13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,316 holding rows worth $204,405,871,000.
- Accession
- 0001567619-21-003445
- Filer
- CIK 824468
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 17,271 entries on the cover page, a total value of $204,405,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,405,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,000 | $284,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 18,478 | $283,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 286,700 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,000 | $281,000 | thousands by filing date | call |
| ANNEXON INC | 03589W102 | COM | 11,193 | $281,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,470 | $281,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 24,896 | $281,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 27,987 | $279,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 11,232 | $278,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,300 | $277,000 | thousands by filing date | put |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 17,301 | $275,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $273,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 24,397 | $273,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $270,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 13,785 | $270,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 18,680 | $269,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $269,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,479 | $269,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 17,023 | $267,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 39,407 | $267,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 7,926 | $264,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 13,370 | $263,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,384 | $263,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 31,800 | $263,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 18,470 | $261,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 6,964 | $261,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 14,300 | $261,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,200 | $259,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,811 | $258,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 126,982 | $258,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 52,978 | $257,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 16,856 | $256,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 51,694 | $254,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 26,249 | $253,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,500 | $252,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 40,516 | $252,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,661 | $251,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 46,273 | $251,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,800 | $249,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 21,374 | $249,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 4,027 | $248,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 39,241 | $246,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 30,949 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,614 | $244,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,147 | $243,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,000 | $241,000 | thousands by filing date | put |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,643 | $240,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 31,671 | $240,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 29,165 | $237,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 8,461 | $236,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,068 | $235,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,631 | $234,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,800 | $234,000 | thousands by filing date | call |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 20,093 | $234,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,799 | $233,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 3,315 | $229,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,213 | $229,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 250,000 | $229,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 3,103 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $228,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 22,554 | $227,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 90,995 | $227,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,506 | $226,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 39,466 | $226,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,746 | $226,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 5,633 | $225,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 48,674 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 5,423 | $223,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 36,322 | $223,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 11,302 | $221,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 17,670 | $219,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,000 | $218,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,574 | $218,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,492 | $216,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 78,873 | $213,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,610 | $213,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 11,689 | $212,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 35,018 | $212,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 29,966 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,763 | $211,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,700 | $209,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 4,700 | $209,000 | thousands by filing date | call |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 3,997 | $209,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,000 | $208,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 18,024 | $208,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,394 | $207,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,468 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 20,272 | $207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,000 | $206,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,000 | $206,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 19,961 | $206,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 6,822 | $205,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 10,391 | $205,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 100,000 | $203,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 25,864 | $201,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 63,767 | $201,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,028 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $198,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,065 | $198,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 21,686 | $197,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 51,409 | $195,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 15,103 | $190,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 19,373 | $190,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,142 | $189,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 10,612 | $186,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 15,000 | $184,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $182,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $181,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 14,759 | $181,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 134,606 | $180,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 12,600 | $180,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 16,973 | $179,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 19,249 | $176,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 14,717 | $174,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 12,644 | $173,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 35,814 | $172,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,637 | $172,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 36,099 | $172,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 200,000 | $172,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 24,013 | $169,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,624 | $168,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,103 | $167,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 33,976 | $167,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,699 | $166,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 16,851 | $166,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,421 | $165,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,500 | $164,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,260 | $163,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 22,001 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $162,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 476,544 | $161,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 37,548 | $160,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 27,820 | $160,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 26,926 | $160,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 47,039 | $158,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,947 | $157,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 12,674 | $154,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 22,180 | $154,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,841 | $153,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 27,873 | $152,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 27,394 | $151,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 13,906 | $151,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $151,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 22,021 | $148,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 29,361 | $145,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 39,792 | $142,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 20,000 | $142,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 12,511 | $139,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 16,064 | $138,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 30,200 | $138,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,969 | $134,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,060 | $133,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,664 | $133,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,030 | $131,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,982 | $131,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,716 | $131,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,662 | $130,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,035 | $129,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,009 | $129,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 36,375 | $129,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,969 | $127,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 14,629 | $126,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,934 | $126,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,450 | $125,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,346 | $124,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 24,514 | $123,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,458 | $122,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,424 | $119,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 20,261 | $117,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,995 | $116,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 12,330 | $116,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 19,000 | $113,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 26,729 | $111,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,056 | $109,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 51,912 | $108,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,000 | $106,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 50,109 | $106,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 15,700 | $103,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 41,721 | $103,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 57,154 | $101,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $100,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,559 | $100,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,901 | $98,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 21,209 | $98,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 16,674 | $97,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,226 | $96,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,572 | $95,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,792 | $94,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 27,105 | $94,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,265 | $93,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16,516 | $92,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 44,270 | $92,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 12,547 | $91,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,604 | $91,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 17,367 | $90,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 16,595 | $90,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 20,699 | $90,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,090 | $85,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 46,289 | $84,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,841 | $82,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 15,071 | $81,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,737 | $81,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,052 | $79,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 38,796 | $79,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 10,215 | $77,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,671 | $77,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,974 | $76,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,474 | $76,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 20,836 | $75,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 27,173 | $72,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 32,392 | $71,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 19,286 | $71,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,921 | $70,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,846 | $69,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 43,287 | $69,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,151 | $68,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 41,298 | $66,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,367 | $66,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 12,629 | $66,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 12,825 | $66,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,226 | $65,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 23,499 | $65,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 32,591 | $65,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,145 | $64,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,219 | $64,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,082 | $64,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,147 | $63,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 11,919 | $63,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 10,096 | $63,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 12,145 | $62,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 20,560 | $62,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 47,919 | $61,000 | thousands by filing date | |
| PHOENIX TREE HOLDINGS LTD | 719156101 | COM | 20,953 | $61,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 11,257 | $61,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,000 | $60,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,926 | $60,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,285 | $60,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,245 | $60,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,659 | $59,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 24,577 | $59,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 10,118 | $59,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 14,982 | $57,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 11,713 | $57,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 19,406 | $57,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,017 | $56,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,113 | $55,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 11,109 | $55,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 22,449 | $54,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 12,435 | $54,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,802 | $53,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,285 | $53,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 24,722 | $52,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 50,211 | $52,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 26,380 | $51,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 20,079 | $50,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,012 | $50,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 27,579 | $48,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,914 | $47,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 15,578 | $47,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 18,549 | $45,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,778 | $45,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 13,871 | $45,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 18,751 | $44,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,305 | $44,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,934 | $42,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,855 | $41,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,280 | $41,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 18,911 | $40,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 20,000 | $40,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,241 | $39,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,233 | $39,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,400 | $38,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,251 | $38,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,948 | $37,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 18,536 | $36,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 16,469 | $36,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 42,500 | $36,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,253 | $34,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 18,300 | $34,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,881 | $34,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,568 | $33,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,664 | $32,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,033 | $31,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,724 | $31,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 21,900 | $31,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,408 | $30,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 16,384 | $29,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 14,634 | $28,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 10,000 | $28,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 17,180 | $27,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,733 | $27,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,000 | $26,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 24,819 | $26,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,111 | $26,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 32,018 | $26,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 19,100 | $24,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,169 | $24,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 13,188 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,210 | $23,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,652 | $23,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,000 | $22,000 | thousands by filing date | call |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 11,698 | $21,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,349 | $21,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,116 | $20,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F119 | *W EXP 09/17/202 | 14,486 | $20,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,773 | $19,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,223 | $19,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 15,000 | $18,000 | thousands by filing date | call |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 16,057 | $18,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 10,000 | $18,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,289 | $17,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 13,735 | $16,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 24,000 | $16,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 11,875 | $9,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 16,247 | $8,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003445 | this filing | 2021-02-12 | acceptance time not in the bulk data set |