13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 7,097 holding rows worth $734,404,707,000.
- Accession
- 0001567619-20-019384
- Filer
- CIK 70858
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 24,194 entries on the cover page, a total value of $734,404,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $734,404,707,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 839,467 | $14,003,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 636,673 | $13,994,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 121,250 | $13,993,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 150,127 | $13,992,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 226,232 | $13,990,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 265,799 | $13,981,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 169,173 | $13,981,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 568,241 | $13,973,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100,000 | $13,958,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 766,945 | $13,928,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 217,672 | $13,923,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 823,935 | $13,866,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,123,681 | $13,855,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 219,383 | $13,829,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,007,180 | $13,809,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 429,682 | $13,797,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 432,293 | $13,739,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 881,295 | $13,704,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 649,394 | $13,644,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 287,775 | $13,639,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 600,553 | $13,632,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 262,142 | $13,629,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 156,190 | $13,628,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 325,626 | $13,621,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 10,533,000 | $13,603,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 333,713 | $13,546,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 415,011 | $13,539,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 275,800 | $13,534,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 964,723 | $13,525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 667,351 | $13,508,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 53,100 | $13,496,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 305,066 | $13,434,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 516,112 | $13,420,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 326,913 | $13,367,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 107,574 | $13,339,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 342,306 | $13,339,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 345,713 | $13,338,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 455,618 | $13,326,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 729,300 | $13,324,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 204,980 | $13,319,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 547,400 | $13,317,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 452,043 | $13,304,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 442,643 | $13,288,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 716,124 | $13,269,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 528,341 | $13,267,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 70,051 | $13,262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 353,430 | $13,250,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 979,824 | $13,228,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 472,777 | $13,228,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,073,084 | $13,177,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 124,195 | $13,160,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 380,971 | $13,147,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 8,532,000 | $13,105,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 718,337 | $13,088,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,073,230 | $13,082,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 23,200 | $13,074,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 264,800 | $13,073,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,442,713 | $13,070,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 662,585 | $13,067,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,851,124 | $13,059,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600,000 | $13,050,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,240,480 | $13,037,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 722,014 | $13,032,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,385,500 | $13,010,000 | thousands by filing date | call |
| MEDALLIA INC | 584021109 | COM | 474,437 | $13,009,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 165,604 | $13,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 556,921 | $12,999,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 738,146 | $12,998,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 205,724 | $12,981,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 854,764 | $12,976,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 522,144 | $12,975,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 187,839 | $12,964,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 575,662 | $12,946,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 278,575 | $12,931,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 261,193 | $12,913,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 824,000 | $12,887,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 1,850,662 | $12,880,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 594,850 | $12,873,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,107,343 | $12,845,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 427,930 | $12,835,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 222,040 | $12,821,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,040,485 | $12,818,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 84,170 | $12,814,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 253,251 | $12,789,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 797,764 | $12,781,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 189,417 | $12,731,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 113,024 | $12,719,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 572,700 | $12,697,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 222,345 | $12,686,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 322,617 | $12,685,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 411,324 | $12,653,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 527,561 | $12,635,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 422,671 | $12,625,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 479,194 | $12,593,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 521,333 | $12,564,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 222,020 | $12,542,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 237,218 | $12,524,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,092,884 | $12,515,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,173,236 | $12,507,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 288,587 | $12,478,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 500,042 | $12,465,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 669,949 | $12,461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 273,871 | $12,453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 179,995 | $12,449,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 259,740 | $12,448,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 597,125 | $12,443,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 795,282 | $12,431,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 672,253 | $12,430,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 149,300 | $12,385,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 187,100 | $12,385,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 899,285 | $12,374,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 419,201 | $12,371,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 547,441 | $12,371,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 224,412 | $12,365,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 120,200 | $12,352,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 297,916 | $12,319,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 97,600 | $12,311,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,601,343 | $12,283,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 337,114 | $12,277,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 567,504 | $12,276,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 221,836 | $12,236,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 350,500 | $12,180,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 875,000 | $12,180,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 298,484 | $12,178,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 580,928 | $12,170,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 444,094 | $12,159,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 82,700 | $12,155,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,820,000 | $12,121,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 655,574 | $12,089,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 868,943 | $12,087,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 7,793,000 | $12,059,000 | thousands by filing date | principal |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 207,881 | $12,057,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 301,767 | $12,047,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 120,000 | $12,037,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 849,889 | $11,999,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 108,057 | $11,986,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 309,558 | $11,946,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 372,973 | $11,917,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 557,815 | $11,915,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,851,185 | $11,889,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 353,534 | $11,872,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 57,353 | $11,833,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 209,467 | $11,831,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 931,388 | $11,829,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,511,371 | $11,819,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 306,277 | $11,817,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,102,582 | $11,816,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,294,000 | $11,806,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,380,387 | $11,803,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 234,915 | $11,790,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 434,835 | $11,757,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 148,925 | $11,750,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 237,834 | $11,656,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 185,113 | $11,650,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 440,628 | $11,650,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 492,747 | $11,634,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 10,315,000 | $11,628,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 124,648 | $11,615,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 589,071 | $11,615,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 121,874 | $11,610,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 103,876 | $11,608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 195,500 | $11,573,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 69,660 | $11,567,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 117,112 | $11,564,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 176,000 | $11,540,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 147,952 | $11,520,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 380,106 | $11,506,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,790,700 | $11,496,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,173,579 | $11,477,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 136,066 | $11,460,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 373,329 | $11,457,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 192,228 | $11,455,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 369,451 | $11,449,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 174,802 | $11,447,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 45,500 | $11,445,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 20,300 | $11,440,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 76,714 | $11,437,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 99,609 | $11,422,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 310,075 | $11,411,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 107,911 | $11,409,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 58,352 | $11,379,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 226,944 | $11,377,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 276,322 | $11,362,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 287,141 | $11,359,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 369,850 | $11,349,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,085,565 | $11,344,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 977,700 | $11,341,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 184,810 | $11,318,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 464,120 | $11,315,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 112,746 | $11,309,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 413,870 | $11,295,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 601,255 | $11,286,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 794,634 | $11,283,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 389,569 | $11,273,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,276,231 | $11,256,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 51,295 | $11,254,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,112,660 | $11,249,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,425,000 | $11,249,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,041,599 | $11,228,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 188,600 | $11,212,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 834,679 | $11,202,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 533,372 | $11,180,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,009,000 | $11,158,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 598,404 | $11,142,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 210,584 | $11,133,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 389,157 | $11,066,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 48,531 | $11,061,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 60,000 | $11,045,000 | thousands by filing date | put |
| AXONICS INC | 05465P101 | COM | 216,327 | $11,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 228,901 | $11,006,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 211,101 | $10,941,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 934,173 | $10,940,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 265,632 | $10,915,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 24,700 | $10,906,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 225,881 | $10,883,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,913,892 | $10,871,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 482,844 | $10,860,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 199,257 | $10,852,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 271,952 | $10,851,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,323,108 | $10,849,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 216,994 | $10,849,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 515,225 | $10,835,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 136,100 | $10,835,000 | thousands by filing date | put |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 592,195 | $10,831,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 910,261 | $10,814,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 181,661 | $10,781,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 364,200 | $10,777,000 | thousands by filing date | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 598,388 | $10,771,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 85,700 | $10,759,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 733,368 | $10,735,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 709,466 | $10,728,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 114,226 | $10,723,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 730,781 | $10,706,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 317,396 | $10,702,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 950,029 | $10,698,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 260,596 | $10,671,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 785,477 | $10,659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 264,357 | $10,657,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 250,484 | $10,641,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 82,285 | $10,626,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 882,845 | $10,621,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 401,273 | $10,618,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 255,564 | $10,616,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,301,810 | $10,597,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 189,947 | $10,592,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 860,826 | $10,580,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 560,664 | $10,579,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 721,003 | $10,541,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 11,200,000 | $10,517,000 | thousands by filing date | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 723,012 | $10,498,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 387,359 | $10,496,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 86,057 | $10,494,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 196,146 | $10,494,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 122,000 | $10,491,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 355,105 | $10,486,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 487,140 | $10,459,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200,000 | $10,452,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 233,861 | $10,442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 193,125 | $10,431,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 487,237 | $10,427,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 310,203 | $10,413,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 420,181 | $10,391,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 242,549 | $10,388,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 454,034 | $10,384,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 57,745 | $10,377,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 312,094 | $10,374,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 419,845 | $10,374,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 152,000 | $10,364,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 476,300 | $10,360,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 439,442 | $10,357,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 584,538 | $10,353,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 303,311 | $10,348,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 74,400 | $10,312,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 355,754 | $10,302,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 155,289 | $10,292,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 39,147 | $10,276,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 312,689 | $10,265,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 316,261 | $10,263,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 790,185 | $10,256,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 374,159 | $10,252,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 65,000 | $10,246,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 235,452 | $10,230,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 390,946 | $10,206,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 436,157 | $10,188,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 234,501 | $10,165,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,805,000 | $10,140,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 102,937 | $10,134,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 516,677 | $10,116,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 650,000 | $10,114,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 240,826 | $10,110,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 9,498,000 | $10,107,000 | thousands by filing date | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 362,476 | $10,105,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 970,000 | $10,103,000 | thousands by filing date | principal |
| US FOODS HLDG CORP COM | 912008109 | Stock | 453,469 | $10,076,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 274,315 | $10,060,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 172,593 | $10,039,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 900,000 | $10,035,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 275,107 | $10,002,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 152,400 | $9,993,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 434,651 | $9,985,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 300,254 | $9,969,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 147,032 | $9,949,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 247,615 | $9,926,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 385,509 | $9,892,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 880,432 | $9,887,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100,000 | $9,875,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 488,974 | $9,873,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 39,200 | $9,852,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,239,186 | $9,852,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 30,000 | $9,821,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 225,791 | $9,815,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 850,000 | $9,801,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 2,396,087 | $9,798,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 133,304 | $9,790,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 315,559 | $9,790,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 257,408 | $9,786,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 580,414 | $9,785,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 180,069 | $9,766,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 370,509 | $9,737,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 884,042 | $9,725,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 399,209 | $9,717,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,174,874 | $9,716,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 222,448 | $9,708,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 482,901 | $9,701,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 250,393 | $9,698,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 149,516 | $9,698,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 171,408 | $9,694,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 357,083 | $9,673,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 456,297 | $9,670,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 315,439 | $9,659,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 451,300 | $9,622,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 854,962 | $9,584,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 87,180 | $9,557,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 64,074 | $9,539,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 647,355 | $9,510,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 381,200 | $9,492,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,591,886 | $9,487,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 290,357 | $9,474,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 344,548 | $9,453,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 50,000 | $9,440,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 108,177 | $9,430,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 113,115 | $9,408,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 95,058 | $9,396,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 7,576,000 | $9,391,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 250,000 | $9,375,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 372,747 | $9,363,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 7,103,000 | $9,354,000 | thousands by filing date | principal |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,049,062 | $9,326,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 631,194 | $9,323,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 752,519 | $9,316,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 250,098 | $9,296,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 320,600 | $9,285,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 661,546 | $9,282,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 154,370 | $9,281,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 157,675 | $9,277,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 46,259 | $9,267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 260,299 | $9,264,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 320,800 | $9,242,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 348,892 | $9,235,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 370,953 | $9,226,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 384,683 | $9,209,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 197,743 | $9,203,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 114,322 | $9,199,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 891,405 | $9,191,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 99,820 | $9,189,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 404,147 | $9,182,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 111,287 | $9,178,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 132,584 | $9,176,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 124,658 | $9,141,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 99,282 | $9,138,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 631,322 | $9,135,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 627,574 | $9,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 222,458 | $9,112,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 90,836 | $9,098,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 119,059 | $9,025,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 343,043 | $9,012,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 577,903 | $8,999,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 157,429 | $8,970,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 815,395 | $8,968,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 247,129 | $8,965,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 174,600 | $8,962,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 357,874 | $8,923,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 130,353 | $8,914,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 82,330 | $8,894,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,791,815 | $8,852,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 117,658 | $8,843,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 828,561 | $8,841,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 8,818,000 | $8,835,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 254,462 | $8,833,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $8,805,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 138,391 | $8,763,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 104,548 | $8,754,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 316,332 | $8,734,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 776,850 | $8,732,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 80,100 | $8,717,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,002,734 | $8,712,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 265,925 | $8,706,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 173,132 | $8,691,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 148,146 | $8,684,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 214,691 | $8,684,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 922,172 | $8,669,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 100,257 | $8,664,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 275,405 | $8,648,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 430,509 | $8,640,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 231,536 | $8,627,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 354,672 | $8,622,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 36,568 | $8,612,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 165,445 | $8,597,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 208,300 | $8,526,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 176,249 | $8,525,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 441,337 | $8,508,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 216,185 | $8,503,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 592,348 | $8,482,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 227,900 | $8,471,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 615,352 | $8,467,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 748,452 | $8,465,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 730,349 | $8,458,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,174,644 | $8,457,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 496,418 | $8,419,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 384,281 | $8,419,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 96,100 | $8,417,000 | thousands by filing date | call |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 80,658 | $8,408,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 261,569 | $8,406,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 410,200 | $8,401,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 207,423 | $8,386,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 688,388 | $8,385,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 226,587 | $8,381,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 195,932 | $8,359,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 256,913 | $8,358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 70,051 | $8,358,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 443,100 | $8,357,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 443,100 | $8,357,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 145,303 | $8,338,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 254,828 | $8,325,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 413,338 | $8,324,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 163,993 | $8,288,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 333,172 | $8,283,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 264,874 | $8,277,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 8,053,000 | $8,264,000 | thousands by filing date | principal |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 389,006 | $8,253,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 159,114 | $8,235,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 227,653 | $8,226,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 195,183 | $8,220,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 18,145 | $8,193,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,328,704 | $8,184,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 304,044 | $8,182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 188,178 | $8,182,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 143,098 | $8,180,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 191,348 | $8,174,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 924,461 | $8,145,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 300,000 | $8,139,000 | thousands by filing date | put |
| UNIVAR INC | 91336L107 | COMMON STOCK | 481,788 | $8,131,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 63,267 | $8,115,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 764,763 | $8,099,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 114,512 | $8,087,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,321,278 | $8,086,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 447,969 | $8,064,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 133,600 | $8,055,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 136,556 | $8,043,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 836,229 | $8,036,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 191,993 | $8,036,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 193,748 | $8,033,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 181,309 | $8,010,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 254,940 | $8,005,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 580,864 | $7,999,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 105,000 | $7,988,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 151,156 | $7,984,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 378,757 | $7,977,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 275,011 | $7,974,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 152,900 | $7,966,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 770,164 | $7,963,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 303,930 | $7,963,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,864,200 | $7,951,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 100,743 | $7,949,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 263,720 | $7,944,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,010,596 | $7,933,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 241,874 | $7,931,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,553,200 | $7,906,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 192,074 | $7,900,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 349,430 | $7,880,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 63,669 | $7,877,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 162,299 | $7,873,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 634,798 | $7,868,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 66,602 | $7,857,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 287,989 | $7,854,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 161,380 | $7,847,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,576,000 | $7,842,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 216,276 | $7,836,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 745,161 | $7,831,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 403,827 | $7,817,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 389,562 | $7,807,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 139,655 | $7,800,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,929,000 | $7,800,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 289,883 | $7,788,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 242,746 | $7,780,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 481,558 | $7,767,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 820,300 | $7,760,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 110,000 | $7,754,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 54,204 | $7,749,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 392,193 | $7,736,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-019384 | this filing | 2020-11-13 | acceptance time not in the bulk data set |