13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 3,928 holding rows worth $139,693,085,000.
- Accession
- 0001567619-20-014865
- Filer
- CIK 824468
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 14,795 entries on the cover page, a total value of $139,693,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,693,085,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOME BANCSHARES INC COM | 436893200 | Stock | 213,357 | $3,282,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 24,624 | $3,274,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 555,110 | $3,270,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 330,000 | $3,267,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 111,905 | $3,262,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 69,644 | $3,261,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 181,025 | $3,253,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 153,677 | $3,252,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 350,000 | $3,252,000 | thousands by filing date | call |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 463,010 | $3,250,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 450,000 | $3,249,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 178,500 | $3,243,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,672,000 | $3,243,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,263,763 | $3,236,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 1,294,200 | $3,236,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 65,439 | $3,232,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 457,134 | $3,232,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 38,201 | $3,229,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 53,969 | $3,228,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 800,100 | $3,224,000 | thousands by filing date | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 3,322,000 | $3,210,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 72,409 | $3,204,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 78,630 | $3,199,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 111,557 | $3,198,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,149,000 | $3,195,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 25,000 | $3,193,000 | thousands by filing date | call |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 140,321 | $3,191,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 103,422 | $3,190,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 500,000 | $3,190,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 45,157 | $3,187,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 98,318 | $3,184,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 46,300 | $3,181,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 97,104 | $3,170,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 40,970 | $3,170,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 111,029 | $3,167,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 129,958 | $3,163,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 20,395 | $3,161,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 2,170,000 | $3,161,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,000 | $3,159,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 408,844 | $3,132,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 554,552 | $3,123,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 22,500 | $3,123,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 42,451 | $3,122,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 45,165 | $3,121,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 23,769 | $3,113,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 338,542 | $3,108,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 109,190 | $3,094,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 191,848 | $3,085,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 85,459 | $3,080,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,501,100 | $3,078,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 123,486 | $3,061,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 325,930 | $3,061,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 90,236 | $3,057,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 25,000 | $3,049,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 83,719 | $3,047,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 149,164 | $3,043,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 59,500 | $3,042,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 158,449 | $3,033,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 117,485 | $3,026,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 62,500 | $3,020,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 148,614 | $3,009,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 19,268 | $3,006,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13,400 | $3,002,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 67,098 | $2,999,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 91,849 | $2,985,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 65,752 | $2,985,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,100 | $2,979,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 143,670 | $2,974,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 150,000 | $2,973,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 70,896 | $2,972,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 166,748 | $2,968,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 307,028 | $2,966,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 543,200 | $2,966,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 20,890 | $2,964,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 2,861,000 | $2,964,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 437,439 | $2,962,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 85,800 | $2,961,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 230,900 | $2,958,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 26,294 | $2,956,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 71,798 | $2,951,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 24,662 | $2,945,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 36,100 | $2,944,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 49,427 | $2,938,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 137,846 | $2,930,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,999,000 | $2,920,000 | thousands by filing date | principal |
| FIRST HAWAIIAN INC | 32051X108 | COM | 168,995 | $2,914,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 14,032 | $2,903,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 300,000 | $2,901,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 75,369 | $2,898,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 30,493 | $2,893,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 416,206 | $2,893,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 7,140 | $2,892,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 522,804 | $2,891,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 193,000 | $2,887,000 | thousands by filing date | principal |
| VISTEON CORP | 92839U206 | COM NEW | 42,046 | $2,880,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 285,190 | $2,875,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 30,000 | $2,874,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 212,500 | $2,869,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 53,615 | $2,868,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 211,181 | $2,868,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 252,716 | $2,866,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 102,650 | $2,862,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,682,819 | $2,861,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 114,667 | $2,860,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 75,000 | $2,858,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 100,026 | $2,850,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 84,100 | $2,838,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 136,326 | $2,830,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 180,623 | $2,824,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 49,401 | $2,820,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 28,702 | $2,817,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 81,377 | $2,816,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 110,865 | $2,816,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 41,701 | $2,814,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 63,476 | $2,813,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 34,016 | $2,812,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 14,200 | $2,806,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 109,994 | $2,801,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 98,615 | $2,800,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 100,535 | $2,799,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 62,900 | $2,798,000 | thousands by filing date | call |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 176,000 | $2,798,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 21,858 | $2,788,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 94,804 | $2,778,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 35,000 | $2,777,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,151,961 | $2,776,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 40,000 | $2,773,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 40,000 | $2,773,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M109 | COM | 51,153 | $2,768,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 127,674 | $2,766,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 165,118 | $2,759,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 48,035 | $2,753,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 63,247 | $2,753,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 501,578 | $2,753,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 55,634 | $2,747,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 65,813 | $2,742,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 120,000 | $2,740,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 40,752 | $2,733,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 55,000 | $2,723,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 15,207 | $2,721,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 89,106 | $2,720,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 37,000 | $2,711,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 260,000 | $2,709,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 13,664 | $2,709,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,267 | $2,683,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 108,150 | $2,682,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 63,515 | $2,681,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 72,595 | $2,673,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 26,232 | $2,669,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 115,347 | $2,667,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 33,826 | $2,665,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,442,000 | $2,663,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 156,329 | $2,660,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 64,468 | $2,659,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 165,529 | $2,658,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 422,967 | $2,657,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 200,000 | $2,656,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 243,468 | $2,652,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,200,000 | $2,650,000 | thousands by filing date | principal |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 502,598 | $2,649,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25,100 | $2,641,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 97,155 | $2,639,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 40,640 | $2,634,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,000 | $2,630,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 135,000 | $2,630,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 38,300 | $2,625,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 111,151 | $2,623,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 294,580 | $2,622,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 175,000 | $2,620,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 62,381 | $2,616,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 51,411 | $2,610,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 135,554 | $2,610,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 70,384 | $2,608,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 263,196 | $2,606,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 12,927 | $2,585,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 34,406 | $2,584,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 334,589 | $2,578,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,543 | $2,575,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 2,875,000 | $2,573,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 226,990 | $2,572,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 50,587 | $2,570,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 592,170 | $2,569,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 268,601 | $2,565,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 217,498 | $2,562,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,615,000 | $2,559,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 62,087 | $2,552,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 41,835 | $2,550,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 769,839 | $2,548,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 27,392 | $2,548,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 75,000 | $2,546,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 51,825 | $2,544,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 47,982 | $2,543,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 46,630 | $2,542,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 41,022 | $2,541,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 29,000 | $2,537,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 43,023 | $2,535,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 566,103 | $2,531,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 22,296 | $2,525,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 41,944 | $2,522,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,739,000 | $2,516,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 33,200 | $2,515,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 50,000 | $2,515,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 56,481 | $2,515,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 265,885 | $2,511,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 21,670 | $2,511,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 133,850 | $2,508,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 73,285 | $2,494,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 66,464 | $2,494,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 47,730 | $2,488,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 210,294 | $2,488,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 40,105 | $2,484,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 102,647 | $2,483,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 64,870 | $2,480,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 242,832 | $2,477,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 31,475 | $2,475,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 43,838 | $2,474,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 114,075 | $2,473,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 256,695 | $2,470,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 96,902 | $2,466,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 13,656 | $2,462,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64,392 | $2,449,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 272,772 | $2,448,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 245,745 | $2,445,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 146,007 | $2,442,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12,000 | $2,441,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,300 | $2,437,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 231,292 | $2,436,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 51,222 | $2,433,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 30,105 | $2,425,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 46,110 | $2,422,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,250,000 | $2,420,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,329,000 | $2,416,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 183,517 | $2,412,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 145,320 | $2,409,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 833,333 | $2,408,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 45,054 | $2,405,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 97,244 | $2,395,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 327,094 | $2,395,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 42,573 | $2,392,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 65,000 | $2,389,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 93,397 | $2,386,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 104,115 | $2,383,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 38,569 | $2,374,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 113,052 | $2,373,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 19,034 | $2,372,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 172,398 | $2,372,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 36,580 | $2,368,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 139,200 | $2,366,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 34,459 | $2,360,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 37,415 | $2,354,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 42,796 | $2,354,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 51,614 | $2,349,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 2,000,000 | $2,349,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 210,446 | $2,344,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 184,199 | $2,343,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 95,731 | $2,342,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 322,272 | $2,339,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 158,935 | $2,338,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 73,728 | $2,323,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 128,167 | $2,322,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 56,333 | $2,318,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 172,945 | $2,317,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 771,925 | $2,316,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 206,322 | $2,315,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 46,946 | $2,314,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 151,259 | $2,312,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,200,000 | $2,309,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 80,269 | $2,305,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 65,517 | $2,301,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,300 | $2,299,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 9,600 | $2,297,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 82,131 | $2,292,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 37,560 | $2,291,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 64,616 | $2,290,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 516,070 | $2,284,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 68,286 | $2,282,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 55,846 | $2,281,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 146,517 | $2,280,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 110,877 | $2,279,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 98,347 | $2,278,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,844 | $2,274,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 95,179 | $2,270,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 40,037 | $2,268,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 400,000 | $2,268,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 30,761 | $2,267,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,450 | $2,265,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 107,636 | $2,262,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 155,973 | $2,260,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 87,569 | $2,259,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 47,327 | $2,258,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,580 | $2,257,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 28,418 | $2,256,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 132,022 | $2,255,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 92,085 | $2,247,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 28,863 | $2,245,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 14,681 | $2,243,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 20,220 | $2,242,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 35,306 | $2,239,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 27,148 | $2,234,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 85,166 | $2,234,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 404,632 | $2,233,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 96,812 | $2,232,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 36,173 | $2,229,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 29,117 | $2,223,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 13,654 | $2,222,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 57,153 | $2,215,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 46,025 | $2,215,000 | thousands by filing date | |
| RH | 74967X103 | COM | 8,900 | $2,215,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 101,600 | $2,212,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 64,543 | $2,212,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 4,090,995 | $2,209,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 14,800 | $2,206,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 46,803 | $2,201,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 15,653 | $2,191,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 19,052 | $2,191,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 39,500 | $2,190,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 246,701 | $2,188,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 68,325 | $2,187,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 124,663 | $2,187,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 184,021 | $2,183,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 39,208 | $2,182,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $2,182,000 | thousands by filing date | call |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 2,200,000 | $2,181,000 | thousands by filing date | principal |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 82,654 | $2,180,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 74,296 | $2,179,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 303,418 | $2,179,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 67,267 | $2,179,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 129,190 | $2,179,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 41,038 | $2,174,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 102,717 | $2,168,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 77,500 | $2,167,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 39,000 | $2,163,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 42,358 | $2,161,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 37,153 | $2,160,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 87,874 | $2,154,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 61,637 | $2,148,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 87,483 | $2,147,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 78,226 | $2,147,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 61,830 | $2,130,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 21,900 | $2,126,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 118,068 | $2,125,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 79,135 | $2,124,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,160,000 | $2,123,000 | thousands by filing date | call |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,640,000 | $2,119,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 68,812 | $2,112,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100,000 | $2,110,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 32,800 | $2,106,000 | thousands by filing date | put |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 99,686 | $2,102,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 1,098,000 | $2,102,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 250,000 | $2,100,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 53,300 | $2,092,000 | thousands by filing date | call |
| CHIMERA INVT CORP | 16934QAA7 | NOTE 7.000% 4/0 | 1,434,000 | $2,090,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 97,632 | $2,079,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 30,613 | $2,075,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,250 | $2,072,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 99,110 | $2,070,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 62,525 | $2,068,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 19,100 | $2,067,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 10,000 | $2,066,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 255,573 | $2,060,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 50,000 | $2,057,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 241,379 | $2,053,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 200,000 | $2,052,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 39,316 | $2,051,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 259,006 | $2,046,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 54,465 | $2,045,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 46,623 | $2,042,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 177,572 | $2,040,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 574,291 | $2,033,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,110,100 | $2,031,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 37,913 | $2,031,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 104,028 | $2,028,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 86,322 | $2,026,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 118,425 | $2,026,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 39,100 | $2,025,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 200,000 | $2,022,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 188,288 | $2,017,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 45,210 | $2,017,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 38,369 | $2,017,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 19,991 | $2,014,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,156,000 | $2,011,000 | thousands by filing date | principal |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 48,077 | $2,009,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 30,100 | $2,005,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 84,991 | $2,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 41,971 | $2,003,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 131,063 | $2,001,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 17,601 | $2,000,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 95,979 | $1,997,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 84,802 | $1,996,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 60,000 | $1,993,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 84,453 | $1,992,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 80,501 | $1,990,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 254,254 | $1,989,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,800,000 | $1,985,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 41,462 | $1,984,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 70,387 | $1,983,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,870 | $1,979,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 13,440 | $1,974,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 157,382 | $1,972,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,538 | $1,970,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 143,983 | $1,962,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 274,794 | $1,948,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 14,552 | $1,945,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 199,969 | $1,940,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 39,100 | $1,939,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 51,498 | $1,937,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 210,149 | $1,933,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 30,946 | $1,931,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 25,000 | $1,930,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 36,302 | $1,924,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 62,507 | $1,923,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 40,000 | $1,922,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 62,631 | $1,920,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 193,636 | $1,917,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 216,146 | $1,915,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 69,439 | $1,914,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 39,859 | $1,913,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 52,698 | $1,912,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 710,000 | $1,905,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 41,698 | $1,903,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 77,768 | $1,901,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 313,567 | $1,900,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 30,890 | $1,899,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 30,800 | $1,898,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 99,500 | $1,891,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 410,923 | $1,891,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 70,000 | $1,887,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 269,238 | $1,880,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 74,727 | $1,877,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 29,000 | $1,877,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 198,489 | $1,872,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 36,873 | $1,870,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 185,180 | $1,870,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 44,100 | $1,869,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 93,834 | $1,865,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 45,717 | $1,863,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 134,869 | $1,863,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 45,000 | $1,863,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 47,752 | $1,852,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 106,758 | $1,850,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 132,145 | $1,847,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 152,742 | $1,845,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,536 | $1,839,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 87,836 | $1,837,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 65,948 | $1,835,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 41,785 | $1,834,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 23,729 | $1,832,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 335,941 | $1,831,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,000 | $1,825,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 5,000 | $1,825,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $1,824,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 1,349,814 | $1,822,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 134,213 | $1,820,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 47,347 | $1,820,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 23,504 | $1,817,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 30,954 | $1,817,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 126,512 | $1,812,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 70,332 | $1,811,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 33,319 | $1,809,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,217 | $1,808,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 160,700 | $1,806,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,293,000 | $1,803,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 83,994 | $1,802,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 333,250 | $1,800,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 200,000 | $1,794,000 | thousands by filing date | put |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 19,122 | $1,793,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 39,131 | $1,792,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 598,000 | $1,792,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 88,080 | $1,789,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,200,000 | $1,788,000 | thousands by filing date | principal |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 185,270 | $1,784,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,275,000 | $1,784,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 137,211 | $1,781,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 22,395 | $1,780,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 63,302 | $1,779,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 153,812 | $1,776,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 46,303 | $1,776,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 145,351 | $1,773,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 123,796 | $1,770,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,500,000 | $1,770,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 82,110 | $1,767,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 118,254 | $1,765,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E372 | MSCI DEV OVER | 34,860 | $1,765,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 127,959 | $1,762,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 65,113 | $1,762,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 23,752 | $1,760,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 48,708 | $1,759,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,046,171 | $1,758,000 | thousands by filing date | principal |
| 1ST FINL BANCORP | 320209109 | COM | 126,334 | $1,755,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 131,525 | $1,755,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 60,000 | $1,752,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 132,963 | $1,748,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,400 | $1,746,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,875,000 | $1,744,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 45,011 | $1,742,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 60,850 | $1,742,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 234,294 | $1,736,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 166,487 | $1,736,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,559 | $1,735,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 48,513 | $1,734,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-014865 | this filing | 2020-08-12 | acceptance time not in the bulk data set |