $2,556,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 58,232 | $2,555,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 120,281 | $2,549,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 176,954 | $2,548,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 86,903 | $2,541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 29,603 | $2,541,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 62,675 | $2,541,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 185,000 | $2,538,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 297,143 | $2,537,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 59,051 | $2,536,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75,567 | $2,535,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 49,218 | $2,535,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 83,574 | $2,534,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 114,935 | $2,533,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 50,188 | $2,530,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 115,072 | $2,529,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 75,018 | $2,528,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 40,000 | $2,527,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,110,000 | $2,525,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 226,356 | $2,520,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 115,469 | $2,515,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 35,700 | $2,512,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 93,648 | $2,512,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 33,475 | $2,511,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 54,200 | $2,509,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 123,772 | $2,506,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 52,967 | $2,500,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 16,768 | $2,499,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 115,659 | $2,499,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 137,687 | $2,499,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 48,460 | $2,498,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 41,554 | $2,498,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 74,045 | $2,498,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 47,822 | $2,495,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 47,078 | $2,495,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 137,651 | $2,493,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 173,544 | $2,492,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 56,039 | $2,486,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 63,008 | $2,486,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 45,100 | $2,476,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 18,025 | $2,476,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 83,162 | $2,468,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 146,529 | $2,466,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 49,226 | $2,461,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 70,555 | $2,457,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25,500 | $2,451,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 150,739 | $2,450,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 87,630 | $2,448,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 49,250 | $2,447,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 43,370 | $2,439,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 150,000 | $2,439,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 103,156 | $2,435,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 55,128 | $2,430,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 131,995 | $2,429,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 165,658 | $2,424,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 195,199 | $2,420,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 71,829 | $2,418,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $2,415,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 19,891 | $2,410,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 163,418 | $2,407,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 213,971 | $2,384,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 179,242 | $2,384,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 43,543 | $2,372,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 164,660 | $2,369,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 13,705 | $2,368,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 57,934 | $2,367,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 69,000 | $2,367,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 107,612 | $2,365,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,000 | $2,362,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,115 | $2,358,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 17,400 | $2,357,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,600 | $2,354,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 69,065 | $2,353,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 21,300 | $2,352,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 94,161 | $2,349,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 40,144 | $2,330,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 41,385 | $2,329,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 95,839 | $2,326,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,578 | $2,325,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 111,451 | $2,320,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 75,140 | $2,317,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 18,418 | $2,312,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 224,666 | $2,310,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 45,994 | $2,303,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 191,615 | $2,301,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 35,030 | $2,301,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 20,963 | $2,299,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,000 | $2,298,000 | thousands by filing date | put |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 76,264 | $2,298,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,300 | $2,289,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 34,602 | $2,288,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 46,773 | $2,287,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 16,199 | $2,287,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 41,680 | $2,281,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33,340 | $2,279,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 17,126 | $2,277,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 96,677 | $2,273,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 152,779 | $2,273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 43,986 | $2,272,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 59,176 | $2,271,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 197,511 | $2,269,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 66,792 | $2,268,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 31,252 | $2,259,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 45,709 | $2,259,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 120,638 | $2,253,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 45,227 | $2,253,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 175,282 | $2,248,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 173,278 | $2,248,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 58,194 | $2,245,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 38,816 | $2,241,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 15,724 | $2,239,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,195,000 | $2,235,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 133,919 | $2,234,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 30,786 | $2,225,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 55,776 | $2,224,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 229,689 | $2,223,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,700 | $2,221,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 147,600 | $2,215,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 11,971 | $2,212,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 94,722 | $2,211,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 35,514 | $2,209,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 39,470 | $2,209,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 264,051 | $2,202,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 73,833 | $2,199,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 14,116 | $2,199,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 56,010 | $2,195,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 61,899 | $2,195,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 220,823 | $2,195,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 152,098 | $2,189,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 56,925 | $2,179,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 43,902 | $2,175,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,314 | $2,170,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 49,849 | $2,169,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100,373 | $2,162,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 14,619 | $2,160,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 153,689 | $2,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 80,954 | $2,148,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 21,709 | $2,146,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 55,958 | $2,145,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 40,348 | $2,144,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 17,373 | $2,140,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 43,254 | $2,138,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 245,416 | $2,138,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 209,991 | $2,136,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 19,217 | $2,130,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 160,300 | $2,124,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 47,222 | $2,121,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,000 | $2,119,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 132,568 | $2,119,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50,438 | $2,118,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 144,814 | $2,110,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 49,201 | $2,110,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 72,368 | $2,110,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 41,628 | $2,109,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 43,570 | $2,106,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 39,106 | $2,106,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 58,100 | $2,105,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 15,137 | $2,103,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 118,196 | $2,102,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 21,371 | $2,099,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 120,377 | $2,099,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 24,326 | $2,091,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 40,490 | $2,091,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 59,133 | $2,090,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 31,382 | $2,087,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 31,154 | $2,085,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 64,190 | $2,081,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $2,069,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 200,000 | $2,066,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 61,759 | $2,066,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 87,964 | $2,066,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 67,460 | $2,065,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 16,609 | $2,058,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,115 | $2,056,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 35,981 | $2,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 89,363 | $2,053,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 112,211 | $2,052,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 81,716 | $2,049,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 81,410 | $2,048,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 23,659 | $2,044,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 101,952 | $2,040,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 134,944 | $2,038,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34,529 | $2,036,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 66,355 | $2,033,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,000 | $2,032,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 24,331 | $2,031,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 116,281 | $2,029,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 293,139 | $2,028,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 45,962 | $2,026,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 357,918 | $2,026,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 82,720 | $2,021,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 225,637 | $2,021,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 82,096 | $2,020,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 45,392 | $2,019,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 55,201 | $2,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 100,672 | $2,019,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,911 | $2,017,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 133,114 | $2,013,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | this filing | 2021-07-20 | acceptance time not in the bulk data set |