13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,490 holding rows worth $345,787,798,000.
- Accession
- 0001567619-21-010380
- Filer
- CIK 1000275
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28,109 entries on the cover page, a total value of $345,787,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,787,798,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1,000 | $44,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 4,305 | $44,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 4,384 | $44,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 4,428 | $44,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 923 | $43,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,045 | $43,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 2,809 | $43,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 784 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,973 | $43,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 4,583 | $43,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 4,201 | $43,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 4,250 | $43,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 4,311 | $43,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,683 | $42,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 3,768 | $42,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 8,250 | $42,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,668 | $42,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,587 | $42,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 26,577 | $42,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,925 | $42,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,992 | $42,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 9,364 | $42,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 356 | $42,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 1,338 | $42,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 760 | $42,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 4,120 | $42,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 2,603 | $42,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 4,083 | $42,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 4,680 | $41,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 1,155 | $41,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,692 | $41,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,356 | $41,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,500 | $41,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $40,000 | thousands by filing date | call |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,694 | $40,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 3,700 | $40,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,375 | $40,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 1,500 | $40,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 852 | $40,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 962 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 1,157 | $40,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 863 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 472 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,450 | $40,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 500 | $40,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 2,890 | $40,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,684 | $40,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,175 | $40,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 5,944 | $40,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 3,861 | $40,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 4,000 | $40,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,310 | $40,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,460 | $39,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 683 | $39,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,945 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 831 | $39,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,330 | $39,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 2,263 | $39,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,144 | $39,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2,622 | $39,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 21,710 | $39,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 3,956 | $39,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 1,183 | $39,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 15,978 | $39,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 4,000 | $39,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 3,771 | $39,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,225 | $39,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 6,557 | $39,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 3,990 | $39,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 3,825 | $39,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 3,855 | $39,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 3,899 | $39,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $38,000 | thousands by filing date | put |
| IMMUNOVANT INC | 45258J102 | COM | 2,351 | $38,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,903 | $38,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 667 | $38,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,645 | $38,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,438 | $38,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $38,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 3,773 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 1,400 | $38,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 3,743 | $38,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 651 | $37,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,765 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 511 | $37,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 433 | $37,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,101 | $37,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 2,298 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 442 | $37,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,205 | $37,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,100 | $37,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 5,580 | $37,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,436 | $37,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,550 | $37,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,568 | $37,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 3,719 | $37,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 7,038 | $37,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 2,128 | $37,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 2,868 | $37,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N707 | VOLT FINTECH DIS | 3,650 | $37,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 742 | $36,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,840 | $36,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,093 | $36,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,800 | $36,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,812 | $36,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 4,690 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,156 | $36,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 3,320 | $36,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,913 | $36,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 2,309 | $36,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 8,564 | $36,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 19,496 | $36,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 1,500 | $36,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 3,466 | $36,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 3,646 | $36,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 3,588 | $36,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $35,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,082 | $35,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 4,341 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 650 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,971 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 387 | $35,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 34,698 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 1,214 | $35,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 3,448 | $35,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 3,449 | $35,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 3,428 | $35,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 3,448 | $35,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 3,450 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 612 | $35,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 5,984 | $35,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 7,633 | $34,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 7,660 | $34,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 862 | $34,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,300 | $34,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 762 | $34,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,126 | $34,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,832 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 9,000 | $34,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,953 | $34,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 721 | $34,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 1,013 | $34,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,850 | $34,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 16,000 | $34,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,114 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 639 | $34,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 700 | $34,000 | thousands by filing date | principal |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 3,400 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 380 | $33,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 905 | $33,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,248 | $33,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,126 | $33,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 378 | $33,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 964 | $33,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 7,278 | $33,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,440 | $33,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 293,179 | $33,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 2,647 | $33,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,154 | $33,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 12,500 | $33,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 3,342 | $33,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 3,328 | $33,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 21,814 | $33,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 3,412 | $33,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 3,297 | $33,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 3,249 | $33,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,602 | $32,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,796 | $32,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 1,973 | $32,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,914 | $32,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $32,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 779 | $32,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 738 | $32,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 934 | $32,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,110 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 716 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 387 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 1,388 | $32,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,706 | $32,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 5,893 | $32,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 1,784 | $32,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,009 | $32,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,965 | $32,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,933 | $32,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 5,390 | $32,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 5,006 | $32,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,949 | $32,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,800 | $32,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 6,345 | $32,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 3,234 | $32,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 3,255 | $32,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 803 | $31,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,160 | $31,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 5,153 | $31,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 713 | $31,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 839 | $31,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,512 | $31,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,008 | $31,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 813 | $31,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 28,010 | $31,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 4,958 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 666 | $31,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,480 | $31,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,990 | $31,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,081 | $31,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 21,294 | $31,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 38,000 | $31,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 6,340 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,251 | $30,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,171 | $30,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 704 | $30,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,840 | $30,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,061 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 571 | $30,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 11,000 | $30,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 3,148 | $30,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 5,600 | $30,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 3,592 | $30,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 3,065 | $30,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,898 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,127 | $29,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,130 | $29,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,209 | $29,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,539 | $29,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,165 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 414 | $29,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,076 | $29,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,907 | $29,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 2,007 | $29,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 3,276 | $29,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,490 | $29,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 3,241 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,000 | $29,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,104 | $29,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 2,082 | $29,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 2,837 | $29,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 2,955 | $29,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 1,422 | $28,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 782 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 987 | $28,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 411 | $28,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,066 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,016 | $28,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,008 | $28,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 867 | $28,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 864 | $28,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,334 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 26,000 | $28,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 13,912 | $28,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,357 | $28,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,189 | $28,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 2,831 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,000 | $28,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 2,754 | $28,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 2,808 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 2,585 | $28,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2,750 | $27,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,312 | $27,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,786 | $27,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,584 | $27,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 727 | $27,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,652 | $27,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,530 | $27,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $27,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 7,042 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $27,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,000 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 434 | $27,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,442 | $27,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,129 | $27,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,229 | $27,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 1,331 | $27,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 1,224 | $27,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 3,600 | $27,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,253 | $27,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 3,647 | $27,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 19,000 | $27,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 2,757 | $27,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,800 | $27,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 20,000 | $27,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 2,700 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $27,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 2,725 | $27,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 300 | $26,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 2,636 | $26,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 822 | $26,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,656 | $26,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 815 | $26,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 2,005 | $26,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 522 | $26,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 865 | $26,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,000 | $26,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,975 | $26,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,127 | $26,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 8,074 | $26,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,798 | $26,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,689 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 8,506 | $26,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 31,654 | $26,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 25,000 | $26,000 | thousands by filing date | principal |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 10,000 | $26,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 2,391 | $26,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 2,631 | $26,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 2,646 | $26,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 2,576 | $26,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 2,525 | $26,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 4,689 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,136 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,300 | $25,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,700 | $25,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 1,657 | $25,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 7,831 | $25,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 662 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $25,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,242 | $25,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 556 | $25,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 25,000 | $25,000 | thousands by filing date | principal |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 2,223 | $25,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 5,593 | $25,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $25,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 8,237 | $25,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 2,452 | $25,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,321 | $25,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,100 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,100 | $25,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 23,934 | $25,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 2,414 | $25,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 2,500 | $25,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 2,520 | $25,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 2,500 | $25,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 2,475 | $25,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,542 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 454 | $24,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,495 | $24,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,346 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 521 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 688 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $24,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,579 | $24,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 3,565 | $24,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 2,500 | $24,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 2,507 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 6,973 | $24,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 202 | $24,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,500 | $24,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 2,223 | $24,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 2,500 | $24,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,306 | $23,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 950 | $23,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,225 | $23,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,436 | $23,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,000 | $23,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,119 | $23,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 500 | $23,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,181 | $23,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 612 | $23,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 1,006 | $23,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,283 | $23,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,650 | $23,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,689 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,050 | $23,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 1,138 | $23,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 1,696 | $23,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 2,328 | $23,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 2,348 | $23,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 469 | $23,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 5,404 | $23,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 378 | $23,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 3,549 | $23,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 2,250 | $23,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 2,000 | $23,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 958 | $22,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 261 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 19,644 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,250 | $22,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 692 | $22,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 670 | $22,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 875 | $22,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,197 | $22,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 971 | $22,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 450 | $22,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,100 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $22,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 794 | $22,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 1,123 | $22,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,258 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,765 | $22,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,184 | $22,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,932 | $22,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 2,630 | $22,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 2,250 | $22,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,437 | $22,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 1,900 | $22,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 7,515 | $22,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 10,140 | $22,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 2,250 | $22,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 1,805 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,075 | $22,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 606 | $21,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 3,188 | $21,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $21,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 308 | $21,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,475 | $21,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 831 | $21,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 785 | $21,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,385 | $21,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 3,872 | $21,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,475 | $21,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,918 | $21,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,487 | $21,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 1,467 | $21,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,610 | $21,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 1,400 | $21,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 1,074 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,545 | $21,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 829 | $21,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 733 | $21,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 1,000 | $21,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 2,077 | $21,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 2,100 | $21,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 4,826 | $21,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 2,074 | $21,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 703 | $20,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 552 | $20,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 562 | $20,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,492 | $20,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 390 | $20,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 403 | $20,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 934 | $20,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,686 | $20,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 967 | $20,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,559 | $20,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $20,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,744 | $20,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 2,000 | $20,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,408 | $20,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 304 | $20,000 | thousands by filing date | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 936 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 1,900 | $20,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,172 | $20,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,299 | $20,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,539 | $20,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,005 | $20,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,730 | $20,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 7,731 | $20,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 710 | $20,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,670 | $20,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 2,063 | $20,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 2,073 | $20,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 20,000 | $20,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,518 | $19,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,545 | $19,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 3,506 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 365 | $19,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 4,000 | $19,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,047 | $19,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,175 | $19,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 423 | $19,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,004 | $19,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 695 | $19,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 612 | $19,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 793 | $19,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,822 | $19,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,635 | $19,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 1,909 | $19,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $19,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $19,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,747 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 333 | $19,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 4,797 | $19,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,363 | $19,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,489 | $19,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 2,042 | $19,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,053 | $19,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 521 | $19,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 310 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,742 | $19,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,234 | $19,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 4,433 | $19,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,835 | $19,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,604 | $19,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,620 | $19,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 1,983 | $19,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 1,885 | $19,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 1,400 | $19,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 1,891 | $19,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 1,847 | $19,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 661 | $18,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,500 | $18,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,500 | $18,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,067 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 295 | $18,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 135 | $18,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 783 | $18,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,000 | $18,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $18,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,450 | $18,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 875 | $18,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,474 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | base | 2021-07-20 | acceptance time not in the bulk data set |