13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 3,928 holding rows worth $139,693,085,000.
- Accession
- 0001567619-20-014865
- Filer
- CIK 824468
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 14,795 entries on the cover page, a total value of $139,693,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,693,085,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,300 | $347,000 | thousands by filing date | call |
| PAE INC | 69290Y109 | COM CL A | 36,173 | $346,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 35,684 | $346,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 99,422 | $345,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,537 | $345,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 45,153 | $344,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 26,500 | $343,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 14,043 | $342,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 41,970 | $342,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,992 | $341,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 300,000 | $341,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 79,803 | $341,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,421 | $340,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,330 | $340,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 26,848 | $340,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 22,817 | $339,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 19,849 | $339,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,671 | $338,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 15,145 | $338,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 41,252 | $337,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 10,974 | $337,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,500 | $336,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 136,913 | $336,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 23,747 | $335,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 15,002 | $334,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 25,823 | $334,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $333,000 | thousands by filing date | call |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 46,319 | $333,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,932 | $333,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,000 | $332,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 57,685 | $332,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,147 | $331,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 120,525 | $331,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,629 | $330,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 11,009 | $328,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,774 | $327,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 11,965 | $327,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 14,311 | $327,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 21,171 | $326,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 350,000 | $326,000 | thousands by filing date | principal |
| IMMUNOVANT INC | 45258J102 | COM | 13,378 | $325,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 34,920 | $323,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 15,388 | $323,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 7,352 | $322,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 250,000 | $321,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 17,991 | $320,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 257,000 | $320,000 | thousands by filing date | principal |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 17,582 | $318,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 91,467 | $317,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 16,654 | $317,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 29,099 | $317,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 6,331 | $317,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,600 | $316,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 22,799 | $316,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,736 | $316,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 23,844 | $316,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 250,000 | $316,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 19,256 | $315,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 22,980 | $315,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 43,937 | $314,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,599 | $313,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,200 | $313,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 41,563 | $312,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 11,858 | $312,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 35,306 | $312,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,169 | $312,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 22,005 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,114 | $310,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 46,256 | $309,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 12,829 | $309,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,036 | $309,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,389 | $309,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 247,833 | $309,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,635 | $308,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 55,750 | $308,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 40,566 | $308,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 26,751 | $308,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $308,000 | thousands by filing date | principal |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 29,897 | $307,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,874 | $307,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,542 | $306,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 24,312 | $305,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 41,989 | $305,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 25,475 | $305,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,478 | $304,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 39,746 | $303,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,484 | $297,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 20,824 | $297,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 16,656 | $296,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 161,425 | $296,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,000 | $296,000 | thousands by filing date | call |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 250,000 | $296,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 30,363 | $295,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 38,741 | $294,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 15,830 | $294,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 13,632 | $294,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 100,000 | $292,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,697 | $290,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,291 | $289,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 29,583 | $289,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 16,620 | $288,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 46,971 | $287,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 15,974 | $287,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,753 | $287,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,500 | $286,000 | thousands by filing date | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 7,904 | $286,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 17,631 | $286,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,863 | $285,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 26,657 | $285,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 89,113 | $284,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 24,795 | $283,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,922 | $283,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,358 | $282,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 13,700 | $281,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 74,677 | $280,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 155,283 | $279,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 109,929 | $279,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 995 | $277,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 5,784 | $276,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 9,588 | $275,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 118,702 | $275,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 27,500 | $275,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,201 | $274,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $273,000 | thousands by filing date | principal |
| API GROUP CORP COM STK | 00187Y100 | Stock | 22,400 | $272,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 22,763 | $272,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,137 | $272,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,042 | $272,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,373 | $271,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 24,300 | $271,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,812 | $270,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 33,096 | $270,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 85,909 | $270,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 25,000 | $270,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 56,578 | $269,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 21,447 | $268,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 23,550 | $266,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,277 | $265,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 88,864 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,985 | $264,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 250,000 | $262,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 27,228 | $261,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,851 | $260,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 88,190 | $260,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,109 | $258,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 306,909 | $258,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100,113 | $258,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 199,021 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,059 | $257,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $257,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 33,623 | $257,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 293,000 | $257,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,378 | $256,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,309 | $256,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 25,000 | $256,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 500 | $255,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 9,249 | $255,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 54,141 | $255,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 31,141 | $255,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,500 | $253,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 81,702 | $253,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 32,221 | $253,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,188 | $252,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,428 | $251,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 38,533 | $251,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 15,823 | $251,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,233 | $251,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,629 | $248,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,484 | $248,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 47,691 | $247,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,842 | $246,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 62,235 | $245,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 13,527 | $243,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,661 | $240,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,598 | $240,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 55,204 | $240,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 5,804 | $238,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 7,523 | $237,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,140 | $237,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 14,801 | $236,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 20,090 | $236,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 50,000 | $235,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 105,622 | $234,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,670 | $233,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,856 | $233,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 9,931 | $232,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 38,557 | $231,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 187,835 | $229,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 28,583 | $228,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,475 | $228,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,872 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,280 | $226,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,179 | $226,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 11,649 | $223,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 29,909 | $222,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 100,035 | $222,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,975 | $221,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,285 | $221,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 22,984 | $221,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 16,203 | $220,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,389 | $220,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,744 | $220,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 98,082 | $220,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,829 | $220,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 20,757 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,954 | $217,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,720 | $214,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 15,653 | $214,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $213,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,425 | $212,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,580 | $212,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,057 | $211,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,120 | $211,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 12,587 | $211,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 13,109 | $210,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 32,337 | $210,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,000 | $210,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 7,368 | $209,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 87,198 | $209,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,684 | $209,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 35,118 | $208,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 31,900 | $208,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,063 | $208,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,181 | $207,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 12,978 | $206,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 19,634 | $205,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 37,472 | $205,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,064 | $205,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 28,359 | $205,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $205,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,750 | $205,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 9,537 | $204,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,763 | $204,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,171 | $203,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,827 | $202,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 10,000 | $202,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 66,234 | $202,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 9,074 | $200,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,953 | $200,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,783 | $199,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $199,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 12,399 | $198,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 13,455 | $196,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 17,000 | $196,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 19,089 | $196,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18,500 | $195,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 20,124 | $195,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 17,291 | $193,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 66,308 | $191,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,828 | $188,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 11,552 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $186,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 19,517 | $186,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 43,311 | $185,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 15,175 | $184,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 13,050 | $182,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,298 | $181,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 11,723 | $180,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 22,213 | $180,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $178,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 48,894 | $177,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $176,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,347 | $176,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,573 | $175,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 17,953 | $175,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 36,496 | $174,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 171,029 | $173,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 13,685 | $172,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 40,000 | $172,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,494 | $172,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 17,631 | $171,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,978 | $170,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 73,189 | $167,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,435 | $167,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 24,145 | $167,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 177,000 | $166,000 | thousands by filing date | principal |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 34,845 | $165,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,000 | $163,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 41,264 | $163,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 200,000 | $161,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,400 | $160,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 26,291 | $160,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,378 | $160,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 12,624 | $157,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,083 | $155,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 39,338 | $154,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 18,832 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $153,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 68,910 | $153,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 105,989 | $153,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,286 | $152,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 21,858 | $148,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 15,000 | $148,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 15,053 | $148,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 40,753 | $148,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,892 | $147,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,603 | $147,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 14,079 | $145,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,160 | $144,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,185 | $142,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,251 | $141,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 23,565 | $138,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 44,404 | $137,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 64,194 | $136,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,248 | $135,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 12,018 | $135,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 126,982 | $133,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,322 | $132,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 117,038 | $131,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 11,587 | $129,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10,353 | $128,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 14,770 | $128,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 30,309 | $127,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 80,474 | $126,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 12,684 | $126,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 54,384 | $125,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,153 | $122,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 370,815 | $122,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 34,073 | $121,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 20,122 | $121,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 139,702 | $120,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 25,625 | $118,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,315 | $118,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,511 | $116,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 104,692 | $114,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 21,249 | $112,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 13,309 | $111,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,565 | $110,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $110,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,823 | $109,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,739 | $109,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,000 | $102,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 87,748 | $100,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 35,312 | $100,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,556 | $98,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 23,581 | $98,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,730 | $96,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,195 | $96,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 52,271 | $95,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,965 | $95,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,813 | $93,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 121,619 | $93,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 14,423 | $90,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,584 | $88,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 60,113 | $86,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 50,000 | $85,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 501,271 | $84,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 50,000 | $83,000 | thousands by filing date | call |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 629,800 | $82,000 | thousands by filing date | principal |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 45,095 | $78,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $75,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 26,115 | $75,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 77,981 | $75,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,433 | $72,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 79,650 | $72,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,247 | $71,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,305 | $71,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,807 | $68,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 38,495 | $66,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 10,468 | $66,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 29,547 | $65,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 50,000 | $65,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 16,530 | $64,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 12,784 | $61,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,669 | $60,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,201 | $60,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,786 | $59,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 14,479 | $57,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,128 | $57,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 24,714 | $56,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 53,250 | $56,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,286 | $55,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,300 | $51,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 10,469 | $51,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 10,000 | $49,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 17,628 | $46,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,138 | $46,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 22,172 | $45,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17,728 | $44,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 24,526 | $43,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,578 | $43,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 50,000 | $42,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 15,113 | $40,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,532 | $39,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,310 | $39,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,144 | $39,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 67,500 | $39,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,000 | $38,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,133 | $38,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 25,000 | $38,000 | thousands by filing date | call |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 15,600 | $38,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 25,194 | $37,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 18,040 | $36,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,862 | $36,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 130,085 | $35,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 48,192 | $35,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 29,687 | $34,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,167 | $33,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,514 | $33,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 23,527 | $33,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 19,016 | $33,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,515 | $32,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 22,536 | $31,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,596 | $29,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,464 | $29,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 38,166 | $28,000 | thousands by filing date | call |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 27,458 | $26,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 24,000 | $26,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,996 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,406 | $25,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,638 | $25,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,419 | $25,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 50,000 | $25,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 22,600 | $25,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 44,606 | $23,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,792 | $22,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 100,000 | $21,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 15,399 | $21,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 18,031 | $21,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 12,982 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 21,757 | $19,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 13,479 | $17,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 17,156 | $16,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 25,375 | $15,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 20,000 | $11,000 | thousands by filing date | call |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 19,000 | $10,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 23,126 | $10,000 | thousands by filing date | call |
| J JILL INC | 46620W102 | COM | 11,401 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-014865 | this filing | 2020-08-12 | acceptance time not in the bulk data set |