13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,844 holding rows worth $252,020,047,000.
- Accession
- 0001567619-20-015317
- Filer
- CIK 1000275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 24,698 entries on the cover page, a total value of $252,020,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $252,020,047,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 123,708 | $4,580,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 92,565 | $4,577,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 133,253 | $4,572,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 162,428 | $4,532,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 105,657 | $4,527,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 288,693 | $4,512,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100,000 | $4,512,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 140,154 | $4,509,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 94,992 | $4,501,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 54,000 | $4,497,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 45,702 | $4,485,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 32,275 | $4,485,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 14,200 | $4,482,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 29,518 | $4,470,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 123,212 | $4,469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 109,300 | $4,461,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 197,337 | $4,460,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 735,213 | $4,455,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 161,117 | $4,440,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 20,442 | $4,432,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 120,491 | $4,432,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,167 | $4,423,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 144,055 | $4,420,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 119,632 | $4,417,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 42,532 | $4,414,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 50,037 | $4,404,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 219,702 | $4,396,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 107,714 | $4,395,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,971,000 | $4,392,000 | thousands by filing date | principal |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 160,573 | $4,382,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 116,821 | $4,368,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 15,400 | $4,368,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 74,853 | $4,362,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 135,725 | $4,354,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 161,245 | $4,352,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 140,490 | $4,352,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 157,241 | $4,346,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 563,653 | $4,345,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 143,405 | $4,344,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,097,923 | $4,337,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 112,500 | $4,327,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 130,057 | $4,325,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 247,600 | $4,316,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 154,657 | $4,313,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 62,999 | $4,308,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 417,669 | $4,306,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 43,198 | $4,304,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 49,806 | $4,300,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 384,185 | $4,277,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 67,674 | $4,272,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 95,008 | $4,271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 156,157 | $4,270,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 147,182 | $4,267,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 155,431 | $4,265,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 44,399 | $4,254,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 18,973 | $4,246,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 110,810 | $4,243,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 63,326 | $4,242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 154,446 | $4,240,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 318,499 | $4,231,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 21,427 | $4,227,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 85,519 | $4,225,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 274,106 | $4,221,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 34,848 | $4,220,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 198,860 | $4,218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 75,715 | $4,213,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 150,000 | $4,209,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 198,278 | $4,204,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 310,877 | $4,197,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 30,953 | $4,197,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 77,183 | $4,190,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 33,100 | $4,187,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 49,256 | $4,179,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20,887 | $4,147,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 164,926 | $4,147,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 339,858 | $4,143,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 98,997 | $4,141,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 42,124 | $4,138,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 43,335 | $4,128,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 125,000 | $4,126,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 60,200 | $4,116,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 164,920 | $4,113,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 214,923 | $4,109,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 45,034 | $4,108,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 875,000 | $4,104,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 89,109 | $4,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 63,215 | $4,091,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 58,922 | $4,089,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 104,782 | $4,082,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 133,000 | $4,082,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 64,707 | $4,066,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 96,208 | $4,065,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 106,346 | $4,065,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 84,022 | $4,060,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 189,484 | $4,058,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 37,058 | $4,057,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 154,637 | $4,057,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 39,719 | $4,052,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 305,250 | $4,051,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 265,217 | $4,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 105,000 | $4,031,000 | thousands by filing date | call |
| EVERFORTH INC COM | 00191U102 | Stock | 60,377 | $4,025,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 79,354 | $4,025,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 203,613 | $4,016,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 323,200 | $4,014,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,106,457 | $4,005,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 92,550 | $3,998,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 391,035 | $3,992,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 145,770 | $3,992,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 133,900 | $3,989,000 | thousands by filing date | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 169,604 | $3,965,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 88,140 | $3,951,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 60,000 | $3,943,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 175,924 | $3,941,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 121,975 | $3,913,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 289,896 | $3,904,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 76,333 | $3,885,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,947,000 | $3,873,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 103,982 | $3,859,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 338,387 | $3,858,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 33,947 | $3,854,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 341,560 | $3,840,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 38,341 | $3,838,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 374,186 | $3,830,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,040,168 | $3,824,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 233,450 | $3,823,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 48,852 | $3,819,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 49,363 | $3,813,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 69,238 | $3,800,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 646,483 | $3,796,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $3,792,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 668,676 | $3,792,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 164,822 | $3,783,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 35,920 | $3,769,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 139,130 | $3,756,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 99,695 | $3,755,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 18,918 | $3,752,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,000,000 | $3,750,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 215,093 | $3,745,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100,000 | $3,738,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 173,618 | $3,733,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 300,000 | $3,732,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 258,876 | $3,730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 131,439 | $3,730,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 126,079 | $3,728,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 139,051 | $3,710,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 129,339 | $3,707,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 71,681 | $3,701,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 19,041 | $3,699,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 94,695 | $3,697,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 286,584 | $3,691,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 133,526 | $3,688,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 137,479 | $3,682,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200,000 | $3,678,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100,000 | $3,675,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 57,691 | $3,672,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 68,500 | $3,669,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 103,274 | $3,660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 79,418 | $3,656,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 387,863 | $3,653,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 70,018 | $3,650,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 374,221 | $3,643,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 144,398 | $3,642,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 107,650 | $3,641,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 194,521 | $3,628,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 73,603 | $3,626,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,500 | $3,624,000 | thousands by filing date | call |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 176,304 | $3,624,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 49,174 | $3,621,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 57,011 | $3,620,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 29,668 | $3,619,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 95,765 | $3,600,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 68,006 | $3,595,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 246,519 | $3,587,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 243,873 | $3,582,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 13,963 | $3,578,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 40,076 | $3,576,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 84,279 | $3,575,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,940 | $3,568,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,365,470 | $3,564,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 36,500 | $3,558,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 123,689 | $3,549,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 34,329 | $3,545,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 41,107 | $3,535,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 328,600 | $3,523,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 209,308 | $3,521,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 23,768 | $3,520,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,500 | $3,519,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 95,872 | $3,519,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 11,643 | $3,518,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 153,933 | $3,514,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 39,667 | $3,510,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 128,696 | $3,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 167,305 | $3,502,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 56,230 | $3,500,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,007,000 | $3,498,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 70,400 | $3,494,000 | thousands by filing date | call |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 63,838 | $3,493,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 31,215 | $3,492,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 96,301 | $3,491,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 64,003 | $3,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 194,040 | $3,489,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 226,334 | $3,482,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 412,152 | $3,482,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 198,475 | $3,469,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 122,140 | $3,466,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,449,000 | $3,453,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 152,508 | $3,437,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,009,972 | $3,434,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 261,183 | $3,434,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 103,546 | $3,431,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 147,433 | $3,429,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 24,596 | $3,424,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 94,879 | $3,419,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 62,500 | $3,414,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 137,064 | $3,407,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 59,082 | $3,406,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 94,332 | $3,405,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 419,414 | $3,397,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 51,103 | $3,389,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 469,512 | $3,389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 38,940 | $3,389,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 63,364 | $3,385,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 193,536 | $3,383,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 332,338 | $3,380,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 77,502 | $3,369,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 111,311 | $3,367,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 34,648 | $3,366,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 194,971 | $3,361,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 182,181 | $3,361,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 308,073 | $3,358,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 235,228 | $3,358,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,963 | $3,356,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 148,804 | $3,355,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 420,171 | $3,353,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 154,955 | $3,349,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 42,127 | $3,346,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 148,739 | $3,340,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 212,054 | $3,331,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 67,228 | $3,328,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 331,000 | $3,327,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 371,447 | $3,317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 184,141 | $3,315,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50,000 | $3,303,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 63,635 | $3,293,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 104,341 | $3,290,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 59,225 | $3,284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 85,304 | $3,277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 59,760 | $3,274,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40,207 | $3,273,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 50,189 | $3,273,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 79,890 | $3,262,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 233,155 | $3,254,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 61,378 | $3,251,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 129,905 | $3,249,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 104,344 | $3,248,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 59,261 | $3,244,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,727 | $3,239,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 289,635 | $3,237,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 53,564 | $3,234,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 66,308 | $3,232,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 144,515 | $3,231,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 40,800 | $3,229,000 | thousands by filing date | call |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 183,126 | $3,229,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 146,175 | $3,228,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 89,912 | $3,228,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 133,634 | $3,218,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 73,128 | $3,210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 150,000 | $3,203,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 98,523 | $3,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 56,263 | $3,195,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 44,758 | $3,192,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 306,100 | $3,190,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 122,906 | $3,169,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 644,588 | $3,158,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 63,172 | $3,144,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 22,400 | $3,139,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 79,326 | $3,136,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $3,135,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 89,197 | $3,133,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 118,323 | $3,115,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 123,819 | $3,113,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 57,417 | $3,107,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 35,364 | $3,101,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 50,000 | $3,097,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 40,000 | $3,088,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 24,783 | $3,087,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 80,000 | $3,086,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 218,269 | $3,084,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 59,591 | $3,079,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 83,700 | $3,076,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,324 | $3,076,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 91,806 | $3,073,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 125,847 | $3,069,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 114,366 | $3,066,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 106,735 | $3,063,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $3,060,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 78,800 | $3,056,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 168,479 | $3,056,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 201,465 | $3,054,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 173,869 | $3,048,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 241,244 | $3,045,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 239,085 | $3,041,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 106,210 | $3,040,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 72,458 | $3,037,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,503 | $3,031,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 95,000 | $3,030,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 24,700 | $3,029,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 107,833 | $3,017,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 60,149 | $3,014,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 110,512 | $3,009,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 279,163 | $3,009,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 105,721 | $3,003,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 427,510 | $3,001,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 435,500 | $2,996,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 300,121 | $2,992,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 123,535 | $2,991,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 75,239 | $2,987,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 171,871 | $2,979,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 79,396 | $2,968,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 70,000 | $2,967,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 96,000 | $2,959,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 89,600 | $2,958,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 124,357 | $2,955,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 130,116 | $2,955,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 61,003 | $2,952,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 36,551 | $2,948,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 87,943 | $2,948,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 238,179 | $2,935,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 39,824 | $2,929,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 385,400 | $2,929,000 | thousands by filing date | call |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 109,261 | $2,928,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 214,801 | $2,923,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 57,498 | $2,922,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 188,102 | $2,918,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 46,114 | $2,915,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 55,285 | $2,910,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 251,299 | $2,905,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 20,454 | $2,903,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,100 | $2,901,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 48,446 | $2,899,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 15,595 | $2,895,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118,541 | $2,892,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 300,000 | $2,886,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 24,859 | $2,881,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 175,149 | $2,879,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 134,687 | $2,878,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 112,000 | $2,867,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 201,224 | $2,863,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 69,582 | $2,863,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 204,762 | $2,852,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 121,226 | $2,842,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 79,532 | $2,840,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 84,545 | $2,829,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 32,500 | $2,825,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 147,284 | $2,819,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 55,000 | $2,811,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 16,800 | $2,811,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 523,167 | $2,810,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,847,000 | $2,807,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 71,667 | $2,797,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 66,795 | $2,794,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,800 | $2,792,000 | thousands by filing date | put |
| DBX ETF TR | 233051242 | CMN | 98,815 | $2,791,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 67,575 | $2,788,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 180,000 | $2,788,000 | thousands by filing date | put |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 99,000 | $2,784,000 | thousands by filing date | call |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 114,350 | $2,783,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 71,511 | $2,781,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 24,000 | $2,780,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A110 | CMN | 19,062 | $2,773,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 54,586 | $2,765,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 112,413 | $2,762,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 33,440 | $2,750,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 615,398 | $2,750,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 28,114 | $2,748,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 18,347 | $2,745,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 101,221 | $2,741,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 254,719 | $2,741,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 105,140 | $2,741,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 142,093 | $2,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 55,935 | $2,733,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 21,796 | $2,728,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 61,963 | $2,719,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 84,975 | $2,716,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 117,109 | $2,708,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 108,772 | $2,696,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 125,210 | $2,693,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 179,752 | $2,691,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 304,095 | $2,691,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 127,618 | $2,683,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 107,520 | $2,683,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 135,996 | $2,681,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 225,691 | $2,677,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 171,849 | $2,676,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 75,257 | $2,676,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 42,905 | $2,673,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 102,197 | $2,669,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 137,552 | $2,668,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54,000 | $2,662,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 228,023 | $2,659,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 22,000 | $2,657,000 | thousands by filing date | call |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 69,976 | $2,657,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 86,305 | $2,654,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 29,511 | $2,653,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 80,043 | $2,652,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,710,000 | $2,652,000 | thousands by filing date | principal |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 113,138 | $2,649,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 248,253 | $2,647,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 190,764 | $2,646,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 232,492 | $2,642,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 255,158 | $2,631,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 136,303 | $2,625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 25,708 | $2,624,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 138,874 | $2,617,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 90,607 | $2,615,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 56,002 | $2,614,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,455 | $2,614,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 155,924 | $2,605,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 145,638 | $2,586,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 977,276 | $2,580,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 74,725 | $2,580,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 165,000 | $2,579,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 250,000 | $2,578,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 32,975 | $2,574,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 39,655 | $2,570,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 23,400 | $2,569,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 251,264 | $2,563,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 239,900 | $2,560,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,803 | $2,559,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 223,989 | $2,558,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9,900 | $2,556,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 60,000 | $2,555,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 21,495 | $2,555,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,000 | $2,553,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 287,347 | $2,548,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 30,188 | $2,542,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 100,576 | $2,540,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 242,815 | $2,537,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 57,097 | $2,528,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 154,200 | $2,523,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 52,508 | $2,522,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 36,071 | $2,516,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 136,377 | $2,513,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 87,490 | $2,512,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 249,983 | $2,510,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 138,954 | $2,508,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 393,178 | $2,505,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 64,682 | $2,504,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 281,818 | $2,503,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 63,600 | $2,496,000 | thousands by filing date | put |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 77,694 | $2,493,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 33,900 | $2,492,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 105,703 | $2,485,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 79,775 | $2,485,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 183,338 | $2,483,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 52,236 | $2,471,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 198,558 | $2,470,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 91,885 | $2,467,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 40,611 | $2,465,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 122,676 | $2,462,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 103,876 | $2,462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 33,285 | $2,454,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 47,476 | $2,452,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 87,643 | $2,446,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 101,722 | $2,439,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 646,145 | $2,436,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 49,987 | $2,429,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 207,589 | $2,425,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 48,768 | $2,425,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 86,413 | $2,424,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 59,760 | $2,421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 61,498 | $2,418,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 122,234 | $2,412,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 90,000 | $2,411,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 50,350 | $2,407,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 100,182 | $2,403,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 341,681 | $2,402,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,272,000 | $2,387,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 123,809 | $2,385,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 162,831 | $2,382,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 429,146 | $2,374,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 61,506 | $2,373,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 143,751 | $2,371,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 72,497 | $2,368,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,402,000 | $2,367,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 153,203 | $2,358,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 56,500 | $2,349,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 228,253 | $2,341,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 430,231 | $2,337,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 391,257 | $2,336,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 63,487 | $2,332,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 62,938 | $2,332,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 65,305 | $2,331,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 67,713 | $2,331,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 142,356 | $2,326,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 54,192 | $2,321,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 180,087 | $2,316,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 60,770 | $2,307,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 416,602 | $2,300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015317 | this filing | 2020-08-14 | acceptance time not in the bulk data set |