13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,316 holding rows worth $204,405,871,000.
- Accession
- 0001567619-21-003445
- Filer
- CIK 824468
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 17,271 entries on the cover page, a total value of $204,405,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,405,871,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BUCKLE INC COM | 118440106 | Stock | 54,566 | $1,593,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 114,978 | $1,591,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 21,069 | $1,591,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 108,592 | $1,587,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 220,885 | $1,583,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,700 | $1,581,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 54,864 | $1,581,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150,800 | $1,580,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 42,700 | $1,577,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 15,934 | $1,576,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 339,979 | $1,574,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 79,107 | $1,573,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 21,673 | $1,570,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 153,734 | $1,569,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 112,471 | $1,567,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 42,971 | $1,561,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 104,893 | $1,555,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 42,227 | $1,554,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 33,771 | $1,553,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 32,725 | $1,553,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,836 | $1,553,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 60,000 | $1,551,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 31,848 | $1,549,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 73,800 | $1,535,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 21,742 | $1,535,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 38,203 | $1,532,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 2,000,000 | $1,530,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 4,070,063 | $1,530,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 102,367 | $1,525,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,781 | $1,521,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 163,711 | $1,519,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 81,273 | $1,515,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 174,922 | $1,514,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 26,200 | $1,512,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 411,955 | $1,511,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 73,408 | $1,510,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 21,327 | $1,506,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 47,491 | $1,505,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 84,423 | $1,502,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 16,998 | $1,501,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 23,767 | $1,499,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 35,045 | $1,499,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 374,764 | $1,499,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,806 | $1,498,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 470,001 | $1,490,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,676 | $1,489,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 108,017 | $1,489,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 18,884 | $1,488,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 108,618 | $1,488,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 178,666 | $1,486,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 29,506 | $1,485,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 333,319 | $1,484,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 41,000 | $1,476,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 25,137 | $1,476,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,473,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 83,512 | $1,472,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 19,774 | $1,471,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,888 | $1,471,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 31,285 | $1,466,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 44,690 | $1,464,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 43,289 | $1,464,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 22,200 | $1,461,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 20,932 | $1,453,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 30,363 | $1,452,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $1,452,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,548 | $1,450,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 19,771 | $1,450,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 42,702 | $1,442,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 57,281 | $1,441,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 33,698 | $1,439,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,178 | $1,437,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 23,446 | $1,435,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,428,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 158,200 | $1,425,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 130,190 | $1,424,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,322 | $1,423,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 25,000 | $1,422,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 66,675 | $1,422,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 60,843 | $1,422,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,256,000 | $1,422,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 100,000 | $1,419,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 114,374 | $1,418,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 19,448 | $1,417,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 52,326 | $1,414,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 36,554 | $1,412,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 49,671 | $1,410,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 30,598 | $1,404,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 40,010 | $1,402,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 161,650 | $1,400,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 44,171 | $1,397,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,873 | $1,395,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 569,000 | $1,395,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 263,543 | $1,393,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,517 | $1,390,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 186,635 | $1,387,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 27,939 | $1,383,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 40,200 | $1,380,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,000,000 | $1,379,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,484 | $1,376,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,700 | $1,375,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 10,605 | $1,375,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 46,398 | $1,374,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 49,729 | $1,373,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 36,136 | $1,372,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 43,004 | $1,368,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,633 | $1,368,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 31,820 | $1,366,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,641 | $1,363,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 24,668 | $1,354,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 145,901 | $1,353,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 21,654 | $1,352,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 15,179 | $1,349,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 194,447 | $1,346,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 88,952 | $1,346,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,916 | $1,345,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 64,955 | $1,344,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 43,286 | $1,343,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 106,169 | $1,341,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 44,912 | $1,340,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 20,961 | $1,335,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 967,437 | $1,335,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 41,393 | $1,333,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 127,303 | $1,332,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 32,638 | $1,331,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 204,000 | $1,322,000 | thousands by filing date | call |
| PENNANT GROUP INC | 70805E109 | COM | 22,769 | $1,321,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 23,400 | $1,318,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 44,276 | $1,317,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 579,000 | $1,317,000 | thousands by filing date | principal |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11,508 | $1,314,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 20,935 | $1,314,000 | thousands by filing date | |
| Direxion Dynamic Hedge ETF | 25460G740 | DYNAMIC HEDGE | 25,000 | $1,309,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,307,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 40,000 | $1,307,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 31,479 | $1,302,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 14,807 | $1,302,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 55,085 | $1,301,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 8,600 | $1,300,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,290 | $1,296,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,014 | $1,295,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 71,840 | $1,291,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 26,570 | $1,290,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 50,000 | $1,289,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,140 | $1,286,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,624 | $1,281,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 20,278 | $1,281,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 11,413 | $1,276,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 31,170 | $1,276,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 50,000 | $1,273,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,022 | $1,272,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 30,106 | $1,271,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 700,000 | $1,271,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 32,928 | $1,270,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 161,520 | $1,269,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 32,989 | $1,269,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 21,003 | $1,268,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 9,632 | $1,267,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,538 | $1,266,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 37,199 | $1,265,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 34,100 | $1,265,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 68,172 | $1,264,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 86,031 | $1,263,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 97,052 | $1,262,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 13,800 | $1,259,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 17,015 | $1,258,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,977 | $1,257,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 64,887 | $1,254,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 22,628 | $1,252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 9,370 | $1,248,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 65,721 | $1,248,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 30,215 | $1,247,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 47,798 | $1,246,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 27,419 | $1,245,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 21,685 | $1,245,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 596,564 | $1,241,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 32,256 | $1,237,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 1,417,238 | $1,237,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,857 | $1,235,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 55,516 | $1,235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 36,709 | $1,233,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 83,770 | $1,232,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 361,179 | $1,232,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 63,758 | $1,229,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 27,553 | $1,227,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 87,462 | $1,223,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 33,494 | $1,215,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 61,639 | $1,214,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 11,603 | $1,213,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 26,120 | $1,212,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 13,000 | $1,212,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 389,000 | $1,212,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 18,956 | $1,210,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,400 | $1,210,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 107,866 | $1,210,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 181,174 | $1,210,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 46,487 | $1,209,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 82,763 | $1,209,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,229 | $1,208,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 110,568 | $1,205,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 60,000 | $1,203,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 43,312 | $1,203,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 95,782 | $1,203,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 86,995 | $1,202,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,900 | $1,200,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 26,492 | $1,200,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,809 | $1,199,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 78,354 | $1,198,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 227,327 | $1,196,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 49,945 | $1,196,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 366,203 | $1,194,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,100 | $1,193,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 65,927 | $1,193,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 17,674 | $1,192,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 38,234 | $1,191,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 67,792 | $1,189,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 59,200 | $1,188,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 142,391 | $1,188,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 124,597 | $1,186,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 30,772 | $1,185,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 44,602 | $1,182,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 192,932 | $1,181,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 33,479 | $1,180,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 68,366 | $1,179,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 336,680 | $1,179,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 102,400 | $1,176,000 | thousands by filing date | call |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 39,225 | $1,175,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 35,933 | $1,174,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 16,300 | $1,174,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 86,377 | $1,171,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 178,441 | $1,170,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 97,128 | $1,170,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 101,452 | $1,170,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 13,544 | $1,168,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 65,762 | $1,164,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 88,465 | $1,162,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 47,285 | $1,160,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 20,021 | $1,160,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 50,261 | $1,157,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 6,600 | $1,156,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 172,912 | $1,156,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 700,000 | $1,155,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 39,617 | $1,153,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 66,014 | $1,146,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 30,712 | $1,144,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 359,652 | $1,143,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 75,000 | $1,136,000 | thousands by filing date | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,000 | $1,134,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 62,778 | $1,132,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 33,496 | $1,132,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 65,813 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 24,851 | $1,127,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 36,625 | $1,126,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 750,000 | $1,125,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 22,282 | $1,124,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 19,335 | $1,122,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 100,000 | $1,119,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 17,057 | $1,117,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 638,000 | $1,117,000 | thousands by filing date | principal |
| ACM RESH INC COM CL A | 00108J109 | Stock | 13,716 | $1,115,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 70,002 | $1,114,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 30,640 | $1,113,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 37,857 | $1,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,047 | $1,111,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 62,519 | $1,111,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 35,300 | $1,110,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $1,109,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 106,829 | $1,109,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19,419 | $1,107,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 38,661 | $1,107,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 47,700 | $1,106,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 14,248 | $1,105,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 31,672 | $1,105,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,100 | $1,103,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 63,800 | $1,099,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 63,940 | $1,096,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 71,179 | $1,092,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,100 | $1,091,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 8,000 | $1,091,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 64,990 | $1,091,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 10,377 | $1,088,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 36,330 | $1,087,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 82,494 | $1,086,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 23,349 | $1,086,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 24,078 | $1,083,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 53,998 | $1,081,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 97,526 | $1,079,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 16,250 | $1,078,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 29,478 | $1,077,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 15,213 | $1,073,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 23,555 | $1,073,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 113,872 | $1,073,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 20,500 | $1,071,000 | thousands by filing date | put |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,208 | $1,069,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,058 | $1,069,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 34,544 | $1,069,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,628 | $1,066,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 250,000 | $1,065,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,000,000 | $1,063,000 | thousands by filing date | principal |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 285,618 | $1,062,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 51,224 | $1,060,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 153,786 | $1,060,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 28,186 | $1,058,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 922,000 | $1,057,000 | thousands by filing date | principal |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 44,500 | $1,056,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 336,367 | $1,052,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 58,396 | $1,050,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 22,688 | $1,048,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 223,468 | $1,044,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 45,707 | $1,043,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,100 | $1,042,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $1,041,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 41,961 | $1,040,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,047 | $1,039,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 44,675 | $1,034,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 680,388 | $1,034,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 14,356 | $1,033,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 154,670 | $1,033,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 48,122 | $1,032,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 122,048 | $1,032,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 358,500 | $1,032,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 24,158 | $1,031,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 15,545 | $1,030,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 104,493 | $1,030,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 76,228 | $1,029,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 69,899 | $1,029,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 42,615 | $1,026,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 90,000 | $1,026,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 50,823 | $1,025,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 14,074 | $1,025,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 30,153 | $1,024,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,130 | $1,023,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 40,588 | $1,023,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 23,083 | $1,021,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 62,224 | $1,020,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 50,511 | $1,017,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 139,159 | $1,015,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 56,022 | $1,015,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 25,027 | $1,014,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,000,000 | $1,014,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 70,023 | $1,012,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,000,000 | $1,007,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 49,325 | $1,005,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 92,492 | $1,003,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 11,316 | $1,001,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 46,101 | $995,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,000 | $995,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $995,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,499 | $992,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 25,807 | $991,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13,288 | $987,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 19,615 | $986,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 1,000,000 | $986,000 | thousands by filing date | principal |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 50,000 | $986,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,424 | $985,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 64,500 | $984,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 6,355 | $983,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAD5 | BOND | 1,000,000 | $983,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 44,123 | $979,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 18,628 | $978,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 40,063 | $974,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 261,909 | $972,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 66,162 | $971,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 23,033 | $969,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 14,220 | $969,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 405,057 | $969,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 31,547 | $965,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 168,734 | $965,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 49,224 | $964,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 220,817 | $964,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 88,263 | $963,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 49,966 | $960,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,464 | $959,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 30,563 | $958,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 23,999 | $957,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 199,030 | $955,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 526,000 | $953,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 119,606 | $952,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 63,901 | $952,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 112,620 | $951,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 29,700 | $950,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 71,918 | $948,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,700 | $944,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 29,382 | $943,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 25,900 | $939,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 590,820 | $939,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 76,502 | $938,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 17,164 | $936,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 15,900 | $928,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 150,000 | $927,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 82,002 | $927,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 67,868 | $926,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 100,000 | $922,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 52,159 | $921,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,380 | $919,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 37,400 | $914,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,000,000 | $913,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,513 | $912,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 30,191 | $910,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 28,679 | $909,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 81,141 | $906,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 19,434 | $906,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 86,190 | $905,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 31,109 | $904,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 27,428 | $903,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 117,963 | $902,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 85,162 | $899,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 60,972 | $899,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 33,736 | $895,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 24,649 | $892,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,800 | $889,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 17,877 | $889,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,700 | $888,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 47,526 | $888,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 41,862 | $887,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 91,491 | $884,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22,876 | $884,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 41,090 | $882,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 33,178 | $881,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 27,600 | $880,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,569 | $878,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 65,150 | $875,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 52,100 | $874,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 34,924 | $873,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 121,114 | $870,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,477 | $870,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 43,371 | $870,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,992 | $865,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 22,436 | $865,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 22,833 | $863,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 16,710 | $862,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 19,805 | $862,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 138,505 | $862,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 50,061 | $862,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 7,000 | $860,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 70,862 | $858,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 33,282 | $856,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 93,667 | $856,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 78,482 | $855,000 | thousands by filing date | call |
| IVERIC BIO INC | 46583P102 | COM | 123,574 | $854,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 11,607 | $853,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 4,578 | $852,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 29,170 | $849,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 150,923 | $849,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 44,749 | $849,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,160 | $846,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 27,958 | $845,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 24,662 | $842,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 19,880 | $841,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 28,366 | $841,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 52,605 | $840,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 46,845 | $840,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 135,677 | $838,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,637 | $835,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 64,300 | $835,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,900 | $834,000 | thousands by filing date | put |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 51,135 | $834,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 7,358 | $834,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,200 | $834,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 80,786 | $833,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 22,296 | $832,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,742 | $831,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 17,838 | $829,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 102,737 | $829,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 19,255 | $828,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 49,609 | $828,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 53,070 | $826,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 80,334 | $824,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 43,366 | $823,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 12,270 | $823,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,474 | $822,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 89,481 | $822,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 20,749 | $821,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,186 | $821,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,100 | $819,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 62,051 | $819,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 68,000 | $817,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 120,090 | $817,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 13,165 | $815,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 31,800 | $815,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 69,968 | $815,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 24,550 | $813,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 19,452 | $811,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 51,644 | $808,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 47,614 | $807,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,100 | $805,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 10,948 | $804,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 74,161 | $804,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 14,945 | $803,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 20,890 | $802,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 21,919 | $802,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,264 | $801,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 166,707 | $801,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 44,327 | $799,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 10,400 | $799,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 18,814 | $799,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 28,775 | $799,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $798,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 18,661 | $797,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 10,298 | $795,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 25,000 | $794,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-003445 | this filing | 2021-02-12 | acceptance time not in the bulk data set |