13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,490 holding rows worth $345,787,798,000.
- Accession
- 0001567619-21-010380
- Filer
- CIK 1000275
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28,109 entries on the cover page, a total value of $345,787,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,787,798,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Angel Oak DFS Inc TR | 03462A102 | COM | 5,275 | $99,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 9,887 | $99,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 92,019 | $99,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 10,000 | $99,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 10,000 | $99,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,060 | $98,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 8,130 | $98,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 26,882 | $98,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 9,850 | $98,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 31,433 | $97,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 653 | $97,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,018 | $97,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,164 | $97,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 7,000 | $97,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 10,000 | $97,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 21,564 | $97,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 9,720 | $97,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,076 | $96,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 2,941 | $96,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,765 | $96,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,974 | $96,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 100,000 | $96,000 | thousands by filing date | principal |
| ALITHYA GROUP INC | 01643b106 | COM | 39,685 | $96,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 55,000 | $96,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 26,079 | $96,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,054 | $96,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 6,000 | $95,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,930 | $95,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,897 | $95,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,875 | $95,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,207 | $95,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 2,800 | $95,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 40,000 | $95,000 | thousands by filing date | principal |
| LGL GROUP INC | 50186A108 | COM | 8,600 | $95,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,313 | $95,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 9,577 | $95,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 4,252 | $95,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 23,717 | $95,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 5,100 | $95,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 2,641 | $94,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,743 | $94,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 3,500 | $94,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 3,252 | $94,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 9,161 | $94,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 560 | $93,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 73,769 | $93,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 5,659 | $93,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 1,750 | $92,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,506 | $92,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,961 | $92,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 3,646 | $92,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 3,411 | $92,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,241 | $92,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,506 | $91,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 4,471 | $91,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 3,153 | $91,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 3,125 | $91,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,841 | $91,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 14,802 | $90,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 8,100 | $90,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,152 | $90,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,000 | $89,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 3,515 | $89,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 4,883 | $89,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 3,258 | $89,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 2,282 | $89,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,488 | $89,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,206 | $89,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $89,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 8,798 | $89,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,618 | $89,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 6,776 | $89,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 8,738 | $89,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 3,345 | $88,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 3,261 | $88,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 15,109 | $88,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 5,840 | $88,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 9,652 | $87,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 25,675 | $87,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 8,600 | $87,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 3,325 | $87,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 3,324 | $86,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 7,588 | $86,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 641 | $86,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 15,457 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,105 | $86,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 21,831 | $86,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,098 | $85,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 937 | $85,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 4,250 | $85,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 1,271 | $85,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,907 | $85,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,006 | $85,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,458 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 5,785 | $85,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 22,218 | $85,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 8,557 | $85,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,620 | $84,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,128 | $84,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,590 | $84,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,709 | $84,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 131 | $84,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 4,567 | $84,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 8,509 | $84,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,831 | $83,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 13,712 | $83,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,353 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 3,476 | $83,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 8,277 | $83,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 3,116 | $83,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,244 | $83,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 4,928 | $82,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 6,845 | $82,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 5,750 | $82,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 5,900 | $82,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,844 | $82,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 6,593 | $82,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,961 | $81,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 5,403 | $81,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 3,815 | $81,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7,045 | $81,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 2,794 | $81,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,791 | $81,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,400 | $81,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,984 | $81,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 8,071 | $81,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 2,378 | $80,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 8,909 | $80,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 5,700 | $80,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 6,892 | $80,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 3,825 | $80,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,063 | $80,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 85,000 | $80,000 | thousands by filing date | principal |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 1,283 | $79,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 20,657 | $79,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,941 | $79,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,630 | $79,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,049 | $79,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,068 | $79,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 1,308 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 828 | $78,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 8,200 | $78,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,578 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,944 | $78,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,015 | $78,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 26,472 | $78,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 7,892 | $78,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,347 | $77,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 5,541 | $77,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 3,000 | $77,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,594 | $77,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 10,509 | $77,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 7,535 | $77,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,860 | $77,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 6,298 | $76,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 16,736 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 638 | $76,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,015 | $76,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 15,173 | $76,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,352 | $75,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,394 | $75,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 4,470 | $75,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,809 | $75,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,827 | $75,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,702 | $75,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 7,578 | $75,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 3,095 | $75,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 7,458 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,569 | $74,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,856 | $74,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,888 | $74,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 5,415 | $74,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 5,919 | $74,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 70,000 | $74,000 | thousands by filing date | principal |
| ON24 INC | 68339B104 | COM | 1,508 | $73,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,021 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 2,952 | $73,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 300 | $72,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,627 | $72,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,262 | $72,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,739 | $72,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,476 | $72,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 3,817 | $72,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,297 | $72,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 686 | $72,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 7,305 | $72,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 1,263 | $71,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,375 | $71,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,627 | $71,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 8,146 | $71,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,500 | $71,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,125 | $71,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,958 | $71,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 5,367 | $71,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 11,000 | $71,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 41,518 | $71,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y446 | Q PORTFOLIO BLEN | 3,000 | $71,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $70,000 | thousands by filing date | put |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 2,734 | $70,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 736 | $70,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,200 | $70,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 2,967 | $70,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,214 | $70,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,265 | $70,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 7,900 | $70,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,990 | $69,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,658 | $69,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9,222 | $69,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 28,077 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 2,487 | $69,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,756 | $69,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 1,907 | $68,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 3,406 | $68,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 2,190 | $68,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,127 | $68,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,916 | $68,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 6,748 | $68,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 2,836 | $68,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 6,750 | $68,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 6,987 | $67,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,590 | $67,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,888 | $67,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 4,921 | $67,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 1,103 | $67,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,631 | $67,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,301 | $67,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 985 | $67,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,283 | $67,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 42,801 | $67,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 6,712 | $67,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 18,106 | $67,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,021 | $67,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 6,500 | $67,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 909 | $66,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 3,000 | $66,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 7,384 | $66,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 755 | $66,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 9,997 | $66,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 3,240 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 1,936 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1,881 | $66,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 10,624 | $66,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,229 | $66,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,037 | $66,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 4,855 | $66,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 451 | $65,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,472 | $65,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,212 | $65,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,147 | $65,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 6,093 | $65,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 6,804 | $65,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 6,901 | $65,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 5,000 | $65,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,544 | $64,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,371 | $64,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 2,876 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 1,333 | $64,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,729 | $64,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 2,789 | $64,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,579 | $64,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,420 | $64,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,500 | $64,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 10,500 | $64,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 6,350 | $64,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,213 | $63,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 7,008 | $63,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,425 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,452 | $63,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,599 | $63,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,500 | $63,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 3,212 | $63,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 17,791 | $63,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 8,242 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 2,425 | $63,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 6,134 | $63,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,216 | $62,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,390 | $62,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,301 | $62,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,886 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 1,241 | $62,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,953 | $62,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 2,274 | $62,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 7,395 | $62,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 2,716 | $62,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 6,213 | $62,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 2,403 | $62,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 591 | $61,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,838 | $61,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,096 | $61,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,241 | $61,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,520 | $61,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,318 | $61,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,983 | $61,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 756 | $61,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,461 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 4,669 | $61,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 6,124 | $61,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 6,000 | $61,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 6,000 | $61,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,000 | $60,000 | thousands by filing date | put |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 2,085 | $60,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,987 | $60,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 977 | $60,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,761 | $60,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,587 | $59,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,494 | $59,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,458 | $59,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,732 | $59,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,902 | $59,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,747 | $59,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,099 | $59,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 5,800 | $59,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 26,991 | $59,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,424 | $58,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,431 | $58,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 3,442 | $58,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 5,834 | $58,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 5,509 | $58,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 3,446 | $57,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,813 | $57,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 1,648 | $57,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,530 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,030 | $57,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,302 | $57,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 4,865 | $57,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $57,000 | thousands by filing date | principal |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 9,130 | $57,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 5,102 | $57,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 2,804 | $56,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,970 | $56,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,569 | $56,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,029 | $56,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,517 | $56,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,861 | $56,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 5,855 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,025 | $56,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,362 | $56,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 1,788 | $56,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 5,342 | $56,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 5,000 | $56,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 2,000 | $55,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 1,083 | $55,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 7,964 | $55,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,255 | $55,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 8,304 | $55,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 22,668 | $55,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,108 | $55,000 | thousands by filing date | principal |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,552 | $55,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,053 | $55,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,274 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 1,252 | $55,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 17,491 | $55,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 30,600 | $55,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 3,600 | $55,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,309 | $55,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 300 | $54,000 | thousands by filing date | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,511 | $54,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,510 | $54,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1,479 | $54,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,895 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 3,946 | $54,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 2,000 | $54,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,659 | $54,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,834 | $54,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 5,172 | $54,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 5,748 | $53,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 561 | $53,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,073 | $53,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 4,286 | $53,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,194 | $53,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 5,037 | $53,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 5,312 | $53,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 4,000 | $53,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 2,153 | $52,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,991 | $52,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 1,258 | $52,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,113 | $52,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,794 | $52,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,368 | $52,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,504 | $52,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,422 | $52,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 2,288 | $52,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 5,252 | $52,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 38,651 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 562 | $51,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 2,146 | $51,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,813 | $51,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,158 | $51,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,638 | $51,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,758 | $51,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 3,884 | $51,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,304 | $51,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,629 | $51,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,772 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,818 | $51,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,482 | $51,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $50,000 | thousands by filing date | put |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 5,062 | $50,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,506 | $50,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,500 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 995 | $50,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 5,511 | $50,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,642 | $50,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,679 | $50,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,975 | $50,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,848 | $50,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 1,000 | $50,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,198 | $50,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,852 | $50,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,834 | $50,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,474 | $50,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 40,000 | $50,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 5,004 | $50,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,020 | $50,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 5,003 | $50,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 5,000 | $50,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 4,992 | $50,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 4,888 | $50,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 448 | $49,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,991 | $49,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 3,839 | $49,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 2,259 | $49,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,230 | $49,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,650 | $49,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,000 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 4,011 | $49,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 5,000 | $49,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 172 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 640 | $48,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 850 | $48,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,470 | $48,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,211 | $48,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $48,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 2,028 | $48,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,650 | $48,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 4,508 | $48,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,331 | $48,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 4,851 | $48,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,748 | $47,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 1,585 | $47,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 665 | $47,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,221 | $47,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,599 | $47,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,976 | $47,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 11,428 | $47,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 5,880 | $47,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $47,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,142 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 1,234 | $46,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,709 | $46,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 507 | $46,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,946 | $46,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 3,312 | $46,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 4,845 | $46,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 882 | $46,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,825 | $46,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 931 | $46,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,341 | $46,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,788 | $46,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,489 | $46,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,078 | $46,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 2,620 | $46,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 26,573 | $46,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,146 | $46,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 697 | $46,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 4,619 | $46,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 4,672 | $46,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 4,561 | $46,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,500 | $45,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 7,218 | $45,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 1,717 | $45,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,407 | $45,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,565 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,066 | $45,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 907 | $45,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 1,804 | $45,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,666 | $45,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 8,443 | $45,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 15,758 | $45,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,055 | $45,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 7,373 | $45,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 4,400 | $45,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 2,971 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 510 | $45,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 500 | $44,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 2,078 | $44,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,983 | $44,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 8,253 | $44,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,187 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,300 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,660 | $44,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,542 | $44,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 6,950 | $44,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 819 | $44,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 3,205 | $44,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 1,500 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010380 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-013701 | base | 2021-07-20 | acceptance time not in the bulk data set |