13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 3,953 holding rows worth $115,778,678,000.
- Accession
- 0001567619-20-009726
- Filer
- CIK 824468
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 14,985 entries on the cover page, a total value of $115,778,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,778,678,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 20,704 | $1,209,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 122,953 | $1,209,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 26,400 | $1,208,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 51,688 | $1,204,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 1,500,000 | $1,204,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 28,000 | $1,203,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 26,300 | $1,202,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,219,000 | $1,202,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 117,090 | $1,201,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 37,500 | $1,199,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 60,000 | $1,199,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,247,623 | $1,197,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 111,639 | $1,196,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 94,566 | $1,195,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 63,557 | $1,195,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 21,200 | $1,195,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 66,066 | $1,195,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 207,955 | $1,194,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 10,366 | $1,194,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,000 | $1,192,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,200,000 | $1,192,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 29,300 | $1,191,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,259 | $1,191,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 34,652 | $1,189,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 24,583 | $1,188,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 20,486 | $1,186,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 37,945 | $1,185,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 47,581 | $1,185,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 146,945 | $1,183,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 40,300 | $1,182,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 24,988 | $1,182,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 62,020 | $1,182,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,225,000 | $1,182,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 43,400 | $1,180,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 28,300 | $1,178,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 24,247 | $1,178,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 24,427 | $1,172,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 48,924 | $1,171,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 35,869 | $1,171,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 21,244 | $1,169,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 54,296 | $1,169,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 32,218 | $1,168,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 711,950 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 40,260 | $1,164,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 51,136 | $1,162,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,100,000 | $1,160,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 15,732 | $1,157,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 99,341 | $1,154,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 37,475 | $1,154,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 19,554 | $1,150,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 42,778 | $1,150,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 23,938 | $1,149,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 75,598 | $1,148,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 20,032 | $1,147,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,000 | $1,147,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,129 | $1,145,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,320 | $1,143,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 50,205 | $1,143,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 37,010 | $1,142,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 80,251 | $1,142,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 199,000 | $1,140,000 | thousands by filing date | principal |
| ENSIGN GROUP INC | 29358P101 | COM | 30,252 | $1,138,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 781,000 | $1,132,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 29,200 | $1,129,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 29,049 | $1,129,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 54,124 | $1,129,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 139,245 | $1,129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25,000 | $1,126,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25,000 | $1,126,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 26,331 | $1,120,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 68,704 | $1,120,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 476,391 | $1,119,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 61,107 | $1,119,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,547 | $1,118,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 104,212 | $1,115,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 37,567 | $1,114,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 94,818 | $1,113,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 31,510 | $1,109,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,529 | $1,109,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 57,933 | $1,107,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 58,226 | $1,103,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 210,522 | $1,103,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 36,205 | $1,102,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 26,575 | $1,098,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 20,297 | $1,095,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 37,261 | $1,095,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 129,427 | $1,094,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 38,898 | $1,092,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 33,400 | $1,090,000 | thousands by filing date | call |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 34,043 | $1,090,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 34,663 | $1,089,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 113,580 | $1,085,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 81,118 | $1,085,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 95,199 | $1,084,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 346,466 | $1,084,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 44,545 | $1,083,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 34,800 | $1,083,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 86,364 | $1,079,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 38,400 | $1,079,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 90,667 | $1,079,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 49,349 | $1,079,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 172,682 | $1,079,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 46,941 | $1,079,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 55,281 | $1,074,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 41,064 | $1,073,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 599,000 | $1,072,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 28,913 | $1,071,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 291,592 | $1,067,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 246,379 | $1,065,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 40,570 | $1,064,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 18,600 | $1,062,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 111,067 | $1,062,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 42,316 | $1,058,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 66,705 | $1,052,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,814 | $1,051,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 28,829 | $1,051,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 32,851 | $1,050,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 41,304 | $1,049,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 11,843 | $1,047,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 489,000 | $1,041,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,000,000 | $1,040,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 23,757 | $1,039,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 106,500 | $1,039,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,047 | $1,037,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 129,297 | $1,036,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 39,485 | $1,024,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 119,174 | $1,023,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 291,966 | $1,022,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 54,378 | $1,021,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 218,569 | $1,021,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 113,294 | $1,019,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 15,320 | $1,019,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 65,752 | $1,019,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 70,092 | $1,018,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 100,000 | $1,015,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 175,934 | $1,013,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 55,996 | $1,013,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 22,672 | $1,010,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 25,300 | $1,007,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,240,114 | $1,004,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 42,306 | $1,002,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 117,043 | $1,001,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 102,096 | $1,001,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 56,119 | $999,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,362 | $998,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 203,233 | $996,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 642,980 | $996,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 58,565 | $995,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 48,165 | $993,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 17,938 | $992,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,050,000 | $991,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 76,508 | $986,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 68,596 | $985,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 100,000 | $985,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 104,384 | $983,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 24,375 | $982,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000,000 | $980,000 | thousands by filing date | principal |
| APREA THERAPEUTICS INC | 03836J102 | COM | 28,088 | $977,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 20,405 | $974,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,633 | $974,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 40,384 | $972,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,600 | $971,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,916 | $970,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 100,000 | $970,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 28,800 | $968,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 21,287 | $968,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,088 | $967,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 274,540 | $967,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 17,300 | $966,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 48,263 | $966,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 190,657 | $965,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 282,957 | $965,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 100,000 | $965,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 63,331 | $958,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 85,698 | $958,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 62,566 | $955,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 67,499 | $954,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,986 | $952,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 21,547 | $952,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 24,772 | $952,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 100,000 | $952,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,642 | $951,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 149,437 | $951,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 350,000 | $950,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 754,000 | $949,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 17,117 | $946,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8,005 | $945,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,918 | $944,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 153,000 | $942,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 3,000 | $942,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 91,077 | $941,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45,758 | $941,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 92,359 | $941,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 67,856 | $941,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 27,213 | $941,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 874,000 | $941,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 21,094 | $938,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,063 | $937,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 36,200 | $937,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 122,892 | $935,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 268,605 | $935,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 141,016 | $935,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,800 | $934,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 34,676 | $933,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 30,531 | $933,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 35,510 | $932,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 386,531 | $931,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 900 | $930,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 15,780 | $928,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 19,554 | $927,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $926,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,898 | $923,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 153,028 | $923,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 23,105 | $922,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 81,496 | $921,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 120,126 | $921,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 92,449 | $914,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 63,300 | $913,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 32,112 | $913,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,000,000 | $912,000 | thousands by filing date | principal |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 29,755 | $910,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 36,716 | $909,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 33,014 | $908,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 612,290 | $907,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 40,955 | $906,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,332 | $903,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 52,800 | $903,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 28,056 | $902,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 115,523 | $902,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 45,059 | $902,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 32,375 | $899,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 88,102 | $898,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 166,409 | $897,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 47,644 | $897,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,800 | $896,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 23,380 | $895,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 35,895 | $895,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 21,365 | $895,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 18,784 | $894,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 62,000 | $894,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 63,245 | $894,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 23,000 | $893,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 56,841 | $892,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 52,198 | $892,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 17,390 | $890,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 34,353 | $889,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,903 | $888,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 212,500 | $888,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 31,634 | $887,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 63,800 | $887,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 55,122 | $886,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 25,000 | $886,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 20,358 | $885,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 97,698 | $885,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 43,148 | $884,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 23,310 | $884,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 140,000 | $881,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 59,540 | $881,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,094,000 | $881,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 49,733 | $881,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 50,266 | $880,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 21,865 | $878,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,713,897 | $876,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 3,940 | $875,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,391 | $873,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 24,543 | $872,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 30,212 | $872,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 289,524 | $871,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 47,832 | $867,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,689 | $866,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 59,953 | $865,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 29,700 | $864,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 12,458 | $864,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 12,933 | $863,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,254 | $862,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 65,131 | $862,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 16,438 | $861,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 197,028 | $861,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20,162 | $860,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 91,981 | $860,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 31,617 | $858,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 51,557 | $853,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 36,880 | $853,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7,965 | $852,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 108,000 | $851,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,074 | $850,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 23,126 | $849,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 200,632 | $847,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 99,546 | $846,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,400 | $845,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 40,042 | $844,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 50,942 | $843,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 4,279,000 | $843,000 | thousands by filing date | principal |
| SONOS INC | 83570H108 | COM | 99,070 | $841,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 34,002 | $841,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 95,195 | $839,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,376 | $839,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,413 | $838,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 54,397 | $838,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 209,698 | $838,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 22,916 | $837,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,600 | $834,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 60,000 | $832,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 19,900 | $828,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 29,875 | $828,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 101,751 | $825,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 59,988 | $822,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 12,761 | $822,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 37,552 | $821,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,624 | $819,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 111,971 | $819,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 153,842 | $818,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 40,900 | $818,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 83,332 | $818,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 163,178 | $815,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 356,894 | $814,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,000,000 | $814,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 19,513 | $813,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 426,443 | $811,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 35,657 | $810,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 14,002 | $808,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 23,086 | $807,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,800 | $803,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 45,136 | $800,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 27,978 | $799,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 53,761 | $798,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 16,565 | $797,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 75,738 | $796,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 113,096 | $796,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 11,066 | $795,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 23,300 | $792,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 14,433 | $792,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 13,658 | $790,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 110,787 | $790,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 86,916 | $789,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 25,300 | $788,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 40,739 | $788,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 28,508 | $787,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 42,914 | $786,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,015,169 | $786,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 34,700 | $785,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 82,393 | $785,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 384,920 | $784,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,100 | $783,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 24,496 | $782,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 195,425 | $781,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 21,232 | $780,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26,168 | $780,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 78,832 | $776,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 29,327 | $775,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 77,880 | $775,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 104,032 | $774,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,869 | $774,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 45,279 | $774,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50,000 | $772,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 23,010 | $772,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 79,300 | $771,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,700 | $770,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 63,054 | $770,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 95,174 | $769,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 45,881 | $769,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 112,999 | $768,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 10,804 | $765,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 33,077 | $765,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 19,246 | $764,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 41,612 | $764,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 150,977 | $763,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 37,167 | $762,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 11,735 | $762,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 70,977 | $762,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 14,200 | $759,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 71,365 | $758,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 24,434 | $758,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 800,000 | $758,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 97,171 | $757,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 14,360 | $755,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 159,002 | $754,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 5,324 | $754,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 64,689 | $752,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,430 | $752,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 73,287 | $749,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,320,641 | $747,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 75,000 | $746,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 28,904 | $744,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 26,923 | $744,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 12,852 | $741,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 60,455 | $739,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 86,967 | $738,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150,000 | $737,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,134 | $737,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 37,740 | $736,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 140,146 | $736,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 30,762 | $735,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,647 | $734,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 22,497 | $734,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 14,252 | $734,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 601,161 | $733,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,901 | $729,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 67,256 | $726,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 25,096 | $725,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 41,307 | $723,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 42,781 | $723,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 37,691 | $723,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 40,000 | $721,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $721,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 87,840 | $714,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,317 | $714,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 18,483 | $712,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,955 | $711,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 49,269 | $711,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 98,445 | $710,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 50,406 | $710,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,602 | $709,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,295 | $708,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 20,923 | $707,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 47,022 | $707,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 30,550 | $706,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,297 | $706,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,017 | $701,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 47,050 | $699,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 224,050 | $696,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,926 | $696,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 104,558 | $696,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 195,753 | $694,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 162,915 | $693,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 150,000 | $690,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 648,000 | $690,000 | thousands by filing date | principal |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 70,000 | $689,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,970 | $686,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 16,500 | $686,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 25,678 | $685,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 120,185 | $685,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 26,086 | $684,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 39,801 | $683,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 700,000 | $682,000 | thousands by filing date | principal |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 103,992 | $681,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 16,260 | $680,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 11,413 | $678,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 847,000 | $678,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 42,558 | $677,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 16,116 | $677,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 457,276 | $677,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 22,436 | $676,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 275,482 | $675,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 44,608 | $675,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 40,708 | $674,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,518 | $672,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 25,100 | $670,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 33,758 | $670,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 72,433 | $665,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 189,653 | $665,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 13,514 | $663,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,000 | $662,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 56,555 | $660,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 680,000 | $660,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 21,254 | $659,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36,766 | $659,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 558,000 | $659,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 21,996 | $658,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 35,000 | $658,000 | thousands by filing date | put |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 71,954 | $657,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 199,500 | $656,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 42,408 | $654,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12,912 | $653,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $650,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 696,000 | $650,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,880 | $649,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 153,384 | $649,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 7,000 | $648,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,257 | $644,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 17,688 | $641,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 600,077 | $640,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 24,983 | $639,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 14,382 | $639,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 133,416 | $634,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,825 | $632,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 45,017 | $631,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 28,976 | $629,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 78,763 | $629,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 149,679 | $628,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 27,661 | $626,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 26,199 | $623,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,377 | $623,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,053 | $620,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23,793 | $619,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 178,628 | $618,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 23,958 | $615,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 41,713 | $614,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 18,082 | $614,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 17,523 | $613,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 333,250 | $613,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 47,577 | $612,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,688 | $611,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 36,852 | $611,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 80,619 | $611,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,800 | $610,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,300 | $610,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 27,839 | $609,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 9,040 | $609,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 38,238 | $608,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-009726 | this filing | 2020-05-13 | acceptance time not in the bulk data set |