13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,490 holding rows worth $345,787,798,000.
- Accession
- 0001567619-21-010380
- Filer
- CIK 1000275
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28,109 entries on the cover page, a total value of $345,787,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,787,798,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY ALUM CO | 156431108 | COM | 62,570 | $1,105,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 18,585 | $1,104,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 32,084 | $1,101,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 30,113 | $1,100,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 303,043 | $1,100,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 12,331 | $1,098,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 12,614 | $1,097,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 11,992 | $1,095,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 23,930 | $1,095,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 38,008 | $1,094,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 119,337 | $1,094,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 60,270 | $1,091,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 108,794 | $1,091,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 76,957 | $1,090,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 68,763 | $1,088,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 21,569 | $1,087,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 34,868 | $1,087,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 45,371 | $1,086,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 20,082 | $1,086,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 100,000 | $1,085,000 | thousands by filing date | put |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 100,000 | $1,085,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 98,400 | $1,084,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 48,156 | $1,084,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 21,828 | $1,083,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,493 | $1,078,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 56,607 | $1,078,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,230 | $1,076,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 81,500 | $1,075,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,952 | $1,075,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8,143 | $1,074,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 11,452 | $1,074,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 15,445 | $1,073,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,565 | $1,069,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 36,642 | $1,069,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 39,813 | $1,068,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 225,536 | $1,067,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 107,527 | $1,067,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 69,622 | $1,066,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 107,586 | $1,065,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 106,000 | $1,064,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 9,268 | $1,063,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 26,471 | $1,062,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 21,000 | $1,062,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 116,983 | $1,062,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 17,744 | $1,061,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 42,625 | $1,061,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10,000 | $1,057,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 37,415 | $1,057,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,800 | $1,057,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 49,652 | $1,055,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 11,802 | $1,054,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 28,219 | $1,051,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 104,200 | $1,051,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 57,422 | $1,050,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 19,456 | $1,048,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 101,000 | $1,047,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 21,418 | $1,045,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 35,987 | $1,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 34,971 | $1,043,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 73,025 | $1,042,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 23,958 | $1,041,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 35,192 | $1,038,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 28,298 | $1,036,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 19,368 | $1,035,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 21,440 | $1,035,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 25,762 | $1,034,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,968 | $1,033,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 34,429 | $1,029,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 56,540 | $1,029,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,466,961 | $1,028,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 28,646 | $1,028,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 34,620 | $1,027,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22,524 | $1,026,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 102,971 | $1,026,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 100,000 | $1,026,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 14,134 | $1,025,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 99,900 | $1,025,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 27,250 | $1,024,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200,771 | $1,023,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 19,409 | $1,023,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 42,712 | $1,021,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 46,180 | $1,021,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 102,206 | $1,021,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 102,222 | $1,020,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 55,558 | $1,020,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 10,742 | $1,019,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 70,976 | $1,018,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 109,398 | $1,018,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 54,626 | $1,014,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 124,201 | $1,013,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 29,573 | $1,012,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 42,185 | $1,012,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 77,747 | $1,011,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 8,840 | $1,008,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 181,572 | $1,008,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 100,653 | $1,007,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 86,700 | $1,006,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 56,594 | $1,005,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 67,160 | $1,004,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 14,444 | $1,002,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 98,232 | $1,002,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 31,031 | $1,001,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 16,952 | $1,000,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 100,465 | $1,000,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 80,089 | $999,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 50,144 | $998,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 9,948 | $996,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 24,914 | $996,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 12,361 | $994,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 39,695 | $994,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 36,988 | $992,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,000,000 | $991,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,030,000 | $990,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 28,698 | $989,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 32,511 | $989,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 25,625 | $989,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 133,553 | $989,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 60,015 | $989,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 34,865 | $989,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 41,167 | $988,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,689 | $987,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 8,519 | $986,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 86,363 | $984,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 29,817 | $983,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 41,382 | $983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 21,349 | $983,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 73,317 | $982,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 114,361 | $982,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 127,259 | $981,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 98,600 | $979,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 94,111 | $977,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 104,889 | $975,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,668 | $973,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 31,908 | $969,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 190,774 | $969,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,223 | $968,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 30,230 | $966,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 24,872 | $966,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 31,287 | $966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,703 | $965,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 41,071 | $963,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 32,084 | $962,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,281 | $961,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 19,988 | $960,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 35,134 | $960,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 34,944 | $958,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 60,663 | $958,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 88,354 | $958,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 15,339 | $956,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 20,500 | $955,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 55,012 | $955,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 22,560 | $954,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 58,189 | $953,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 28,573 | $952,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 47,992 | $952,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 32,987 | $951,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 137,218 | $948,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 22,852 | $946,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 64,349 | $946,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 41,705 | $944,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,484 | $943,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 23,921 | $943,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 15,000 | $942,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 63,851 | $941,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 110,264 | $940,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 104,012 | $939,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 43,984 | $939,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,940 | $938,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 93,831 | $938,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 39,637 | $937,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,151 | $937,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,044 | $936,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 26,012 | $935,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 68,928 | $934,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 24,368 | $934,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 8,691 | $931,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 64,293 | $929,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 70,415 | $929,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 67,661 | $928,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 204,832 | $927,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 19,346 | $927,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 33,724 | $924,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 91,300 | $924,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 61,352 | $923,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 84,143 | $922,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 38,200 | $920,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 41,248 | $919,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 91,818 | $918,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 12,236 | $917,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 92,258 | $916,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 30,120 | $913,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 30,866 | $912,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,914 | $911,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 68,202 | $910,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 86,912 | $905,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 9,630 | $903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 62,005 | $900,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 51,412 | $899,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 74,749 | $898,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 161,800 | $898,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,716 | $897,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 44,338 | $897,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 57,274 | $896,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 24,775 | $893,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 17,505 | $893,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 19,873 | $892,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,086 | $891,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 17,854 | $889,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 10,340 | $886,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 20,376 | $886,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 32,178 | $885,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11,294 | $885,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 31,729 | $885,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 37,552 | $885,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 59,105 | $883,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 61,282 | $880,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 82,903 | $878,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 64,120 | $878,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 14,288 | $878,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 32,701 | $877,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,700 | $877,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 25,230 | $877,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 115,084 | $877,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 53,252 | $873,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 88,776 | $871,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,362 | $869,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,811 | $869,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 36,410 | $868,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X889 | VICTRYSHS VETERN | 27,679 | $868,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 27,813 | $867,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 16,324 | $866,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,903 | $864,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 30,392 | $863,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 10,693 | $863,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,579 | $863,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 11,341 | $863,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 87,286 | $863,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 32,977 | $861,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 9,708 | $859,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 497,984 | $856,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 37,296 | $856,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 70,770 | $854,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,133 | $854,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 51,313 | $854,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,322 | $852,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,000 | $852,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 31,396 | $852,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 89,600 | $848,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 84,692 | $848,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 82,597 | $847,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 37,969 | $846,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 35,249 | $845,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 23,405 | $843,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 34,858 | $841,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 85,380 | $840,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,919 | $838,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 47,333 | $837,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 49,113 | $835,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 19,628 | $833,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 84,307 | $831,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,449 | $828,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 60,197 | $828,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 95,000 | $828,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 21,577 | $827,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 30,928 | $827,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 43,648 | $827,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,572 | $827,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 45,000 | $827,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 25,084 | $826,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 23,956 | $825,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28,492 | $824,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 30,589 | $824,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 39,849 | $824,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 29,525 | $824,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 94,118 | $823,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,868 | $821,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 33,452 | $821,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 782,140 | $821,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 14,194 | $820,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 10,848 | $820,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 78,504 | $820,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 86,312 | $819,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 27,925 | $818,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 52,166 | $817,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 56,402 | $817,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,060 | $816,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 40,727 | $816,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,937 | $815,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 30,129 | $815,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 25,093 | $814,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 13,568 | $813,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 48,809 | $812,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 58,623 | $811,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 119,304 | $810,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 21,337 | $808,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 23,233 | $807,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,862 | $806,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 27,958 | $805,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 81,067 | $805,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 56,205 | $803,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 52,532 | $802,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 133,234 | $802,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 32,609 | $801,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 53,853 | $800,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 78,870 | $800,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,114 | $799,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 45,110 | $799,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,000 | $799,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 10,600 | $797,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 57,437 | $797,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,542 | $797,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 9,447 | $796,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 189,132 | $794,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 55,814 | $793,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,940 | $792,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 31,805 | $792,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 31,374 | $792,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 105,000 | $785,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 78,600 | $785,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 26,000 | $783,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 10,041 | $783,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 33,749 | $783,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 27,797 | $782,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,390 | $781,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 34,245 | $781,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,363 | $779,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 57,735 | $779,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 28,744 | $779,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 65,548 | $779,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,000 | $778,000 | thousands by filing date | put |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 74,317 | $778,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 95,191 | $776,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 56,343 | $776,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,764 | $775,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 52,434 | $774,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,000 | $771,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 217,443 | $771,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 43,472 | $771,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 33,105 | $769,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 82,761 | $768,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 17,251 | $767,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 9,870 | $765,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 18,324 | $765,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 73,902 | $765,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 59,296 | $764,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 17,310 | $762,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 77,569 | $762,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,725 | $761,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,273 | $760,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 34,273 | $758,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 47,216 | $757,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 37,065 | $756,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 76,624 | $756,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 90,399 | $753,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 38,163 | $752,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 75,478 | $751,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,093 | $749,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 51,090 | $749,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP UNI | 34552y205 | COM | 75,516 | $748,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 11,328 | $747,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 37,500 | $747,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 5,580 | $745,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 28,326 | $744,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 75,000 | $742,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 84,381 | $738,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 44,516 | $738,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 14,612 | $737,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 110,100 | $737,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 23,910 | $736,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 26,898 | $736,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 47,238 | $735,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,273 | $734,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 29,442 | $734,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 415,000 | $734,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 76,995 | $734,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 19,515 | $734,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,871 | $731,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,990 | $731,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,353 | $729,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 25,071 | $729,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 17,817 | $729,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 15,194 | $728,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 302,523 | $728,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10,362 | $727,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 24,267 | $726,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 50,954 | $725,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 26,461 | $725,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 97,809 | $724,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 29,665 | $723,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 28,443 | $723,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 10,960 | $719,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 75,986 | $719,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 13,804 | $718,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,632 | $717,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,772 | $717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 4,534 | $716,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 59,565 | $715,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 65,900 | $711,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 5,000 | $711,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,860 | $711,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 65,940 | $709,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,694 | $706,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 66,092 | $706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 17,929 | $705,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 42,930 | $704,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 75,100 | $704,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 26,206 | $704,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 40,444 | $703,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 38,836 | $703,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 40,992 | $702,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,225 | $702,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 28,500 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 17,652 | $702,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 11,358 | $699,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 26,700 | $697,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 13,069 | $697,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 27,518 | $697,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 58,892 | $696,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 26,565 | $695,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 30,145 | $694,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 26,882 | $693,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 23,149 | $693,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 70,000 | $693,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 69,499 | $692,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,448 | $691,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 199,141 | $691,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 13,064 | $691,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 46,707 | $690,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 27,441 | $690,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 16,424 | $689,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 11,358 | $689,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 47,109 | $686,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9,611 | $683,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 21,517 | $680,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 68,706 | $680,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,700 | $679,000 | thousands by filing date | call |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 17,400 | $679,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 67,286 | $679,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 17,095 | $674,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 27,520 | $674,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 94,332 | $673,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 9,426 | $673,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,170 | $673,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 34,958 | $673,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 48,349 | $672,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 25,834 | $672,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 37,181 | $671,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 27,829 | $671,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,991 | $670,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 21,991 | $670,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 14,714 | $668,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,926 | $668,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 30,750 | $668,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,598 | $666,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 6,673 | $666,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 51,972 | $665,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 11,788 | $664,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 22,979 | $664,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 56,473 | $662,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 26,754 | $662,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 48,027 | $661,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 26,974 | $658,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 28,939 | $657,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 31,868 | $656,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 22,839 | $655,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 7,917 | $655,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 22,079 | $655,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 44,805 | $655,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 34,400 | $652,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 28,456 | $652,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,058 | $649,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 64,207 | $649,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 14,391 | $648,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 64,122 | $647,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 23,427 | $646,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,968 | $644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 14,783 | $641,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,460 | $641,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,485 | $641,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 11,218 | $640,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 65,005 | $639,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,131 | $639,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 23,171 | $639,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 36,328 | $638,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 88,340 | $637,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 42,301 | $637,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 20,142 | $636,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 147,944 | $635,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 63,037 | $635,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 63,853 | $635,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 115,419 | $634,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 61,937 | $633,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,829 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 7,882 | $633,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 37,580 | $633,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 28,870 | $633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 22,081 | $632,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 13,557 | $631,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,277 | $631,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 13,747 | $629,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | base | 2021-07-20 | acceptance time not in the bulk data set |