13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 3,953 holding rows worth $115,778,678,000.
- Accession
- 0001567619-20-009726
- Filer
- CIK 824468
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 14,985 entries on the cover page, a total value of $115,778,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,778,678,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MBIA INC | 55262C100 | COMMON STOCK | 85,119 | $607,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 11,505 | $602,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 18,810 | $602,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 53,282 | $602,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 39,648 | $598,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 467,000 | $598,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 185,526 | $596,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,619 | $592,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 400,000 | $592,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 32,761 | $592,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 252,570 | $589,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22,991 | $586,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 30,130 | $586,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 125,219 | $585,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 9,927 | $583,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,371 | $583,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 47,108 | $582,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 14,139 | $582,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 18,711 | $581,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 20,611 | $580,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 41,685 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 40,128 | $580,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $579,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 97,517 | $579,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 19,544 | $579,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 14,420 | $579,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 51,596 | $579,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 32,538 | $578,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 109,174 | $578,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 31,886 | $574,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,072 | $572,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 14,417 | $571,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 34,526 | $570,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 74,169 | $569,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 18,780 | $567,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,000 | $567,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,431 | $567,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,300 | $566,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 50,140 | $566,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 19,297 | $565,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 83,065 | $562,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 69,048 | $562,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 30,600 | $561,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 123,139 | $561,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 29,528 | $559,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 65,900 | $559,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 56,583 | $557,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 227,028 | $556,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 50,500 | $556,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 21,174 | $553,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 126,447 | $553,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 23,115 | $552,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 22,121 | $552,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 53,347 | $551,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 14,877 | $550,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,119 | $550,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 23,846 | $550,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 32,465 | $549,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 20,174 | $548,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 7,920 | $546,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 28,931 | $546,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 38,133 | $545,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 34,639 | $545,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,300 | $544,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 405,423 | $544,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 19,080 | $542,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 72,950 | $539,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,000 | $538,000 | thousands by filing date | put |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 34,356 | $535,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,001 | $533,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 63,507 | $533,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 69,383 | $533,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 195,341 | $532,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 35,314 | $530,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 28,173 | $528,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 28,603 | $525,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 160,856 | $525,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 9,488 | $525,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 19,499 | $524,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 141,822 | $524,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 35,814 | $523,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 51,367 | $523,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 73,015 | $521,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,445 | $520,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 15,040 | $520,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 93,072 | $520,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 23,341 | $519,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 46,283 | $519,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 41,568 | $517,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 68,310 | $517,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 8,225 | $515,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 24,230 | $515,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 151,042 | $513,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 94,803 | $513,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 182 | $512,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 49,918 | $512,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,141 | $511,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,674 | $511,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,812 | $510,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 31,327 | $510,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 22,724 | $510,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 34,315 | $509,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 335,000 | $508,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,100 | $507,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 13,974 | $507,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 14,445 | $505,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 779,000 | $505,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 41,274 | $504,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,909 | $503,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,066 | $502,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 50,750 | $502,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 52,500 | $501,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 7,500 | $500,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 30,291 | $500,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 38,203 | $500,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 20,750 | $500,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 51,119 | $500,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,836 | $497,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 10,131 | $497,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,959 | $497,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 54,386 | $496,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,100,000 | $495,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 86,749 | $493,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 81,500 | $492,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 10,189 | $492,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 50,300 | $492,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,140 | $491,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 48,924 | $487,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 26,205 | $486,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,873 | $486,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 18,541 | $485,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 50,000 | $485,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,040 | $483,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 34,471 | $482,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 72,823 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 28,977 | $482,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 94,820 | $481,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 36,332 | $480,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 47,252 | $479,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 14,302 | $477,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 22,705 | $475,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 48,900 | $474,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 28,987 | $473,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 90,798 | $472,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,397 | $472,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 36,401 | $471,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,470 | $471,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,350 | $471,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 39,167 | $471,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 74,749 | $471,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 153,839 | $471,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,150 | $469,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 20,460 | $468,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,017 | $468,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 11,504 | $468,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 124,297 | $467,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 44,818 | $467,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 75,640 | $467,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 54,519 | $466,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 168,734 | $466,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 13,200 | $464,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 50,662 | $464,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,593 | $464,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 19,116 | $462,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 471,388 | $462,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,613 | $459,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,935 | $459,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 17,114 | $459,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 28,060 | $458,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 80,000 | $458,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 16,961 | $457,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 52,778 | $453,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 10,805 | $452,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 11,197 | $451,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,580 | $451,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 87,343 | $451,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 273,000 | $451,000 | thousands by filing date | principal |
| SAFEHOLD INC | 78645L100 | COM | 7,087 | $448,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 172,400 | $448,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 33,670 | $447,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 30,496 | $447,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 992,089 | $446,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 45,000 | $446,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 39,765 | $445,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 29,102 | $444,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 16,923 | $443,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 23,548 | $442,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 34,202 | $442,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 43,940 | $439,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 571,725 | $439,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 62,893 | $438,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 26,162 | $436,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 41,700 | $435,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 400,000 | $434,000 | thousands by filing date | principal |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,000 | $434,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 10,760 | $433,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 25,000 | $432,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 74,406 | $432,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 40,152 | $432,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 45,321 | $431,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 30,016 | $431,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 10,680 | $430,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 15,924 | $429,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 29,313 | $428,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 34,000 | $426,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 15,535 | $426,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 40,024 | $425,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 44,255 | $424,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 29,262 | $422,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 31,276 | $422,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 35,596 | $422,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 86,704 | $419,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 33,815 | $419,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 40,957 | $415,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 38,841 | $414,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 57,366 | $414,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,669 | $413,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 300,000 | $412,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,394 | $411,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,503 | $410,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 29,581 | $410,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 239,135 | $409,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 23,389 | $409,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,481 | $408,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 16,948 | $408,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 9,865 | $407,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,400 | $406,000 | thousands by filing date | call |
| CACTUS INC | 127203107 | CL A | 34,992 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,024 | $406,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 54,770 | $406,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 32,749 | $405,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 19,938 | $405,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 47,610 | $405,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 39,866 | $404,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 31,644 | $404,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 36,691 | $404,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 27,445 | $404,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 14,205 | $404,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 14,386 | $403,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,200 | $402,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 122,300 | $402,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 128,779 | $402,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,652 | $402,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 27,151 | $402,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 73,081 | $401,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 38,835 | $401,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 38,266 | $400,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 11,891 | $399,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,127 | $399,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 39,408 | $399,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,063 | $398,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 33,300 | $397,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 32,798 | $394,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 439,707 | $394,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37,958 | $393,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,748 | $391,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 16,198 | $390,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 804,184 | $390,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 38,562 | $389,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 36,958 | $389,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 90,450 | $388,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 51,338 | $387,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,927 | $387,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 12,030 | $387,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 135,206 | $386,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 400,000 | $386,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 45,544 | $385,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 19,218 | $385,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 64,452 | $384,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28,930 | $384,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 44,951 | $382,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,771 | $382,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,060 | $381,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,807 | $380,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 41,938 | $380,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,015 | $379,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 52,841 | $378,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,541 | $378,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,233 | $376,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,965 | $376,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 106,611 | $376,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,357 | $375,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 341,478 | $375,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 177,610 | $373,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 9,321 | $373,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 61,254 | $372,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 423,798 | $372,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,898 | $371,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,372 | $371,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $371,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 12,142 | $370,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 51,457 | $369,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 180,000 | $367,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 33,465 | $367,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 37,517 | $365,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 117,890 | $365,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 12,604 | $363,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,600 | $361,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,568 | $361,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,055 | $361,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 7,948 | $361,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 11,723 | $360,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 32,277 | $359,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 27,532 | $359,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 58,438 | $359,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 104,635 | $357,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 76,486 | $356,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 13,657 | $355,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 44,413 | $355,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 35,000 | $355,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,827 | $354,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 30,618 | $353,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 73,061 | $353,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 5,847 | $352,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 200,000 | $352,000 | thousands by filing date | principal |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 35,000 | $352,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 56,470 | $351,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,508 | $350,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 27,497 | $350,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 24,329 | $349,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 9,643 | $349,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 546,100 | $349,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 20,181 | $349,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 22,996 | $349,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 16,035 | $348,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 15,129 | $348,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,007,700 | $348,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 45,431 | $348,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 48,850 | $348,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 24,689 | $347,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 14,725 | $346,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 15,391 | $346,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 13,529 | $345,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 39,156 | $345,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 30,867 | $345,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 628,107 | $345,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 43,858 | $345,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 22,200 | $343,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 44,349 | $342,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 17,572 | $342,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 250,000 | $342,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 35,150 | $341,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 24,101 | $341,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 30,100 | $340,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 26,791 | $339,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 112,621 | $339,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 50,057 | $338,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 72,408 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,959 | $337,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,477 | $336,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 11,500 | $336,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 143,182 | $336,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 115,121 | $335,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 71,993 | $335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 16,862 | $334,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 51,422 | $334,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 63,739 | $334,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,373 | $333,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 465,110 | $332,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 51,927 | $332,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 20,886 | $332,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,111 | $331,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,560 | $331,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,293 | $331,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,079 | $331,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 143,591 | $331,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 84,717 | $330,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 57,702 | $330,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,225 | $330,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 35,934 | $329,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 24,429 | $329,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 15,868 | $328,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 30,364 | $328,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 86,575 | $328,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,901 | $327,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 43,882 | $327,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 53,053 | $326,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,367 | $326,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 31,279 | $326,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 306,699 | $325,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 9,872 | $324,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 7,252 | $324,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 32,881 | $324,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 250,000 | $324,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 96,799 | $323,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 46,219 | $322,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 102,053 | $322,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,713 | $321,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 83,428 | $321,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,412 | $321,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,487 | $321,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,641 | $320,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 15,419 | $320,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 169,171 | $320,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 66,921 | $319,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 500,000 | $318,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 259,485 | $317,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 21,911 | $317,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 62,234 | $317,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 10,329 | $316,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 43,202 | $316,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 19,545 | $316,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,388 | $315,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,564 | $313,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,810 | $311,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 27,467 | $310,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 13,944 | $309,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,455 | $309,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,392 | $309,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 23,097 | $308,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,355 | $307,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 14,833 | $307,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,935 | $306,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 75,354 | $306,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 42,280 | $306,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 400,000 | $306,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17,886 | $305,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 62,683 | $305,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,616 | $305,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 250,000 | $305,000 | thousands by filing date | principal |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 28,498 | $304,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 16,749 | $303,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 70,142 | $302,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 17,688 | $302,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 15,833 | $301,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,581 | $301,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 60,147 | $301,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,434 | $300,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 82,803 | $299,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 40,930 | $299,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 59,924 | $298,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 78,597 | $297,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,776 | $297,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 24,800 | $297,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 85,075 | $297,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 78,175 | $297,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,992 | $296,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,845 | $296,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,100,000 | $294,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 10,056 | $292,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,090 | $292,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 38,125 | $292,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 46,977 | $291,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 50,589 | $291,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 6,893 | $291,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 19,251 | $290,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 67,493 | $288,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,474 | $288,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,316 | $287,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 37,191 | $287,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,671 | $285,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 92,671 | $285,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 8,310 | $285,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,856 | $285,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 556,980 | $285,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,696 | $284,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,333 | $284,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,642 | $283,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 18,044 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 29,338 | $282,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 3,000 | $282,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 28,561 | $281,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 112,895 | $280,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,963 | $280,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 36,218 | $280,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,182 | $279,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,111 | $279,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,377 | $279,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,657 | $278,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 24,714 | $278,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 11,444 | $277,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 11,953 | $277,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 57,495 | $277,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 19,641 | $276,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 3,000 | $276,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 13,235 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 13,700 | $275,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 5,608 | $275,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,153 | $274,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $274,000 | thousands by filing date | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,941 | $273,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,731 | $273,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 49,266 | $273,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 84,340 | $273,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 15,574 | $272,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 232,621 | $272,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 37,485 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,657 | $271,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 26,799 | $271,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,511 | $270,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 17,360 | $270,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 42,885 | $270,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,970 | $269,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 9,337 | $268,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 50,791 | $268,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 32,380 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,380 | $267,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 24,565 | $267,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 28,960 | $266,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,600 | $265,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-009726 | this filing | 2020-05-13 | acceptance time not in the bulk data set |