13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 3,928 holding rows worth $139,693,085,000.
- Accession
- 0001567619-20-014865
- Filer
- CIK 824468
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 14,795 entries on the cover page, a total value of $139,693,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,693,085,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 248,639 | $840,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 25,304 | $840,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,721 | $839,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 12,057 | $837,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 25,681 | $835,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 587,395 | $828,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,100 | $827,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 25,893 | $826,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 37,053 | $826,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 51,743 | $826,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 219,917 | $825,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 44,520 | $825,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,023,000 | $821,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 51,584 | $819,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 26,181 | $818,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 50,000 | $818,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 81,925 | $817,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 28,747 | $816,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,013 | $816,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 190,358 | $816,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 24,884 | $814,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 56,753 | $812,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 11,741 | $809,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 18,324 | $808,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 38,557 | $807,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 474,540 | $807,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 22,231 | $805,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 14,074 | $805,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 118,956 | $805,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 8,918 | $804,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,951 | $804,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,120 | $802,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 123,212 | $800,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 13,972 | $800,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 14,548 | $800,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 19,700 | $798,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 33,270 | $797,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 66,009 | $796,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 46,100 | $796,000 | thousands by filing date | put |
| TPI Composites Inc | 87266J104 | Common Stock | 33,949 | $793,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 31,753 | $793,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 95,586 | $792,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 129,812 | $788,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 104,992 | $788,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 22,831 | $786,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 37,942 | $785,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 54,128 | $782,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $782,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,327 | $781,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 50,425 | $780,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 10,386 | $780,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 15,019 | $780,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 17,300 | $780,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 54,421 | $778,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 800,000 | $778,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,126 | $777,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 40,531 | $777,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 131,345 | $777,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 43,047 | $773,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 101,573 | $772,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 20,587 | $771,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,498 | $770,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 51,934 | $770,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 88,904 | $768,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 72,046 | $766,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $766,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 34,564 | $765,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 31,378 | $764,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 95,649 | $763,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 43,995 | $763,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 75,000 | $761,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 400,000 | $760,000 | thousands by filing date | principal |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 60,944 | $759,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 33,109 | $759,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 77,316 | $758,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 16,215 | $757,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 59,946 | $756,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,375 | $756,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 26,558 | $755,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 300,000 | $755,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 25,946 | $754,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 30,051 | $754,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 22,436 | $753,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 267,263 | $752,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 49,534 | $752,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 75,000 | $750,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 76,332 | $750,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 50,536 | $748,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,774 | $747,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 20,455 | $747,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 49,643 | $746,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,000 | $745,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 24,859 | $744,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,463 | $742,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 7,952 | $741,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 30,872 | $740,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,100 | $739,000 | thousands by filing date | put |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 13,389 | $739,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,017 | $738,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 64,436 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,082 | $733,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,800 | $732,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 21,324 | $732,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 42,781 | $731,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 100,678 | $729,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,499 | $729,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,300 | $728,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 25,131 | $725,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,949 | $721,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,310 | $718,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 51,044 | $717,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 40,193 | $716,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 245,313 | $714,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,094,096 | $713,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 20,524 | $712,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,100 | $711,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 17,113 | $709,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 31,457 | $705,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 232,069 | $704,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,300 | $701,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 40,201 | $701,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 25,153 | $698,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 52,157 | $698,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,581 | $697,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 253,409 | $695,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 39,395 | $694,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 44,192 | $693,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 62,041 | $691,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,956 | $689,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 14,412 | $688,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,300 | $687,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 54,718 | $687,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,544 | $687,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $684,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,991 | $682,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 26,771 | $682,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 33,542 | $682,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 42,402 | $681,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 15,696 | $680,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,516 | $679,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,100 | $679,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 174,719 | $678,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 74,887 | $674,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 250,000 | $672,000 | thousands by filing date | principal |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 63,291 | $671,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 32,456 | $670,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 34,852 | $670,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 97,441 | $670,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 74,254 | $669,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 28,745 | $669,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 8,206 | $665,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,605 | $664,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 65,911 | $664,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 38,273 | $663,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 53,155 | $661,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 104,355 | $660,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 35,208 | $659,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,466 | $658,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,116 | $657,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,231 | $657,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30,098 | $657,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 29,012 | $656,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 26,601 | $655,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 59,496 | $655,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 200,000 | $654,000 | thousands by filing date | call |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 19,770 | $654,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 100,000 | $652,000 | thousands by filing date | principal |
| ATLAS CORP | Y0436Q109 | COM | 85,798 | $652,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,400 | $651,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 23,216 | $650,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 23,669 | $650,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 42,175 | $649,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 154,003 | $646,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21,901 | $645,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 14,921 | $645,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 18,852 | $643,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 61,487 | $643,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 51,310 | $642,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,370 | $639,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 32,277 | $637,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 35,945 | $636,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,242 | $635,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 37,148 | $635,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,000,000 | $632,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 34,696 | $630,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 55,275 | $630,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 15,241 | $630,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 16,623 | $627,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 38,334 | $627,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 54,733 | $626,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 255,521 | $623,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,799 | $622,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,482 | $622,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 36,964 | $622,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 12,596 | $621,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 25,005 | $620,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 61,596 | $620,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 57,948 | $618,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 58,766 | $616,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,900 | $615,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 12,586 | $614,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,907 | $613,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 556,980 | $613,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 168,734 | $613,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 18,924 | $611,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 8,653 | $611,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 19,132 | $608,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 18,085 | $606,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,935 | $606,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,096 | $606,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 44,903 | $605,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,194 | $604,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 81,368 | $603,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 149,632 | $603,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,380 | $602,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 29,998 | $601,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 40,380 | $599,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 87,986 | $599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,862 | $599,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,233 | $593,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $593,000 | thousands by filing date | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,147 | $592,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 36,704 | $592,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 44,397 | $591,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 16,324 | $590,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 13,000 | $589,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 17,858 | $586,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 33,028 | $584,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $583,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,100 | $582,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 234,779 | $580,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 24,185 | $580,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,953 | $578,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 23,778 | $577,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 25,903 | $576,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,470 | $575,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 49,445 | $574,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 83,691 | $572,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,514 | $571,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 35,946 | $571,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 80,271 | $570,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 37,599 | $570,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,811 | $568,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 11,869 | $568,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 39,058 | $568,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $567,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 46,251 | $563,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 20,188 | $563,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,400 | $561,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 256,688 | $560,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,603 | $560,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 9,629 | $560,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 50,000 | $559,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 62,998 | $558,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 53,119 | $556,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 53,023 | $555,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,971 | $554,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 24,786 | $554,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 45,509 | $554,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 38,338 | $552,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 16,946 | $552,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 54,550 | $551,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,450 | $551,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,299 | $550,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 29,711 | $549,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 15,796 | $549,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 10,500 | $548,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,541 | $547,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,964 | $547,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 33,279 | $546,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,407 | $546,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 400,000 | $546,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $545,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 30,622 | $544,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 14,139 | $544,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,168 | $543,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 43,934 | $542,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 54,237 | $540,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,821 | $539,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 15,022 | $539,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 48,291 | $538,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 49,360 | $538,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 50,000 | $538,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 27,880 | $536,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 50,040 | $536,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 7,225 | $534,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 11,506 | $533,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 24,746 | $533,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 13,625 | $532,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 74,622 | $531,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,041 | $531,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 708,200 | $531,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 154,675 | $531,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 35,447 | $530,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 58,597 | $528,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 13,200 | $527,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,915 | $527,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 17,055 | $526,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 50,000 | $526,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 13,457 | $524,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 18,922 | $524,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 51,288 | $523,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 24,999 | $523,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 5,000 | $523,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 69,200 | $523,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 69,334 | $521,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 50,300 | $521,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 149,766 | $520,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 49,600 | $519,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,200 | $519,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 50,246 | $518,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 16,799 | $517,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 34,806 | $517,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 87,646 | $517,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 215,929 | $516,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,200 | $513,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,183 | $513,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 45,714 | $513,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 7,568 | $511,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 31,724 | $511,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 51,185 | $510,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 104,853 | $509,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 36,485 | $509,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 29,397 | $508,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 50,000 | $508,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 8,769 | $505,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,193 | $503,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 50,750 | $503,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 8,617 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,024 | $501,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 40,765 | $501,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,053 | $499,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 61,207 | $498,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,309 | $497,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 24,882 | $497,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 169 | $496,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,486 | $496,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 111,043 | $495,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 72,492 | $495,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 500,000 | $495,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,613 | $494,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 11,593 | $492,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 31,331 | $492,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,003 | $491,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,082 | $490,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 164,435 | $488,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15,659 | $486,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,972 | $485,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 27,381 | $485,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 44,387 | $484,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 15,484 | $482,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,300 | $481,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,281 | $481,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 30,344 | $479,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 42,799 | $479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 26,616 | $479,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,650 | $478,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,825 | $478,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 39,544 | $477,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 32,256 | $476,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 17,008 | $473,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 31,829 | $472,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,736 | $472,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,161 | $471,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 94,321 | $471,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 484,000 | $471,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 24,767 | $471,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 294,000 | $471,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 9,554 | $469,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $468,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 15,052 | $467,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 32,009 | $467,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 53,248 | $466,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 186,700 | $465,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 24,298 | $464,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,643 | $462,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 133,540 | $461,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 38,649 | $460,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 75,000 | $459,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9,500 | $457,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 24,363 | $457,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 200,000 | $457,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 7,911 | $456,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 31,400 | $456,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 42,600 | $452,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 103,927 | $451,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 43,727 | $451,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 48,346 | $448,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,315 | $446,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 29,963 | $446,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,217 | $445,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 13,801 | $442,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 38,249 | $442,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 73,631 | $440,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,207 | $440,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 9,679 | $438,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 51,264 | $438,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 17,200 | $437,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 27,616 | $435,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 9,401 | $435,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 47,057 | $434,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 32,070 | $434,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 53,003 | $433,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 20,979 | $433,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 400,000 | $433,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 48,831 | $432,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 49,683 | $432,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 26,939 | $431,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 16,663 | $430,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,997 | $429,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 10,193 | $428,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 22,728 | $426,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,969 | $425,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 212,017 | $423,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,868 | $422,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,079 | $422,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 28,710 | $422,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 587,000 | $421,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 23,151 | $420,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 36,989 | $419,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 25,531 | $418,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 31,467 | $417,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 19,870 | $416,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 398,489 | $415,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 34,468 | $414,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 15,071 | $413,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 45,004 | $412,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,046 | $411,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 26,357 | $411,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,471 | $410,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,736 | $410,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,988 | $409,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 50,808 | $405,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 18,702 | $404,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 71,668 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,520 | $403,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $402,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $402,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 20,944 | $400,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 29,079 | $400,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,507 | $399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,478 | $399,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 135,225 | $399,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 59,015 | $399,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 6,362 | $399,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,417 | $398,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 6,357 | $397,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 17,231 | $397,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 18,612 | $396,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 23,916 | $396,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 90,907 | $395,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 22,579 | $395,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,018 | $393,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 21,216 | $393,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 82,573 | $393,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 32,059 | $393,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 129,208 | $393,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 18,999 | $392,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 78,884 | $389,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 14,977 | $388,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $385,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 36,261 | $384,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,278 | $384,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 9,084 | $384,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 34,909 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 5,378 | $380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,700 | $380,000 | thousands by filing date | put |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 45,800 | $379,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,756 | $378,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 12,959 | $377,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,357 | $375,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 16,606 | $375,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 11,703 | $375,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,191 | $374,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,019 | $374,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $372,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 188,359 | $369,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,434 | $368,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 8,050 | $367,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 22,182 | $366,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 74,831 | $366,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $366,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 34,642 | $365,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 5,000 | $365,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 30,593 | $365,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 70,799 | $364,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 26,471 | $364,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 9,882 | $363,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 27,849 | $360,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 43,176 | $360,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 17,848 | $358,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 35,470 | $357,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 10,000 | $356,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,947 | $355,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,074 | $354,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 19,751 | $353,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,462 | $349,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,219 | $349,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 300,000 | $349,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 14,046 | $348,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-014865 | this filing | 2020-08-12 | acceptance time not in the bulk data set |