13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-07-20, with 7,483 holding rows worth $344,627,046,000.
- Accession
- 0001567619-21-013701
- Filer
- CIK 1000275
- Filed
- 2021-07-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 28,081 entries on the cover page, a total value of $344,627,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,627,046,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVOCURE LTD | G6674U108 | ORD SHS | 109,598 | $14,486,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 157,569 | $14,483,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,459,024 | $14,414,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 535,635 | $14,371,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 390,754 | $14,364,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 128,867 | $14,344,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 236,919 | $14,329,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 537,837 | $14,318,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 671,662 | $14,313,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 370,006 | $14,290,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,486,583 | $14,260,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 203,825 | $14,241,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 240,579 | $14,230,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 446,749 | $14,224,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 321,475 | $14,180,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 270,090 | $14,164,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 367,343 | $14,142,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 490,000 | $14,132,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 317,492 | $14,131,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,221,351 | $14,082,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 177,586 | $14,076,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 17,035 | $14,000,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 815,962 | $13,994,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 214,000 | $13,955,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,924,875 | $13,954,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 938,412 | $13,913,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 132,446 | $13,886,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 251,120 | $13,856,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 161,670 | $13,849,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 577,857 | $13,845,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 132,277 | $13,836,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 715,658 | $13,791,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 175,000 | $13,790,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 192,252 | $13,770,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 176,662 | $13,741,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 176,699 | $13,717,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 173,402 | $13,614,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 219,573 | $13,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 433,890 | $13,585,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1,181,931 | $13,568,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 193,190 | $13,552,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 263,925 | $13,500,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 516,232 | $13,484,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 253,058 | $13,390,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 400,000 | $13,380,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 47,800 | $13,372,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 352,362 | $13,372,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 94,003 | $13,365,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 917,875 | $13,337,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 147,165 | $13,302,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 504,848 | $13,292,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 100,000 | $13,289,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 49,372 | $13,246,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 679,315 | $13,219,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 95,474 | $13,204,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,748,900 | $13,152,000 | thousands by filing date | call |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 377,840 | $13,138,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 301,623 | $13,136,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 12,143,000 | $13,092,000 | thousands by filing date | principal |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 241,847 | $13,084,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 217,269 | $13,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 398,887 | $13,052,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 728,087 | $13,034,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 134,749 | $13,022,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,482,251 | $13,014,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50,902 | $12,953,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 7,518,000 | $12,940,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,048,656 | $12,930,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 217,726 | $12,930,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 462,758 | $12,925,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 531,436 | $12,909,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 72,313 | $12,901,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 824,640 | $12,849,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 665,100 | $12,757,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 522,596 | $12,756,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 71,162 | $12,752,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52,500 | $12,749,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,658,225 | $12,735,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 220,186 | $12,729,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 326,859 | $12,682,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 182,916 | $12,672,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 67,804 | $12,670,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,684,900 | $12,670,000 | thousands by filing date | put |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 543,983 | $12,664,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 234,070 | $12,633,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 32,323 | $12,608,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 312,966 | $12,587,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 148,663 | $12,585,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 238,366 | $12,570,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 126,622 | $12,558,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 56,791 | $12,517,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 745,994 | $12,502,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 208,479 | $12,501,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 305,466 | $12,469,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 325,876 | $12,451,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 182,000 | $12,432,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 592,766 | $12,413,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 148,426 | $12,408,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 831,894 | $12,403,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 58,528 | $12,397,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 198,755 | $12,387,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 313,118 | $12,363,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,054,655 | $12,318,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 657,951 | $12,317,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,108,594 | $12,316,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 351,884 | $12,253,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,780,729 | $12,234,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 262,241 | $12,223,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 242,546 | $12,199,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 875,561 | $12,187,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 57,500 | $12,183,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 457,799 | $12,168,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 176,740 | $12,153,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 71,970 | $12,144,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 155,319 | $12,119,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 640,030 | $12,116,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 40,570 | $12,103,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 257,772 | $12,056,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 256,242 | $12,046,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 136,617 | $12,043,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 646,836 | $12,019,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 251,518 | $12,000,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 157,371 | $11,984,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 376,953 | $11,983,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 294,372 | $11,969,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 282,682 | $11,960,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 212,988 | $11,932,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 110,182 | $11,914,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 362,905 | $11,874,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 200,000 | $11,842,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,051,170 | $11,825,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 202,982 | $11,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 120,879 | $11,804,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 326,663 | $11,797,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 301,800 | $11,791,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 255,142 | $11,788,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 315,273 | $11,725,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 127,509 | $11,701,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 610,000 | $11,700,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 300,000 | $11,694,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 292,787 | $11,688,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 649,035 | $11,663,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 83,154 | $11,655,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 437,402 | $11,649,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 550,985 | $11,642,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 449,304 | $11,616,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 494,946 | $11,607,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 204,698 | $11,600,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 354,836 | $11,576,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 365,634 | $11,558,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 311,113 | $11,480,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 298,806 | $11,479,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 136,771 | $11,477,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 228,430 | $11,477,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 343,800 | $11,462,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 715,008 | $11,461,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 180,000 | $11,455,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 444,259 | $11,435,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 108,800 | $11,401,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 178,487 | $11,389,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 87,404 | $11,374,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45,182 | $11,361,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 163,726 | $11,332,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 347,499 | $11,298,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 134,792 | $11,296,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 101,319 | $11,287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 303,926 | $11,269,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 439,575 | $11,267,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 373,032 | $11,265,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 217,408 | $11,232,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,400 | $11,223,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,241,000 | $11,203,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 362,896 | $11,193,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 616,996 | $11,174,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 56,786 | $11,159,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 266,018 | $11,155,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 320,796 | $11,151,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 243,963 | $11,136,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 248,528 | $11,122,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 67,658 | $11,119,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 450,080 | $11,107,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 55,000 | $11,092,000 | thousands by filing date | put |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 247,635 | $11,081,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 406,623 | $11,071,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 355,430 | $11,063,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 50,189 | $11,061,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 196,659 | $11,029,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 447,088 | $11,025,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 67,000 | $11,008,000 | thousands by filing date | put |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 175,000 | $10,992,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 444,815 | $10,964,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 148,124 | $10,962,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 172,940 | $10,952,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 417,140 | $10,943,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 59,300 | $10,942,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 510,903 | $10,917,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 201,142 | $10,915,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 258,376 | $10,885,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 917,612 | $10,874,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 166,025 | $10,861,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,167,086 | $10,855,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 113,929 | $10,846,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 250,000 | $10,843,000 | thousands by filing date | call |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 397,508 | $10,840,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 154,400 | $10,834,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 76,691 | $10,819,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 326,961 | $10,815,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 385,400 | $10,799,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 220,016 | $10,792,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 492,428 | $10,759,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 160,845 | $10,744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,060,399 | $10,731,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 278,507 | $10,726,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 102,640 | $10,725,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 114,070 | $10,721,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 95,424 | $10,695,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 350,000 | $10,675,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 231,778 | $10,671,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 148,912 | $10,668,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 39,672 | $10,657,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 158,717 | $10,652,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,461,141 | $10,637,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 479,700 | $10,630,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,258,012 | $10,604,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 268,431 | $10,601,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 240,020 | $10,592,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,131,064 | $10,570,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 87,859 | $10,550,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 105,615 | $10,548,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,000 | $10,532,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 190,928 | $10,529,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,032,303 | $10,488,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 136,000 | $10,480,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 665,759 | $10,479,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 171,604 | $10,468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 170,317 | $10,447,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 136,679 | $10,437,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 314,687 | $10,429,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 146,578 | $10,416,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 543,330 | $10,416,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 116,142 | $10,405,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,992,706 | $10,402,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 240,663 | $10,370,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 86,264 | $10,338,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 883,367 | $10,299,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 40,866 | $10,288,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 431,838 | $10,282,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 320,700 | $10,272,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 296,296 | $10,249,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,559 | $10,243,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 75,467 | $10,234,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 167,746 | $10,221,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 580,600 | $10,201,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 714,578 | $10,160,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 130,000 | $10,156,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 181,590 | $10,140,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 328,200 | $10,132,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 184,625 | $10,125,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 143,600 | $10,076,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 2,601,000 | $10,004,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 680,372 | $9,989,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 250,000 | $9,980,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $9,965,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 307,398 | $9,965,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 305,670 | $9,931,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 277,000 | $9,928,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 134,094 | $9,922,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 267,799 | $9,912,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 340,015 | $9,909,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 259,632 | $9,902,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103,547 | $9,875,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 483,332 | $9,850,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 340,000 | $9,806,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 305,408 | $9,798,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 82,515 | $9,791,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 77,235 | $9,789,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 369,588 | $9,753,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,150,000 | $9,752,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 482,018 | $9,732,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 75,000 | $9,723,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 109,100 | $9,723,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 116,077 | $9,720,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 348,201 | $9,710,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 205,826 | $9,660,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $9,656,000 | thousands by filing date | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 175,834 | $9,646,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 5,437,538 | $9,624,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 36,336 | $9,621,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,245,231 | $9,612,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 265,143 | $9,611,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 161,254 | $9,588,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 281,309 | $9,553,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 265,049 | $9,542,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 20,000 | $9,507,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 189,277 | $9,507,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 50,400 | $9,492,000 | thousands by filing date | call |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 53,767 | $9,486,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 166,107 | $9,481,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 301,690 | $9,478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 139,904 | $9,474,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 282,168 | $9,453,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 393,107 | $9,415,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 411,476 | $9,410,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 47,749 | $9,375,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 73,056 | $9,372,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 94,745 | $9,365,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 55,000 | $9,349,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 254,962 | $9,340,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 86,731 | $9,335,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 113,658 | $9,282,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 263,324 | $9,272,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 19,072 | $9,270,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 355,680 | $9,238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 135,414 | $9,218,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 413,918 | $9,218,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 468,538 | $9,216,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 750,000 | $9,188,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 170,686 | $9,143,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 53,191 | $9,131,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 64,500 | $9,123,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 51,982 | $9,120,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 245,553 | $9,079,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 46,631 | $9,066,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 334,159 | $9,066,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 132,200 | $9,058,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 476,578 | $9,050,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 518,410 | $9,021,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 199,949 | $8,971,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 177,191 | $8,969,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 97,300 | $8,955,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215,937 | $8,916,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 69,588 | $8,902,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 67,048 | $8,893,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 193,860 | $8,885,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 149,890 | $8,877,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,000,499 | $8,874,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 118,059 | $8,867,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 226,659 | $8,845,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 449,910 | $8,804,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 65,945 | $8,799,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 134,219 | $8,784,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 436,612 | $8,780,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 70,000 | $8,776,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 49,331 | $8,763,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 160,700 | $8,720,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 133,043 | $8,719,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 166,248 | $8,711,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 622,138 | $8,709,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 170,000 | $8,701,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 96,314 | $8,697,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 393,593 | $8,697,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 134,472 | $8,620,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 336,236 | $8,591,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 158,275 | $8,588,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 422,104 | $8,585,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 78,078 | $8,581,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 159,100 | $8,574,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 38,227 | $8,574,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 195,725 | $8,564,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 552,245 | $8,553,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 7,903,000 | $8,545,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 166,606 | $8,544,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 46,729 | $8,540,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 213,697 | $8,527,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 185,959 | $8,518,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 376,676 | $8,501,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 32,000 | $8,473,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 263,938 | $8,472,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,002,987 | $8,465,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 427,100 | $8,456,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100,655 | $8,449,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 179,663 | $8,441,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 186,385 | $8,413,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 172,818 | $8,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 266,680 | $8,406,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 105,310 | $8,387,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 110,953 | $8,377,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 67,432 | $8,373,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 387,223 | $8,368,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 124,685 | $8,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 104,378 | $8,359,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 54,415 | $8,344,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 722,870 | $8,342,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 109,600 | $8,315,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 156,620 | $8,310,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 310,756 | $8,304,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 300,993 | $8,298,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 253,994 | $8,296,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 29,562 | $8,255,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 174,122 | $8,249,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 73,639 | $8,232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 455,542 | $8,213,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 178,150 | $8,204,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 256,326 | $8,199,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 194,845 | $8,193,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 380,200 | $8,174,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 196,179 | $8,161,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 124,991 | $8,160,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 600,526 | $8,155,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 127,448 | $8,146,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 605,908 | $8,125,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 156,573 | $8,124,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 672,191 | $8,120,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 324,912 | $8,110,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 101,789 | $8,099,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 224,734 | $8,078,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 464,609 | $8,071,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 173,376 | $8,068,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 184,787 | $8,065,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 56,094 | $8,057,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 551,918 | $8,047,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 89,596 | $8,019,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 26,987 | $8,002,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 113,337 | $7,976,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 94,000 | $7,957,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 336,588 | $7,956,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 255,570 | $7,922,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 205,289 | $7,913,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 480,506 | $7,880,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 691,725 | $7,865,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 246,181 | $7,861,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100,000 | $7,850,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 251,505 | $7,843,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 119,633 | $7,827,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 101,477 | $7,822,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 107,906 | $7,806,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 146,389 | $7,803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 148,024 | $7,784,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 160,000 | $7,784,000 | thousands by filing date | call |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 277,771 | $7,780,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 102,792 | $7,776,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 33,823 | $7,768,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 169,267 | $7,768,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 45,259 | $7,752,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 114,399 | $7,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 96,366 | $7,735,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,011,896 | $7,720,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 398,181 | $7,689,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 293,525 | $7,679,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 30,325 | $7,669,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 507,832 | $7,653,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 450,472 | $7,649,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 101,125 | $7,636,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 132,103 | $7,635,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 276,449 | $7,633,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 103,346 | $7,619,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 502,610 | $7,609,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 427,166 | $7,603,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 140,400 | $7,597,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 71,600 | $7,568,000 | thousands by filing date | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 118,659 | $7,558,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 177,013 | $7,551,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 267,312 | $7,524,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 91,688 | $7,520,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 146,347 | $7,501,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,571,000 | $7,479,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 4,381,000 | $7,459,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 102,940 | $7,436,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 161,365 | $7,435,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 115,000 | $7,432,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 142,500 | $7,417,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 316,460 | $7,413,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 402,957 | $7,403,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 716,299 | $7,392,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 74,748 | $7,380,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,000 | $7,361,000 | thousands by filing date | call |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 402,750 | $7,354,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 255,000 | $7,352,000 | thousands by filing date | put |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 140,148 | $7,343,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 165,582 | $7,325,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 225,000 | $7,319,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 218,195 | $7,309,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 172,589 | $7,295,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 64,223 | $7,283,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 217,476 | $7,275,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 98,457 | $7,261,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 154,790 | $7,249,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 145,063 | $7,234,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 124,061 | $7,215,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 60,100 | $7,207,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,002,841 | $7,191,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18,914 | $7,190,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 171,108 | $7,179,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 159,614 | $7,176,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 265,451 | $7,154,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 288,104 | $7,153,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 94,208 | $7,140,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 284,129 | $7,138,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 455,162 | $7,119,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 185,070 | $7,118,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 527,933 | $7,116,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 187,900 | $7,116,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 80,000 | $7,099,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 159,996 | $7,099,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 92,883 | $7,078,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 245,000 | $7,063,000 | thousands by filing date | call |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 267,749 | $7,058,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 730,000 | $7,052,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 498,357 | $7,036,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 53,200 | $7,032,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | superseded | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | this filing | 2021-07-20 | acceptance time not in the bulk data set |