13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,316 holding rows worth $204,405,871,000.
- Accession
- 0001567619-21-003445
- Filer
- CIK 824468
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 17,271 entries on the cover page, a total value of $204,405,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,405,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VAPOTHERM INC | 922107107 | COM | 29,500 | $792,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $791,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 34,563 | $791,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 314,210 | $791,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 18,915 | $790,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 12,842 | $789,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 171,190 | $789,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 106,549 | $788,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 38,274 | $788,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 8,194 | $788,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,831 | $787,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 37,700 | $782,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,400 | $781,000 | thousands by filing date | call |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 37,197 | $781,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $781,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 74,400 | $780,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 39,388 | $780,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 68,248 | $776,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,308 | $775,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 60,746 | $772,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 57,093 | $771,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 143,897 | $770,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,300 | $769,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 19,984 | $769,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 83,600 | $769,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 40,438 | $768,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 25,391 | $768,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,819 | $768,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 59,256 | $767,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 49,543 | $766,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 17,122 | $765,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 56,049 | $764,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 42,964 | $764,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 23,802 | $763,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,557 | $763,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 16,103 | $761,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 27,513 | $760,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 190,593 | $760,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 38,639 | $758,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 15,434 | $758,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,347 | $757,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 8,000 | $756,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 49,878 | $755,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,800 | $754,000 | thousands by filing date | put |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 20,652 | $754,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 48,885 | $754,000 | thousands by filing date | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 19,569 | $753,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,049 | $752,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 50,269 | $752,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 37,444 | $751,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 31,200 | $750,000 | thousands by filing date | put |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 69,013 | $750,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,900 | $749,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 452,698 | $748,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,514 | $747,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 19,076 | $747,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,627 | $746,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 9,700 | $744,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 245 | $743,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 15,786 | $743,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 186,252 | $743,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 35,680 | $742,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 27,583 | $740,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 146,912 | $739,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 84,287 | $737,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 40,367 | $735,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 28,503 | $735,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 45,442 | $733,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 16,000 | $730,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 40,279 | $730,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 57,469 | $730,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 127,700 | $730,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 48,190 | $729,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 27,900 | $727,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 8,611 | $727,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 17,957 | $727,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 23,754 | $727,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 48,045 | $726,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 40,108 | $726,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,644 | $725,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 25,093 | $725,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 55,458 | $723,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 21,322 | $722,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 49,561 | $720,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,310 | $719,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 239,000 | $718,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,100 | $716,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 9,625 | $715,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,478 | $715,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,961 | $714,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 18,929 | $711,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 256,791 | $709,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 108,176 | $709,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 47,871 | $708,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 30,100 | $707,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 79,860 | $707,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 41,167 | $707,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 31,500 | $705,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 27,056 | $704,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 27,601 | $704,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,800 | $703,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 66,046 | $701,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 250,000 | $700,000 | thousands by filing date | principal |
| SITE CENTERS CORP | 82981J109 | COM | 69,082 | $699,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 31,908 | $697,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,900 | $696,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 44,425 | $694,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 55,459 | $694,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 24,618 | $692,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 63,894 | $690,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 31,232 | $689,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 50,030 | $689,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 22,109 | $688,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23,161 | $688,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 103,932 | $684,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 39,912 | $684,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,025 | $682,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 639,000 | $681,000 | thousands by filing date | principal |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 18,919 | $678,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 10,917 | $677,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,762 | $677,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 35,438 | $676,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,104 | $675,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 13,467 | $675,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 91,199 | $674,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,332 | $672,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 101,236 | $671,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 15,461 | $669,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $667,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 12,410 | $666,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 13,200 | $665,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,430 | $665,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 32,205 | $665,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 12,955 | $664,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 35,292 | $664,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 46,561 | $664,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 13,332 | $663,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 97,362 | $662,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 14,377 | $661,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 31,889 | $660,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 24,389 | $660,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 22,703 | $658,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 47,232 | $657,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,568 | $652,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 20,857 | $651,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 307,000 | $651,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 139,245 | $650,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 59,172 | $649,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,971 | $648,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 60,733 | $648,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 193,544 | $646,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 22,086 | $642,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 25,180 | $642,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 186,073 | $642,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 20,754 | $642,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7,784 | $641,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 152,209 | $639,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 40,213 | $638,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 44,173 | $638,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 169,000 | $638,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 143,096 | $636,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,638 | $636,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 674,000 | $634,000 | thousands by filing date | principal |
| WIDEOPENWEST INC | 96758W101 | COM | 59,078 | $631,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,900 | $629,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 53,668 | $629,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 52,736 | $629,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 46,761 | $628,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $627,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 4,803 | $627,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 124,347 | $627,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 34,285 | $626,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 14,730 | $625,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,623 | $625,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 28,787 | $625,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 25,713 | $625,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 47,611 | $623,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 16,121 | $622,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 141,855 | $620,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 23,425 | $619,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 28,130 | $619,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 11,823 | $617,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,860 | $617,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 73,695 | $614,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 22,194 | $613,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 140,000 | $612,000 | thousands by filing date | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 14,782 | $610,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 21,852 | $607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,024 | $606,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 16,070 | $602,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 85,434 | $602,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 16,735 | $602,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,300 | $601,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 295,000 | $601,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 14,334 | $600,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 8,200 | $600,000 | thousands by filing date | call |
| GENERATION BIO CO | 37148K100 | COM | 21,053 | $597,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,911 | $596,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 38,312 | $596,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 42,158 | $594,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 29,327 | $592,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 71,663 | $592,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 133,661 | $592,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 16,985 | $591,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,650 | $590,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 27,448 | $586,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 5,240 | $586,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 19,081 | $585,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,841 | $585,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 17,782 | $584,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,843 | $584,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 40,513 | $583,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 32,598 | $581,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 51,958 | $581,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,600 | $581,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 47,038 | $581,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 138,559 | $581,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $580,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 28,888 | $578,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 31,070 | $577,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,639 | $577,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,500 | $577,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 30,520 | $576,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 18,937 | $576,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,285 | $576,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 8,400 | $575,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,770 | $575,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 19,757 | $574,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 65,370 | $574,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,270 | $573,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 38,636 | $573,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 61,293 | $573,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 7,431 | $572,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 32,734 | $570,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 325,849 | $570,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19,268 | $569,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,175 | $568,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 42,027 | $568,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 38,216 | $566,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 53,414 | $566,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 10,550 | $566,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 31,884 | $565,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 52,175 | $563,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 47,754 | $562,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 50,908 | $562,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 11,200 | $561,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 14,439 | $561,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 44,227 | $561,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 500,000 | $556,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 489,000 | $554,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 127,081 | $552,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 38,102 | $551,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 50,000 | $551,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 24,236 | $550,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 85,155 | $550,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 41,390 | $550,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 101,093 | $544,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 33,300 | $543,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,846 | $542,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 23,678 | $539,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 19,549 | $539,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 34,166 | $539,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 48,237 | $537,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,873 | $536,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,478 | $535,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 41,716 | $534,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 170,089 | $533,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 80,929 | $531,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 42,700 | $529,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,900 | $529,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 52,112 | $528,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 36,022 | $528,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 61,452 | $528,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 41,300 | $527,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 44,905 | $524,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 31,369 | $523,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 32,056 | $522,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 11,829 | $522,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 20,997 | $522,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 53,180 | $519,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 53,895 | $519,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,700 | $516,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 8,675 | $516,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 35,640 | $514,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 85,553 | $513,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 15,268 | $513,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 17,810 | $513,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 49,965 | $512,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 24,688 | $512,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 27,634 | $511,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 47,430 | $510,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 41,011 | $509,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 14,018 | $508,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,800 | $507,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 49,860 | $506,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 16,285 | $505,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 475,000 | $505,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 244,053 | $505,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 30,000 | $504,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 19,190 | $503,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 131,889 | $503,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 13,324 | $501,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 16,621 | $500,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 109,266 | $499,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,500 | $498,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,159 | $498,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,322 | $497,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 32,912 | $497,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 19,809 | $497,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 20,544 | $496,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 47,230 | $494,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,300 | $492,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 40,984 | $490,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 17,444 | $489,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 11,500 | $487,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 32,629 | $487,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 15,798 | $486,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $485,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 27,034 | $483,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 8,308 | $481,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,230 | $481,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 32,909 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15,714 | $479,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 31,836 | $478,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 300,000 | $478,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,764 | $477,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 25,386 | $476,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 34,553 | $476,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 12,673 | $476,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 17,134 | $473,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 26,478 | $472,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $472,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 17,317 | $471,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 21,439 | $470,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 30,228 | $469,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 20,000 | $468,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 19,441 | $467,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 24,018 | $466,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,644 | $466,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 458,000 | $462,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 12,797 | $461,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 10,111 | $460,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 28,692 | $458,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 28,454 | $455,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 32,198 | $455,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 58,039 | $455,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 66,583 | $454,000 | thousands by filing date | call |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 18,740 | $453,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 49,713 | $451,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 13,884 | $450,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 16,097 | $449,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 61,701 | $448,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 14,098 | $446,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 36,374 | $443,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 45,467 | $443,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 35,199 | $442,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,245 | $441,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,020 | $441,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 300,000 | $439,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 10,000 | $437,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 13,036 | $437,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 17,087 | $435,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,357 | $434,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,392 | $434,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 12,577 | $431,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 15,000 | $430,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 35,883 | $430,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 23,559 | $430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 18,827 | $428,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 156,683 | $428,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 6,572 | $426,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 28,155 | $426,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 9,799 | $426,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,727 | $423,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,400 | $421,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 348,294 | $421,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 18,853 | $420,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,000 | $416,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 25,970 | $416,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 300,000 | $414,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 47,000 | $412,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 25,098 | $412,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 16,099 | $412,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 400,000 | $408,000 | thousands by filing date | principal |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 68,358 | $407,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 16,069 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 6,127 | $403,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,578 | $401,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 17,281 | $401,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 94,803 | $398,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 17,848 | $397,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 15,854 | $395,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 145,988 | $390,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,000 | $390,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 300,000 | $388,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,932 | $387,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,200 | $386,000 | thousands by filing date | call |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,493 | $386,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 8,983 | $384,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 11,975 | $383,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 93,292 | $382,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 48,924 | $379,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 350,000 | $378,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,065 | $374,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 151,359 | $374,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 23,767 | $373,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 5,927 | $373,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 34,856 | $371,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 13,175 | $371,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 75,830 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 12,098 | $366,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 113,796 | $365,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,300 | $365,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,013 | $363,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 16,490 | $363,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,897 | $361,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 136,102 | $361,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 18,762 | $360,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,351 | $359,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 30,158 | $359,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 9,987 | $358,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 20,966 | $357,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,700 | $356,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 16,827 | $354,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 22,558 | $349,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 250,000 | $349,000 | thousands by filing date | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 19,789 | $348,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 20,854 | $347,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 27,513 | $345,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 14,045 | $345,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,115 | $344,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 17,969 | $343,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 346,000 | $343,000 | thousands by filing date | principal |
| TRUBRIDGE INC | 205306103 | COM | 12,676 | $339,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 341,000 | $339,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,362 | $338,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 7,023 | $338,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,800 | $336,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,737 | $335,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 13,668 | $335,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 98,900 | $334,000 | thousands by filing date | call |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 250,000 | $334,000 | thousands by filing date | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 25,759 | $333,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,013 | $332,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 13,065 | $330,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $330,000 | thousands by filing date | principal |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,501 | $329,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 14,519 | $327,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 159,625 | $327,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 30,000 | $324,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 61,824 | $324,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,700 | $323,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 61,975 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,210 | $322,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 18,099 | $321,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 12,098 | $319,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,023 | $317,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,759 | $317,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,253 | $316,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,414 | $316,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 21,193 | $316,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,988 | $316,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 54,943 | $315,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,280 | $314,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 150,000 | $313,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 6,694 | $312,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 250,000 | $312,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 1,300 | $311,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,200 | $311,000 | thousands by filing date | call |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 30,000 | $311,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 19,704 | $309,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 83,000 | $309,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 17,316 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,918 | $306,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,689 | $306,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 30,083 | $305,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 9,778 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,027 | $304,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 34,342 | $304,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 34,426 | $304,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 15,830 | $304,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,038 | $303,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,428 | $303,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,300 | $303,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,772 | $303,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 48,844 | $300,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 36,213 | $298,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 59,161 | $298,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 22,066 | $297,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 7,465 | $296,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 27,202 | $295,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 17,971 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 6,726 | $295,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 11,135 | $294,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 10,500 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,180 | $290,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,178 | $289,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,486 | $289,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 18,115 | $288,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 9,900 | $284,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003445 | this filing | 2021-02-12 | acceptance time not in the bulk data set |