13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,490 holding rows worth $345,787,798,000.
- Accession
- 0001567619-21-010380
- Filer
- CIK 1000275
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28,109 entries on the cover page, a total value of $345,787,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,787,798,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,000 | $2,032,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 24,331 | $2,031,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 116,281 | $2,029,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 293,139 | $2,028,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 45,962 | $2,026,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 357,918 | $2,026,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 82,720 | $2,021,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 225,637 | $2,021,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 82,096 | $2,020,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 45,392 | $2,019,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 55,201 | $2,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 100,672 | $2,019,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,911 | $2,017,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 133,114 | $2,013,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 103,215 | $2,011,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 60,000 | $2,007,000 | thousands by filing date | put |
| SUMO LOGIC INC | 86646P103 | COM | 106,395 | $2,007,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 53,002 | $2,004,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 45,000 | $2,003,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 38,129 | $1,999,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 49,682 | $1,998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 36,161 | $1,994,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 35,893 | $1,993,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 47,625 | $1,990,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,374 | $1,988,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 37,534 | $1,978,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 152,901 | $1,974,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 95,146 | $1,973,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 76,374 | $1,972,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 39,174 | $1,970,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 37,795 | $1,968,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 47,698 | $1,968,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 64,668 | $1,967,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 26,478 | $1,967,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 57,062 | $1,966,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 39,802 | $1,965,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 40,753 | $1,959,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 60,264 | $1,959,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 55,000 | $1,958,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 145,334 | $1,955,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 13,746 | $1,954,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 47,501 | $1,952,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 10,980 | $1,950,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 43,413 | $1,949,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 11,770 | $1,943,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 933,236 | $1,942,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 24,176 | $1,940,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 18,118 | $1,939,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 878,000 | $1,935,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,200 | $1,933,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,000 | $1,932,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 24,068 | $1,931,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 70,463 | $1,930,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 10,639 | $1,929,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 136,886 | $1,927,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,895 | $1,923,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 185,200 | $1,921,000 | thousands by filing date | call |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 66,514 | $1,920,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 33,411 | $1,918,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 66,879 | $1,916,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 27,602 | $1,915,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 36,074 | $1,907,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 144,423 | $1,905,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50,101 | $1,904,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 237,071 | $1,901,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,292 | $1,900,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,000 | $1,896,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 61,479 | $1,896,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,229,445 | $1,894,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12,200 | $1,892,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 19,060 | $1,889,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 103,963 | $1,888,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 27,944 | $1,888,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 34,481 | $1,887,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,310,000 | $1,887,000 | thousands by filing date | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 47,536 | $1,882,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 56,434 | $1,882,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 36,040 | $1,880,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 112,458 | $1,878,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 71,500 | $1,875,000 | thousands by filing date | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 50,733 | $1,871,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 40,310 | $1,870,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 135,189 | $1,868,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 70,901 | $1,867,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 96,972 | $1,865,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10,105 | $1,863,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 78,312 | $1,863,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 40,791 | $1,863,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 63,603 | $1,861,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 375,000 | $1,860,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 39,172 | $1,855,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 28,841 | $1,854,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 69,579 | $1,852,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 135,000 | $1,852,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 305,053 | $1,852,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 81,924 | $1,850,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 125,321 | $1,847,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 27,898 | $1,844,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 91,732 | $1,844,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 96,263 | $1,841,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 22,000 | $1,831,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 42,684 | $1,830,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17,392 | $1,829,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 136,158 | $1,826,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 44,932 | $1,823,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 42,895 | $1,823,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 76,246 | $1,815,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 182,607 | $1,815,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 38,907 | $1,813,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,202 | $1,813,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 64,565 | $1,812,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 77,360 | $1,810,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 8,287 | $1,800,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 24,474 | $1,794,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 90,571 | $1,791,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 97,913 | $1,789,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 43,500 | $1,788,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 3,000 | $1,786,000 | thousands by filing date | put |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 174,631 | $1,785,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 23,229 | $1,782,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 77,102 | $1,780,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 123,537 | $1,778,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 54,710 | $1,774,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 44,010 | $1,771,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 39,654 | $1,771,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 39,126 | $1,768,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 14,255 | $1,766,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 9,985 | $1,765,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 66,762 | $1,757,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 84,738 | $1,756,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,146 | $1,749,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 496,117 | $1,747,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 35,105 | $1,741,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 100,000 | $1,740,000 | thousands by filing date | call |
| ROCKET COS INC | 77311W101 | COM CL A | 75,251 | $1,738,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 61,419 | $1,738,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 131,570 | $1,736,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 61,062 | $1,736,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 42,500 | $1,735,000 | thousands by filing date | call |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 45,134 | $1,732,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 151,547 | $1,728,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 18,838 | $1,720,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 273,500 | $1,720,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 31,866 | $1,719,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 38,686 | $1,716,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 81,439 | $1,713,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 45,281 | $1,709,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 31,725 | $1,705,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 35,138 | $1,705,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 106,328 | $1,701,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 26,883 | $1,699,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 36,901 | $1,690,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 71,374 | $1,688,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 71,288 | $1,687,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 62,723 | $1,687,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 169,888 | $1,686,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 41,581 | $1,682,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 11,718 | $1,680,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 24,247 | $1,674,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 26,541 | $1,670,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 121,616 | $1,669,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 40,774 | $1,664,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 33,246 | $1,664,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 123,468 | $1,664,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 83,390 | $1,663,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 10,653 | $1,661,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 71,059 | $1,660,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 70,411 | $1,660,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 77,032 | $1,660,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $1,659,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,657,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,657,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 30,431 | $1,657,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 72,841 | $1,649,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 32,831 | $1,649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 45,992 | $1,648,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 43,390 | $1,646,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 87,727 | $1,645,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 183,501 | $1,642,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 34,347 | $1,640,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 41,062 | $1,639,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 33,277 | $1,637,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 23,261 | $1,637,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 21,134 | $1,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 47,835 | $1,635,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 36,100 | $1,632,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 53,991 | $1,632,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 60,163 | $1,632,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 50,897 | $1,627,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 193,824 | $1,626,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 47,669 | $1,625,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 40,335 | $1,621,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 49,188 | $1,619,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 194,270 | $1,617,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 103,842 | $1,616,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 397,244 | $1,616,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 27,612 | $1,615,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 71,029 | $1,614,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 101,460 | $1,613,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 128,820 | $1,612,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 112,881 | $1,609,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 59,614 | $1,609,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 38,716 | $1,606,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 30,000 | $1,605,000 | thousands by filing date | call |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 45,850 | $1,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 31,804 | $1,601,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 38,573 | $1,601,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 96,174 | $1,601,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 15,649 | $1,600,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 227,645 | $1,598,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 687,216 | $1,595,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 93,314 | $1,595,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 261,006 | $1,594,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 41,813 | $1,593,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 73,568 | $1,593,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,000 | $1,592,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 12,117 | $1,591,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 31,185 | $1,588,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 195,861 | $1,587,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 53,928 | $1,586,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 94,145 | $1,586,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 55,597 | $1,584,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 22,350 | $1,581,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 121,625 | $1,580,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 53,470 | $1,577,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 16,994 | $1,575,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 45,810 | $1,575,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 74,755 | $1,573,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 41,140 | $1,572,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 96,317 | $1,571,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 36,311 | $1,569,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 204,416 | $1,568,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 90,219 | $1,567,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 66,007 | $1,565,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 44,960 | $1,565,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 157,326 | $1,560,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 38,200 | $1,557,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 110,378 | $1,555,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 155,990 | $1,549,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 46,315 | $1,548,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 46,454 | $1,545,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,514,000 | $1,542,000 | thousands by filing date | principal |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 154,486 | $1,539,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44,166 | $1,534,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 101,877 | $1,531,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 27,143 | $1,531,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 41,690 | $1,528,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 116,481 | $1,527,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 35,652 | $1,525,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 110,930 | $1,523,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 15,943 | $1,522,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 95,780 | $1,521,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 17,839 | $1,521,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 77,576 | $1,519,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 16,091 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 91,731 | $1,516,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 50,322 | $1,514,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 40,000 | $1,511,000 | thousands by filing date | call |
| RELIANT BANCORP INC | 75956B101 | COM | 52,502 | $1,507,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 28,281 | $1,506,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 68,042 | $1,504,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 36,455 | $1,499,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 74,923 | $1,499,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 203,000 | $1,497,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 62,225 | $1,494,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 53,697 | $1,494,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 31,211 | $1,494,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 13,003 | $1,493,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 13,675 | $1,492,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 94,508 | $1,484,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 77,576 | $1,482,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 145,105 | $1,480,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 137,801 | $1,480,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 30,205 | $1,478,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 47,420 | $1,478,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 15,992 | $1,476,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 111,475 | $1,474,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 221,032 | $1,472,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 328,729 | $1,469,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 19,565 | $1,465,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 102,645 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 59,122 | $1,464,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 29,403 | $1,463,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 47,746 | $1,463,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 14,667 | $1,462,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 55,534 | $1,461,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 85,216 | $1,461,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 60,000 | $1,460,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 92,725 | $1,459,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 108,503 | $1,457,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 31,918 | $1,452,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 27,829 | $1,450,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 27,597 | $1,449,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,800 | $1,447,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 35,064 | $1,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 48,531 | $1,436,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,332 | $1,431,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 149,999 | $1,431,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 102,377 | $1,430,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 40,177 | $1,428,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 234,992 | $1,427,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 21,827 | $1,426,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 57,102 | $1,419,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 353,836 | $1,419,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 53,676 | $1,418,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 51,093 | $1,415,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 18,679 | $1,413,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 87,981 | $1,413,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 56,447 | $1,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 24,484 | $1,412,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 71,565 | $1,411,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 66,797 | $1,411,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 101,533 | $1,410,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,713 | $1,410,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 141,097 | $1,410,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 33,919 | $1,409,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 38,562 | $1,407,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,689 | $1,404,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 58,850 | $1,400,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 59,100 | $1,399,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 18,079 | $1,398,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 32,299 | $1,398,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300,000 | $1,395,000 | thousands by filing date | call |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 101,010 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 55,300 | $1,388,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 140,000 | $1,387,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 143,516 | $1,386,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 41,534 | $1,379,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 22,794 | $1,375,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 137,479 | $1,375,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,133 | $1,372,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 9,000 | $1,371,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 138,772 | $1,370,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 90,713 | $1,365,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 14,616 | $1,361,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 49,356 | $1,359,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 37,824 | $1,359,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 46,810 | $1,359,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 10,521 | $1,356,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 25,108 | $1,355,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 24,277 | $1,354,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 42,622 | $1,344,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 38,800 | $1,343,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 45,884 | $1,343,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 93,576 | $1,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 59,165 | $1,335,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 72,821 | $1,332,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 74,670 | $1,330,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 76,285 | $1,330,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 64,327 | $1,329,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 82,659 | $1,329,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 23,024 | $1,328,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 12,104 | $1,321,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 85,760 | $1,317,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,000 | $1,315,000 | thousands by filing date | put |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 50,924 | $1,315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 6,287 | $1,314,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 32,317 | $1,310,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 79,702 | $1,309,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 58,979 | $1,308,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 41,604 | $1,307,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 34,133 | $1,307,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 206,541 | $1,302,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 46,728 | $1,302,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 26,398 | $1,301,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 54,269 | $1,294,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 31,666 | $1,293,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,260 | $1,291,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 66,870 | $1,290,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12,813 | $1,290,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 21,190 | $1,288,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 63,519 | $1,288,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 89,503 | $1,286,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 19,419 | $1,286,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 50,055 | $1,284,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,499 | $1,283,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 210,300 | $1,283,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 85,255 | $1,279,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 1,282,000 | $1,279,000 | thousands by filing date | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 57,592 | $1,276,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 16,714 | $1,276,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 91,419 | $1,276,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 48,286 | $1,274,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 32,333 | $1,270,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,300,000 | $1,268,000 | thousands by filing date | principal |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 177,677 | $1,266,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 45,818 | $1,266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 10,568 | $1,264,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,080 | $1,263,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 178,487 | $1,262,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 66,949 | $1,261,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 1,715,461 | $1,260,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 19,629 | $1,258,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 33,620 | $1,258,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 278,575 | $1,256,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 20,147 | $1,255,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,902 | $1,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 33,588 | $1,254,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 127,598 | $1,254,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,946 | $1,251,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,260,000 | $1,251,000 | thousands by filing date | principal |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 25,605 | $1,248,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 28,436 | $1,247,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 124,598 | $1,247,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 19,502 | $1,246,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 19,134 | $1,241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 14,745 | $1,241,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 123,780 | $1,240,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,502 | $1,238,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 82,430 | $1,237,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 22,264 | $1,236,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 131,217 | $1,234,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 45,814 | $1,231,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 21,801 | $1,230,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 9,184 | $1,229,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 62,555 | $1,228,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 105,277 | $1,227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 18,248 | $1,224,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,500 | $1,222,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 79,133 | $1,222,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 81,138 | $1,221,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,400 | $1,220,000 | thousands by filing date | call |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 23,044 | $1,219,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 107,691 | $1,217,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 42,946 | $1,216,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 47,821 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 26,316 | $1,215,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 120,050 | $1,215,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 65,643 | $1,212,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 98,865 | $1,206,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 121,471 | $1,203,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 149,895 | $1,198,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 127,302 | $1,198,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,338 | $1,195,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 44,604 | $1,195,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 30,315 | $1,195,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 172,982 | $1,194,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 7,502 | $1,192,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 23,967 | $1,192,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 12,229 | $1,192,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 55,088 | $1,191,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 121,000 | $1,191,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 284,500 | $1,186,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 72,918 | $1,181,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,833 | $1,181,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 77,169 | $1,181,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 196,701 | $1,180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 7,491 | $1,180,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 30,314 | $1,178,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 90,419 | $1,175,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 17,988 | $1,175,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 27,500 | $1,172,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 94,608 | $1,171,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 14,824 | $1,169,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 17,449 | $1,168,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 28,315 | $1,165,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 148,990 | $1,162,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 32,105 | $1,160,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 45,272 | $1,158,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 78,698 | $1,156,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 76,926 | $1,155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 59,662 | $1,154,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 30,891 | $1,149,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 26,168 | $1,149,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 29,700 | $1,148,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 7,970 | $1,146,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 36,103 | $1,144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 22,236 | $1,144,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,813 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 32,262 | $1,141,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 115,816 | $1,141,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 32,066 | $1,139,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 78,575 | $1,138,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 25,278 | $1,136,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 56,044 | $1,135,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 46,806 | $1,135,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,016 | $1,131,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 32,146 | $1,131,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 22,457 | $1,131,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 46,072 | $1,129,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 130,983 | $1,128,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 111,278 | $1,126,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 14,638 | $1,124,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 211,119 | $1,120,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 37,200 | $1,119,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 67,628 | $1,118,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 22,724 | $1,117,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,450,000 | $1,117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 7,093 | $1,116,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 32,378 | $1,115,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 100,000 | $1,113,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 28,259 | $1,113,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 74,658 | $1,113,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 171,139 | $1,112,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 7,794 | $1,112,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 24,800 | $1,110,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 14,036 | $1,110,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 44,387 | $1,109,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 47,500 | $1,106,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 170,744 | $1,106,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | base | 2021-07-20 | acceptance time not in the bulk data set |