13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 3,953 holding rows worth $115,778,678,000.
- Accession
- 0001567619-20-009726
- Filer
- CIK 824468
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 14,985 entries on the cover page, a total value of $115,778,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,778,678,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIAN SOLAR INC | 136635109 | COM | 16,692 | $265,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 19,359 | $263,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 16,708 | $262,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 102,166 | $261,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,332 | $260,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 45,931 | $260,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 20,468 | $259,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 16,719 | $259,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 38,253 | $258,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 32,065 | $258,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 19,175 | $258,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,197 | $258,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 18,282 | $258,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 100,000 | $257,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 8,636 | $257,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,640 | $256,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 18,339 | $256,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 6,918 | $256,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 250,000 | $256,000 | thousands by filing date | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 18,540 | $255,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 23,328 | $255,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 343,985 | $255,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 130,700 | $255,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 12,888 | $254,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 223,496 | $253,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 64,593 | $252,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 25,000 | $252,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 33,129 | $251,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 7,587 | $251,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 77,059 | $251,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 23,969 | $250,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 98,804 | $250,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $250,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 113,904 | $248,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 14,660 | $248,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 708,200 | $248,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 22,444 | $248,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 11,750 | $248,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,633 | $247,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 109,928 | $247,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 26,917 | $247,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 159,020 | $247,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 100,792 | $247,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 10,607 | $246,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 24,431 | $246,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 300,000 | $246,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 66,422 | $245,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,572 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,146 | $244,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 23,458 | $244,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,269 | $244,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 47,979 | $243,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,656 | $243,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,452 | $242,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,305 | $241,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 29,243 | $240,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 25,000 | $240,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,700 | $239,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 33,066 | $239,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 51,280 | $239,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,649 | $239,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,342 | $238,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 31,072 | $237,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 9,508 | $236,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 180,108 | $236,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 103,056 | $236,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 16,327 | $234,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 100,000 | $233,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,673 | $233,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 37,473 | $233,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,699 | $232,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 15,228 | $231,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 19,874 | $231,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 250,000 | $231,000 | thousands by filing date | principal |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 11,332 | $230,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,427 | $230,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 200,000 | $230,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 250,000 | $229,000 | thousands by filing date | principal |
| SYSTEMAX INC | 871851101 | COM | 12,904 | $229,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,628 | $228,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,695 | $228,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 268,000 | $228,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,800 | $227,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,428 | $226,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,654 | $226,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 8,881 | $226,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 68,307 | $225,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20,366 | $224,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 9,962 | $224,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,958 | $223,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,057 | $223,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,412 | $223,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,585 | $223,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 8,004 | $222,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 15,660 | $222,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 38,137 | $222,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 200,000 | $221,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 216,708 | $219,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 32,512 | $219,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 16,397 | $219,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,843 | $218,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,142 | $218,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 87,163 | $218,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 12,754 | $218,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 25,944 | $218,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 94,524 | $218,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 18,175 | $217,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 14,860 | $216,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 599,030 | $216,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,390 | $215,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 14,138 | $215,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 27,036 | $215,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,885 | $214,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 20,753 | $214,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 50,276 | $211,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 80,891 | $210,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,575 | $210,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,283 | $210,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 250,000 | $210,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 300,000 | $210,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,141 | $209,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 28,306 | $209,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,100 | $209,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,100 | $209,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 17,644 | $209,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 62,520 | $208,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 79,596 | $208,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 19,049 | $208,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 54,399 | $208,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,481 | $208,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,279 | $207,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 14,767 | $206,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,208 | $206,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 21,286 | $206,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,506 | $206,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 39,497 | $206,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 10,812 | $206,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 26,651 | $205,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 144,570 | $205,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 127,246 | $205,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,776 | $204,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 130,108 | $204,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 123,539 | $203,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 27,727 | $203,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 32,605 | $203,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 44,705 | $203,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,868 | $203,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 7,530 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 3,500 | $201,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 19,057 | $200,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 21,820 | $200,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 23,420 | $200,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 42,050 | $199,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 67,360 | $199,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 30,378 | $198,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 80,888 | $196,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 71,270 | $196,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 18,899 | $194,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 23,893 | $193,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,043 | $193,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 81,424 | $193,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 53,474 | $190,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 28,239 | $190,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 11,280 | $189,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 15,933 | $189,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 19,617 | $188,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 14,342 | $187,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 90,324 | $186,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 18,050 | $186,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 35,423 | $184,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 16,957 | $184,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,164 | $183,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 37,254 | $183,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 70,000 | $183,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 26,454 | $181,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,057 | $181,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 30,773 | $181,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,876 | $180,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,361 | $180,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 21,302 | $179,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,674 | $179,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 23,967 | $179,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,938 | $179,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 55,250 | $179,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 45,211 | $178,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 16,016 | $177,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,964 | $176,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,061 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $176,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,777 | $175,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,790 | $175,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 23,090 | $175,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 76,741 | $175,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 61,659 | $174,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 209,484 | $174,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 500,000 | $174,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,871 | $172,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 17,000 | $172,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 13,602 | $171,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 73,475 | $171,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 47,567 | $170,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 40,316 | $169,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 61,755 | $169,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $168,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,300 | $167,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,604 | $167,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 11,648 | $166,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,854 | $166,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 42,488 | $166,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 47,891 | $165,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,312 | $164,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 110,736 | $164,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 67,022 | $164,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 108,506 | $163,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 88,679 | $162,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 20,600 | $161,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,259 | $160,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,452 | $160,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 85,025 | $159,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 88,579 | $158,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 10,168 | $158,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 10,805 | $158,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 15,729 | $157,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 47,309 | $157,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 16,436 | $156,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $156,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 14,700 | $156,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 91,178 | $155,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 40,595 | $155,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 18,108 | $153,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,275 | $151,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 77,759 | $151,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 61,482 | $150,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 25,700 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $149,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 74,104 | $149,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,000 | $148,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 24,883 | $148,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 421,224 | $147,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 135,785 | $145,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 22,276 | $145,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,902 | $144,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 11,750 | $144,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 44,417 | $143,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,407 | $143,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 12,068 | $143,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 19,010 | $143,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,901 | $141,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 38,808 | $141,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 118,538 | $140,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,769 | $140,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 209,857 | $140,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 10,674 | $140,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 10,720 | $139,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,701 | $138,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,361 | $137,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 17,902 | $136,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 28,305 | $135,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,382 | $135,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 20,521 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 49,691 | $135,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 183,376 | $134,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 12,679 | $133,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 199,261 | $132,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 40,347 | $131,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 161,953 | $131,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 139,586 | $131,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 28,199 | $130,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 50,256 | $130,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 37,270 | $130,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 51,539 | $129,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,359 | $128,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 33,451 | $128,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,901 | $127,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,496 | $127,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 43,881 | $126,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 40,000 | $126,000 | thousands by filing date | call |
| SCVX CORP U | G79448109 | COM | 12,684 | $126,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 20,769 | $124,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,840 | $124,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 19,800 | $123,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,092 | $121,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 23,240 | $120,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 23,337 | $118,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 13,507 | $117,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,477 | $117,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 17,800 | $115,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 13,953 | $115,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 27,452 | $115,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 126,455 | $115,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 39,335 | $115,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,174 | $114,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 27,547 | $114,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 172,399 | $114,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,047 | $113,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,421 | $111,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 32,363 | $111,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 333,931 | $111,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 12,600 | $109,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 81,488 | $109,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,414 | $109,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30,086 | $108,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 15,192 | $108,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 83,508 | $108,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 11,688 | $107,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 62,460 | $106,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 22,113 | $106,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 54,401 | $105,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,160 | $104,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 21,514 | $104,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 162,950 | $104,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 38,355 | $103,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,779 | $103,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 31,740 | $103,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 56,983 | $103,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 14,102 | $102,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,113 | $102,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 340,957 | $101,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,315 | $101,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,767 | $100,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,586 | $100,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,707 | $99,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,842 | $99,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 23,497 | $99,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 34,203 | $99,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,873 | $98,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,785 | $98,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 13,300 | $98,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,106 | $96,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 10,272 | $96,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 26,306 | $96,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,227 | $96,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 18,206 | $96,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 309,289 | $96,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 30,991 | $96,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 23,207 | $94,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,894 | $94,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 22,461 | $94,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 51,748 | $93,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 59,768 | $92,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 42,122 | $91,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 44,699 | $91,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 41,642 | $91,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 252,100 | $91,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 48,883 | $90,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 19,972 | $90,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,000 | $90,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 48,318 | $90,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,719 | $88,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,001 | $88,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,641 | $88,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 16,540 | $87,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 49,981 | $87,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 56,121 | $86,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,286 | $85,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 48,839 | $85,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 122,109 | $85,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 11,985 | $84,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 14,680 | $83,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 46,079 | $83,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 350,636 | $82,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 36,540 | $80,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 53,791 | $80,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 45,792 | $79,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 14,735 | $79,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,369 | $79,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 450,000 | $78,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,000 | $78,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 33,578 | $78,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 29,339 | $77,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,370 | $75,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 29,193 | $75,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 74,972 | $75,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 138,100 | $75,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 82,963 | $74,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 30,639 | $74,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 23,643 | $72,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 25,075 | $71,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 15,992 | $71,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 376,254 | $70,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 151,480 | $67,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 152,990 | $67,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 90,935 | $67,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 65,638 | $67,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 248,251 | $63,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,166 | $61,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 35,613 | $61,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 28,181 | $60,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 11,100 | $59,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 35,317 | $58,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 41,641 | $58,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,172 | $57,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,367 | $57,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 27,700 | $56,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 30,838 | $55,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,792 | $55,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 22,198 | $54,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 143,015 | $54,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 11,835 | $53,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 11,453 | $52,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 25,112 | $50,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 19,419 | $50,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 33,600 | $49,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 27,267 | $47,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 29,560 | $47,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 29,546 | $46,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,127 | $46,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,899 | $45,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,078 | $45,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,709 | $44,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 18,077 | $44,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 85,451 | $44,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,634 | $43,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 16,438 | $43,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,300 | $42,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 16,045 | $42,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 158,660 | $41,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,445 | $40,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 11,012 | $38,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 15,565 | $37,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 45,081 | $36,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,900 | $35,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 11,746 | $35,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 17,057 | $35,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 24,010 | $35,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 13,098 | $34,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,400 | $34,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 300,000 | $34,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 36,400 | $33,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,119 | $33,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 85,271 | $31,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 51,455 | $30,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,256 | $30,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 32,000 | $29,000 | thousands by filing date | call |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 21,381 | $29,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 109,433 | $29,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 56,281 | $28,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 500,000 | $23,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M300 | COM | 62,097 | $22,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,570 | $19,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 17,767 | $19,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 10,200 | $18,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,070 | $17,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 18,854 | $16,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 24,600 | $14,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 28,335 | $13,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,200 | $12,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,958 | $12,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,883 | $11,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 42,500 | $11,000 | thousands by filing date | call |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 19,000 | $10,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,000 | $5,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 13,900 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-009726 | this filing | 2020-05-13 | acceptance time not in the bulk data set |