13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-07-20, with 7,483 holding rows worth $344,627,046,000.
- Accession
- 0001567619-21-013701
- Filer
- CIK 1000275
- Filed
- 2021-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 28,081 entries on the cover page, a total value of $344,627,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,627,046,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANTEL MEDICAL CORP | 138098108 | COM | 88,079 | $7,032,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 194,185 | $7,030,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 129,783 | $7,016,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 263,226 | $6,986,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 154,932 | $6,982,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 81,106 | $6,977,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 74,737 | $6,967,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 314,226 | $6,964,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 200,000 | $6,938,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 277,317 | $6,936,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 397,580 | $6,926,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 155,010 | $6,919,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 111,363 | $6,918,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,109,376 | $6,912,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 408,738 | $6,907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 88,044 | $6,884,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 251,614 | $6,883,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 78,995 | $6,873,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 55,498 | $6,842,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,800 | $6,820,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 156,723 | $6,818,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200,000 | $6,810,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 200,000 | $6,810,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 84,490 | $6,790,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 132,754 | $6,784,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 7,710,000 | $6,776,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 106,391 | $6,774,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 164,400 | $6,757,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 369,951 | $6,755,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 550,000 | $6,738,000 | thousands by filing date | call |
| APA CORPORATION COM | 03743Q108 | Stock | 375,845 | $6,727,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 107,577 | $6,710,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 188,486 | $6,692,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 61,400 | $6,669,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 121,485 | $6,667,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 4,200,000 | $6,665,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 352,151 | $6,649,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 70,800 | $6,649,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 205,995 | $6,642,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 850,000 | $6,639,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 65,280 | $6,634,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 129,547 | $6,614,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 142,967 | $6,604,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,520 | $6,590,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 133,336 | $6,588,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 165,529 | $6,586,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 75,000 | $6,568,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 46,097 | $6,565,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,000 | $6,548,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 45,600 | $6,534,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,376 | $6,530,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,000 | $6,527,000 | thousands by filing date | call |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 323,305 | $6,524,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 51,800 | $6,517,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,500,000 | $6,511,000 | thousands by filing date | principal |
| PRIMO WATER CORPORATION | 74167P108 | COM | 400,000 | $6,504,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 169,425 | $6,494,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,825,000 | $6,484,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 92,428 | $6,439,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 72,753 | $6,436,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 133,648 | $6,428,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 170,892 | $6,426,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 146,356 | $6,424,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 147,810 | $6,420,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 103,088 | $6,419,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 3,500,000 | $6,416,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 447,765 | $6,408,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $6,404,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 104,230 | $6,381,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 282,664 | $6,365,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54,500 | $6,362,000 | thousands by filing date | call |
| SCHRODINGER INC COM | 80810D103 | Stock | 83,282 | $6,354,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 341,569 | $6,354,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 139,258 | $6,319,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 48,086 | $6,317,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 405,100 | $6,311,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 282,200 | $6,303,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 356,116 | $6,294,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 94,413 | $6,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 190,661 | $6,276,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 75,621 | $6,262,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 31,000 | $6,252,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 172,745 | $6,251,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 90,478 | $6,244,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 46,100 | $6,244,000 | thousands by filing date | put |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 150,289 | $6,231,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 90,994 | $6,220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 91,367 | $6,211,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 740,928 | $6,201,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 21,254 | $6,199,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 228,622 | $6,183,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,572,000 | $6,162,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 104,382 | $6,154,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 242,822 | $6,153,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 150,922 | $6,134,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 92,091 | $6,133,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 70,000 | $6,130,000 | thousands by filing date | put |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 166,238 | $6,126,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $6,124,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 72,513 | $6,106,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 148,674 | $6,097,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100,000 | $6,091,000 | thousands by filing date | call |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 214,047 | $6,086,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 174,675 | $6,084,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 150,000 | $6,080,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 375,656 | $6,071,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 149,741 | $6,069,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 126,767 | $6,063,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 41,111 | $6,041,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 61,823 | $6,013,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 124,684 | $6,005,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 64,029 | $5,998,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 138,555 | $5,977,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 248,816 | $5,974,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 114,119 | $5,974,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 200,000 | $5,972,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 78,234 | $5,969,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 82,593 | $5,963,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 62,132 | $5,910,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 155,163 | $5,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 54,507 | $5,903,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 340,315 | $5,865,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 112,481 | $5,851,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 461,210 | $5,824,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 194,721 | $5,817,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 130,600 | $5,812,000 | thousands by filing date | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 132,964 | $5,801,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 194,594 | $5,795,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 185,147 | $5,786,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,242,548 | $5,779,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 136,148 | $5,777,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 159,294 | $5,766,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 172,500 | $5,751,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 85,093 | $5,744,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 169,800 | $5,739,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,485,000 | $5,736,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 113,738 | $5,723,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 123,717 | $5,722,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 64,519 | $5,718,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 63,907 | $5,702,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 109,357 | $5,678,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 25,000 | $5,676,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,545,000 | $5,675,000 | thousands by filing date | principal |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 137,736 | $5,673,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 94,000 | $5,665,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 216,468 | $5,665,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 162,530 | $5,657,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 129,065 | $5,650,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 313,055 | $5,641,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 18,772 | $5,640,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 375,914 | $5,639,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 40,000 | $5,634,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 40,000 | $5,634,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 683,261 | $5,629,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 203,100 | $5,604,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,414,013 | $5,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 345,642 | $5,582,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 134,118 | $5,581,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 377,853 | $5,580,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 199,486 | $5,569,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 178,258 | $5,564,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,049,748 | $5,555,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 190,000 | $5,539,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 79,418 | $5,521,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 55,000 | $5,517,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 2,649,000 | $5,515,000 | thousands by filing date | principal |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 100,849 | $5,513,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 223,631 | $5,507,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 146,834 | $5,502,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 238,609 | $5,502,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 369,637 | $5,493,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 158,540 | $5,492,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 202,842 | $5,488,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 81,687 | $5,488,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,071 | $5,485,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 125,000 | $5,483,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 337,211 | $5,483,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 4,882,000 | $5,471,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 81,836 | $5,458,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 30,140 | $5,457,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 20,400 | $5,456,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 160,065 | $5,452,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 148,241 | $5,450,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 232,426 | $5,446,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 193,013 | $5,441,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200,000 | $5,438,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 248,247 | $5,423,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,000 | $5,411,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,587,000 | $5,394,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 24,547 | $5,392,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 113,891 | $5,383,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 633,727 | $5,374,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 429,381 | $5,368,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 55,271 | $5,335,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40,000 | $5,330,000 | thousands by filing date | put |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 512,942 | $5,309,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 112,819 | $5,304,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 166,925 | $5,299,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 78,059 | $5,297,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 131,558 | $5,295,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 123,502 | $5,288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 101,388 | $5,281,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 233,510 | $5,274,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 198,414 | $5,270,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 13,500 | $5,266,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 318,935 | $5,266,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,529,913 | $5,248,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 33,558 | $5,246,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 134,618 | $5,241,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 181,529 | $5,237,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 205,035 | $5,229,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 486,943 | $5,201,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 94,429 | $5,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 80,253 | $5,188,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 115,968 | $5,153,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 52,454 | $5,152,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 120,990 | $5,151,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 499,491 | $5,151,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 251,804 | $5,127,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 209,817 | $5,117,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 69,701 | $5,112,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 78,254 | $5,101,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 262,316 | $5,099,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 147,631 | $5,074,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 52,088 | $5,065,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 58,319 | $5,060,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 91,974 | $5,056,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 194,657 | $5,055,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 72,096 | $5,047,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 77,830 | $5,045,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 139,324 | $5,044,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 38,636 | $5,033,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,100 | $5,024,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 200,000 | $5,024,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 79,798 | $5,007,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 43,787 | $4,989,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,700 | $4,983,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 49,013 | $4,977,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 224,277 | $4,974,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 265,763 | $4,970,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 997,535 | $4,968,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 46,347 | $4,962,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $4,961,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 68,895 | $4,960,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 20,364 | $4,959,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 62,564 | $4,957,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 43,640 | $4,957,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 145,031 | $4,951,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 68,411 | $4,940,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 141,136 | $4,933,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 128,224 | $4,929,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 111,214 | $4,917,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 58,982 | $4,915,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 122,268 | $4,898,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 122,358 | $4,894,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 36,679 | $4,891,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 221,300 | $4,873,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 21,601 | $4,873,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200,000 | $4,870,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 95,673 | $4,858,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 51,293 | $4,852,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 58,449 | $4,839,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 220,905 | $4,829,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 115,880 | $4,823,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 80,000 | $4,822,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 80,664 | $4,808,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 59,000 | $4,800,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 155,753 | $4,798,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 193,466 | $4,797,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 98,292 | $4,787,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 85,003 | $4,771,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 59,026 | $4,766,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150,000 | $4,763,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 237,106 | $4,758,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 95,414 | $4,741,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 121,094 | $4,740,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 102,164 | $4,738,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,000 | $4,738,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 169,672 | $4,735,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 178,190 | $4,733,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 71,098 | $4,715,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 179,867 | $4,706,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 415,243 | $4,701,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 17,905 | $4,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 90,170 | $4,698,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 442,577 | $4,692,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 49,407 | $4,685,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 83,576 | $4,682,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 39,697 | $4,674,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 28,139 | $4,664,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 22,260 | $4,662,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 66,588 | $4,662,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 94,329 | $4,655,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 233,305 | $4,648,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 36,976 | $4,644,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 163,502 | $4,630,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 102,898 | $4,624,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 223,557 | $4,623,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 48,166 | $4,597,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 89,413 | $4,594,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 42,000 | $4,589,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,671,461 | $4,580,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 71,352 | $4,579,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 387,390 | $4,579,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 332,227 | $4,578,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 43,556 | $4,565,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 39,975 | $4,560,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 113,706 | $4,559,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 127,677 | $4,557,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 69,532 | $4,556,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 66,006 | $4,555,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 169,591 | $4,540,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 140,152 | $4,531,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 20,000 | $4,522,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,411,000 | $4,508,000 | thousands by filing date | principal |
| OVINTIV INC | 69047Q102 | COM | 189,132 | $4,506,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 279,983 | $4,506,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 216,395 | $4,504,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 61,021 | $4,504,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 44,823 | $4,500,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 465,637 | $4,498,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 93,192 | $4,493,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 254,835 | $4,488,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 304,713 | $4,482,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 689,886 | $4,470,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 96,045 | $4,463,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 159,261 | $4,463,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 17,081 | $4,457,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 494,318 | $4,454,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 23,158 | $4,442,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 134,491 | $4,434,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 159,976 | $4,417,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 52,681 | $4,415,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 72,000 | $4,408,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 74,178 | $4,406,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 462,226 | $4,405,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 100,859 | $4,387,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 124,171 | $4,386,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,000 | $4,383,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 43,227 | $4,381,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 112,146 | $4,372,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 94,428 | $4,358,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,990,000 | $4,354,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 49,280 | $4,348,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 57,566 | $4,348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 44,196 | $4,347,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 47,580 | $4,345,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 59,192 | $4,344,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 120,000 | $4,333,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 46,992 | $4,332,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 105,588 | $4,330,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 119,002 | $4,329,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 59,805 | $4,318,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 52,699 | $4,311,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 82,447 | $4,308,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 103,691 | $4,304,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 67,600 | $4,301,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 156,705 | $4,300,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 174,370 | $4,297,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,863,000 | $4,295,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 45,000 | $4,275,000 | thousands by filing date | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 42,602 | $4,273,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 160,161 | $4,262,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 156,815 | $4,254,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,196,000 | $4,247,000 | thousands by filing date | principal |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 92,902 | $4,245,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 96,800 | $4,234,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 63,902 | $4,234,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 93,211 | $4,231,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 56,685 | $4,225,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 81,191 | $4,222,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 318,904 | $4,217,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,870,940 | $4,211,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 172,929 | $4,207,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 47,154 | $4,200,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 47,487 | $4,192,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 65,877 | $4,192,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 101,979 | $4,187,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 59,921 | $4,181,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 121,908 | $4,176,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 158,646 | $4,167,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 61,715 | $4,151,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 194,281 | $4,150,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 208,906 | $4,147,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 26,371 | $4,144,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 526,070 | $4,141,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 89,330 | $4,123,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 18,111 | $4,120,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 32,620 | $4,103,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 78,883 | $4,100,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 246,200 | $4,099,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 92,489 | $4,094,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 13,362 | $4,091,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 137,100 | $4,083,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 241,015 | $4,082,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 187,761 | $4,080,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 93,647 | $4,076,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 149,958 | $4,073,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 30,965 | $4,056,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 129,508 | $4,050,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,847,000 | $4,044,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 263,332 | $4,042,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 85,276 | $4,036,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 79,041 | $4,035,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 157,381 | $4,021,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 69,440 | $4,019,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 118,990 | $4,018,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 84,275 | $4,017,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 123,544 | $4,012,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $4,010,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 155,274 | $4,008,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 291,764 | $3,982,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 230,084 | $3,978,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,400 | $3,968,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 68,787 | $3,966,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 35,607 | $3,961,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 41,988 | $3,960,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 42,104 | $3,951,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 111,995 | $3,949,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 69,945 | $3,931,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 164,387 | $3,929,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 214,396 | $3,926,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 88,709 | $3,926,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 64,646 | $3,906,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 131,253 | $3,902,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 204,440 | $3,899,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 293,487 | $3,886,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 78,811 | $3,874,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,413 | $3,873,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 33,660 | $3,866,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 359,798 | $3,858,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 136,573 | $3,856,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 66,358 | $3,855,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 175,151 | $3,848,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 380,781 | $3,846,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 100,357 | $3,836,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 265,000 | $3,835,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 21,979 | $3,827,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 76,092 | $3,824,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 85,426 | $3,824,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 425,749 | $3,823,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 197,995 | $3,822,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 154,515 | $3,818,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 571,800 | $3,814,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 31,730 | $3,805,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 84,106 | $3,786,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 137,838 | $3,785,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,605,000 | $3,781,000 | thousands by filing date | principal |
| WINGSTOP INC COM | 974155103 | Stock | 29,702 | $3,778,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 197,475 | $3,770,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 87,773 | $3,766,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 191,745 | $3,758,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 49,527 | $3,756,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 83,736 | $3,752,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 39,585 | $3,748,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 250,704 | $3,739,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 45,193 | $3,738,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 159,986 | $3,734,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 224,200 | $3,724,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 160,877 | $3,721,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,000 | $3,720,000 | thousands by filing date | put |
| INVESCO | 46138J874 | EXCHANGE TRADED | 159,021 | $3,713,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 81,014 | $3,707,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50,000 | $3,702,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 622,205 | $3,702,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40,500 | $3,700,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 55,463 | $3,699,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 115,407 | $3,691,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 68,420 | $3,684,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 302,953 | $3,683,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 76,333 | $3,681,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 84,993 | $3,680,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 50,000 | $3,675,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 141,172 | $3,673,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 128,856 | $3,670,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 602,170 | $3,667,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 43,499 | $3,666,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 32,386 | $3,661,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 63,019 | $3,653,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 58,834 | $3,649,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 313,211 | $3,646,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 245,936 | $3,642,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 139,368 | $3,642,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 72,442 | $3,641,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 133,313 | $3,638,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 287,683 | $3,632,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,700 | $3,631,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 373,180 | $3,628,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 311,312 | $3,623,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 48,311 | $3,616,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 53,851 | $3,614,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 79,037 | $3,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 58,734 | $3,608,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 57,966 | $3,606,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 360,253 | $3,606,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 63,541 | $3,604,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 306,801 | $3,602,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 212,500 | $3,593,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 29,832 | $3,593,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 29,492 | $3,591,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | this filing | 2021-07-20 | acceptance time not in the bulk data set |