13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 1,872 holding rows worth $618,839,000.
- Accession
- 0001533964-17-000007
- Filer
- CIK 1533964
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,003 entries on the cover page, a total value of $618,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $618,839,000 with VALUE read as thousands by filing date, 13F file number 028-14585. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 08-68193
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,859 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET PAYMENT INC | U72603118 | SHS | 79,596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCM INC | 69323K100 | COM | 12,529 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 15,824 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 15,408 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,559 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSTEMAX INC | 871851101 | COM | 13,217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 17,995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 132,445 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTON CORP | 847235108 | COM | 10,454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 17,911 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 12,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TICC CAPITAL CORP | 87244T109 | COM | 22,831 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 27,198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 15,989 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 12,891 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 22,508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 57,892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 10,148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 39,723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 69,566 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 24,079 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 311,653 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,722 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 32,457 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 12,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 21,127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA CORP | 060505153 | CMN | 21,722 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 23,404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q106 | COM | 10,090 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 76,574 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,586 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 10,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 13,863 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 32,632 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 31,369 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 104,753 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 115,513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 64,518 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 11,507 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,352 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 76,491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 19,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 84,137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 18,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 11,011 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 35,828 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 15,692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET $6.25 04/15/ | 595117110 | WARRANT | 16,328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 34,816 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 23,033 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 20,404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRICON CORP | 46121H109 | COM | 27,413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICON INDS INC | 925811101 | COM | 13,132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 15,117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 11,416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 22,687 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 100,138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 18,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X101 | COM | 34,654 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FQF TR | 351680400 | QUANTSHARE SIZ | 17,459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 138,411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 10,437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 30,555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,423 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN LORAIN CORP | 027297100 | COM | 11,064 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 11,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 16,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 19,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 18,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 23,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 20,440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 17,152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 34,418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 12,616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 46,958 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 13,145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 18,321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,662 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 19,785 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORDIA INTL CORP | 20653P102 | COM | 30,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 14,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 12,348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 24,953 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 14,736 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 34,671 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 53,981 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 15,538 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 21,322 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 16,659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 10,224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARA HLDGS INC | 56585W203 | COM | 309,953 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 99,567 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 19,469 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,566 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,789 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 43,580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 29,913 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 63,014 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 107,717 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 15,309 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 21,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 37,503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 25,862 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 29,468 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 15,284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 103,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 645,929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 28,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 26,314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 15,559 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 49,634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 34,140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 13,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A804 | COM PAR | 62,443 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,425 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279501 | COM NEW | 41,928 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 29,358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q102 | COM | 24,088 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 62,479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,018 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20,446 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 33,663 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R201 | COM NEW | 159,261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REIT INC | 64976L109 | COM | 32,071 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 113,722 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 13,341 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL INC | 70338T102 | COM | 19,255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 16,779 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 19,353 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 20,995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 62,029 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 16,583 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 13,297 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 48,538 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V204 | COM NEW | 31,513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K108 | SHS | 58,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 15,965 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHASERX INC | 71723F103 | COM | 76,739 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONC INC | 89703P107 | COM | 15,925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 19,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 11,169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 54,184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 26,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 11,716 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 22,890 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 117,644 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 16,165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 11,646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 63,596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 107,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 39,489 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 177,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 13,642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V571 | ISHARES TR | 11,920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSI ETF TR | 67110P100 | OSI ETF TR | 13,079 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 36,694 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 11,898 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 17,614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 22,769 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THIRD PT REINS LTD | G8827U100 | COM | 21,037 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 83,806 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADA ELECTR INDS LTD | M81863124 | CMN | 48,377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 11,441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,881 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 15,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,917 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 34,499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 11,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 13,928 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 24,032 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROTROPE INC | 64129T207 | COM NEW | 12,527 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 20,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 60,532 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 202,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 11,795 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 31,387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 36,202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 74,154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 93,085 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 23,069 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 40,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMBARD MED INC | G55598109 | COM | 13,508 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 10,180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,584 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 18,859 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 15,641 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 14,679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 52,942 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 11,582 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 13,603 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON DECK CAP INC | 682163100 | COM | 44,497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 10,733 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELARIA INC | 879181105 | COM | 24,533 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONG IS ICED TEA CORP | 54267E104 | COM | 29,970 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 24,922 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 11,639 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 47,244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 88,221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 10,402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 14,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 22,253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Industry Inc | 75601w104 | CS | 28,409 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 276,410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 33,283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 23,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 12,381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 17,924 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 15,992 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adobe Systems Inc | 98979H103 | COM | 31,254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B532 | MANAGED FUT | 11,729 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 17,745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 14,442 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 150,077 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C201 | COM | 100,863 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 69,272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cenveo Inc (NV) | 15670S402 | CS | 10,306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 41,774 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 35,862 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 12,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 132,399 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 12,343 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 39,844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EP ENERGY CORP | 268785102 | CL A | 69,937 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 20,404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 47,640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 36,827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 23,684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEAK RESORTS INC | 70469L100 | COM | 14,870 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 20,107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 63,172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 11,606 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 14,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 10,976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMA ENERGY INC NEW | 98872F105 | COM | 12,482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 10,599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 13,137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA GENOMICS | M82183209 | Equities | 81,379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINECO INC COM NEW | 824567200 | Stock | 11,241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR OBESITY ETF | 47103U506 | CEF | 14,932 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENTIX MED INC COM | 19243A104 | Stock | 47,294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 11,568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 11,321 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 15,596 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 10,828 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 10,094 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 38,546 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 19,096 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 26,084 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 16,496 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 22,259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 28,905 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 20,581 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 79,763 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 10,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 27,509 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R109 | COM | 26,617 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 22,722 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 11,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 15,748 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEAL PWR INC | 451622104 | COM | 12,352 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 37,527 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H716 | QUTX RSK MGDML | 11,616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H732 | QUTX RSK MNDGW | 17,137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L107 | COM | 44,165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 27,622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90274E125 | NT LKD 46 | 11,335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MY SIZE INC | 62844N109 | COM | 67,538 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 43,624 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 16,539 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 36,454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 17,021 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 10,254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 275,240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 14,510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 24,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 34,158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,655 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 18,567 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 21,304 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 17,389 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 124,680 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 11,807 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 15,967 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TINTRI INC | 88770Q105 | COM | 30,201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 15,171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 12,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 12,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 10,308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 45,557 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 19,752 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 32,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAY BANCORP INC | 07203T106 | COM | 10,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 11,629 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 16,740 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 61,536 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 15,476 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMINTO INC | 68217C208 | COM NEW | 14,719 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 152,109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EnerJex Resources Inc | 292758406 | COM | 83,912 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE NATIONAL. | 85711T305 | Common Stock | 18,877 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L109 | COM | 13,156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 18,372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 14,649 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 110,074 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 13,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 35,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 29,699 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 11,430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON COM | 45790J107 | Stock | 437,444 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEFF CORP COM CL A | 640094207 | Stock | 13,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 20,087 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 10,517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNECTURE INC COM | 20786J106 | Stock | 35,481 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 53,475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 58,663 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 18,339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 18,575 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 14,510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 18,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOGICS INC | 68235M105 | COM | 29,123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 30,952 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074107 | COM | 11,059 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 12,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E109 | DAILY SLR BULL | 14,202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 16,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 15,042 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 11,980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 41,620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 31,902 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H104 | COM | 28,642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANGTZE RIV DEV LTD | 984752105 | COM | 11,895 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 78,651 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 58,437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 33,928 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 37,629 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H682 | QUTX RSK MNDRE | 18,886 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 19,262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 23,621 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 117,659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 10,504 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 255,494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 55,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E112 | SHS | 30,030 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 48,273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 13,475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 192,361 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 70,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 14,281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 18,173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEXA THERAPEUTICS INC-CW18 | 00444P116 | W E | 455,053 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 17,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108508 | YIELDSHARES OIL | 24,644 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 45,568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W213 | COM | 12,476 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER DIGITAL INC | 61174L113 | *W EXP 99/99/999 | 19,138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Borqs Technologies Inc. | G1466B111 | *W EXP 08/18/202 | 45,266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 19,229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Soleno Therapeutics Inc Wt S E | 834203119 | W | 12,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 33,656 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC | 759757123 | *W EXP 06/30/202 | 392,601 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 31,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USCF ETF TR | 90290T205 | RESTAURNT LDRS | 29,403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 16,170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF CORP | G20307115 | *W EXP 05/25/202 | 14,690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y602 | SHS NEW | 120,745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC | Y2069P143 | SHS PAR | 38,397 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-17-000007 | this filing | 2017-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-17-000008 | base | 2017-11-20 | acceptance time not in the bulk data set |