13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,490 holding rows worth $345,787,798,000.
- Accession
- 0001567619-21-010380
- Filer
- CIK 1000275
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28,109 entries on the cover page, a total value of $345,787,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,787,798,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCUGEN INC | 67577C105 | COMMON STOCK | 879 | $6,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,190 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 211 | $6,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 841 | $6,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 363 | $6,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 271 | $6,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 435 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 390 | $6,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 417 | $6,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 544 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 317 | $6,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 380 | $6,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 911 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,901 | $6,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $6,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 620 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $6,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 5,000 | $6,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 3,380 | $6,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,873 | $6,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 8,532 | $6,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 5,112 | $6,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,649 | $6,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 610 | $6,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $6,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 525 | $6,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 598 | $6,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 288 | $6,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 550 | $6,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 600 | $6,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 100 | $5,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 318 | $5,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 141 | $5,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 352 | $5,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 185 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 110 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 47 | $5,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 732 | $5,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 647 | $5,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 262 | $5,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 201 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 112 | $5,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 316 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 197 | $5,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 920 | $5,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,225 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 161 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 64 | $5,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 500 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 93 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 84 | $5,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 617 | $5,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 402 | $5,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 460 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 350 | $5,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 400 | $5,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 516 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 657 | $5,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 7,035 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $5,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $5,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,778 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,103 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,549 | $5,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 211 | $5,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 449 | $5,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 478 | $5,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 511 | $5,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 647 | $5,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 450 | $5,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 95 | $5,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 2,500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 567 | $5,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 422 | $5,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 101 | $5,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,009 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 1,076 | $5,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 760 | $5,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 452 | $5,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 2,733 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 61 | $5,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 450 | $5,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 478 | $5,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 479 | $5,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 525 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H618 | SALT HIG TRUBT | 133 | $5,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 437 | $5,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,851 | $4,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 145 | $4,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 703 | $4,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 200 | $4,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 100 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 817 | $4,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 96 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 160 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 1,466 | $4,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 54 | $4,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 1,000 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 661 | $4,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 866 | $4,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 828 | $4,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 74 | $4,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 705 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 160 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 300 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 163 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 272 | $4,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,090 | $4,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,105 | $4,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 293 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,247 | $4,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 71 | $4,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 3,000 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,000 | $4,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 309 | $4,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 7,788 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 143 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $4,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 762 | $4,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,000 | $4,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 733 | $4,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 360 | $4,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 2,016 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 986 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 199 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,571 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 100 | $4,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 747 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 420 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,200 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 842 | $4,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 396 | $4,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 5,000 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $3,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 187 | $3,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 300 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 357 | $3,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 253 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 109 | $3,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 142 | $3,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 170 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 140 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 219 | $3,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,098 | $3,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 131 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 620 | $3,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 288 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 116 | $3,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 80 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 92 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 95 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 107 | $3,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 394 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 70 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 144 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 500 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 950 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 128 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 32 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 22 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 79 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 200 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 683 | $3,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,131 | $3,000 | thousands by filing date | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 107 | $3,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 1,796 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,811 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 882 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 493 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $3,000 | thousands by filing date | principal |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,481 | $3,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 313 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 363 | $3,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 450 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 674 | $3,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 300 | $3,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 100 | $3,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 334 | $3,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 242 | $3,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 567 | $3,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 1,200 | $3,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 287 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 251 | $3,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 258 | $3,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 410 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 307 | $3,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 1,000 | $3,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 409 | $3,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 2,424 | $3,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 274 | $3,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 270 | $3,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 300 | $3,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 3,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 42 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 320 | $3,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 285 | $3,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 300 | $3,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,750 | $3,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 234 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 578 | $2,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 686 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 162 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 131 | $2,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 704 | $2,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 215 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 72 | $2,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 72 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,906 | $2,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 76 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 90 | $2,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 276 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 485 | $2,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 303 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 75 | $2,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 79 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 247 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 117 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 96 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 100 | $2,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 152 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 103 | $2,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 197 | $2,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,000 | $2,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 89 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 478 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 47 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 452 | $2,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 310 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 731 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 171 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $2,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 200 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 174 | $2,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000 | $2,000 | thousands by filing date | principal |
| VOXELJET AG | 92912L206 | ADS | 120 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 471 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 48 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $2,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 190 | $2,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 313 | $2,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 480 | $2,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 1,903 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 705 | $2,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 2,740 | $2,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 190 | $2,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 190 | $2,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 49 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 430 | $2,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 700 | $2,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 586 | $2,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 331 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 13 | $2,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 402 | $2,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 892 | $2,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,675 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 200 | $2,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 80 | $2,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 48 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 838 | $2,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 163 | $2,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 27 | $2,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 250 | $2,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 1,267 | $2,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 115 | $2,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 190 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 226 | $2,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 307 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 90 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 105 | $1,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 105 | $1,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 29 | $1,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 98 | $1,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 30 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 73 | $1,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 91 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 43 | $1,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 344 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 50 | $1,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 57 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 20 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 100 | $1,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 42 | $1,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 208 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 132 | $1,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 509 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 142 | $1,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 320 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 56 | $1,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 45 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 36 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 7 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 95 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 40 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 25 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 104 | $1,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 187 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 40 | $1,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 79 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 43 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 113 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,500 | $1,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 342 | $1,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 48 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 450 | $1,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 120 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 209 | $1,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 50 | $1,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 346 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 354 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 900 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 254 | $1,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 86 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 50 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 60 | $1,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 1,230 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 44 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 300 | $1,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 100 | $1,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,000 | $1,000 | thousands by filing date | principal |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 124 | $1,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 507 | $1,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 2,100 | $1,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 101 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 200 | $1,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 60 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 175 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 300 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 323 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 405 | $1,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 500 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 790 | $1,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 87 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100 | $1,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 119 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 417 | $1,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 500 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 1,300 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $1,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 29 | $1,000 | thousands by filing date | principal |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 500 | $1,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 93 | $1,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 875 | $1,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 625 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G812 | ULTSHT CONS SERV | 83 | $1,000 | thousands by filing date | |
| CHARGEPOINT HOLDINGS IN-CW24 | 15961r113 | WT | 80 | $1,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 271 | $1,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 320 | $1,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 10 | $1,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 85 | $1,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 90 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,009 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF BANKSHARES INC | 12520L109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHOFIX MED INC | 68752M108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTERN PHARMA INC | 51654W101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DSP GROUP INC | 23332B106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD POINT FINL CORP | 680194107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 09071M205 | NULL | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDOC ACQUISITION CORP | G4000A136 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONAKER GROUP INC | 609011200 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUHNN HLDG LTD | 781314109 | ADS | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHANICAL TECHNOLOGY INC | 583538202 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | base | 2021-07-20 | acceptance time not in the bulk data set |