13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 1,872 holding rows worth $618,839,000.
- Accession
- 0001533964-17-000007
- Filer
- CIK 1533964
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,003 entries on the cover page, a total value of $618,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $618,839,000 with VALUE read as thousands by filing date, 13F file number 028-14585. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 08-68193
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,755,966 | $60,486,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,611,974 | $53,677,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 431,094 | $44,575,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 245,148 | $21,869,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 964,859 | $20,313,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 644,308 | $16,247,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 504,189 | $14,967,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 671,638 | $9,989,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 76,650 | $9,249,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 163,307 | $9,209,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 100,609 | $8,360,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 194,797 | $7,942,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 81,266 | $7,057,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 429,967 | $6,688,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 83,002 | $6,510,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 101,191 | $6,495,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 75,697 | $6,462,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 21 | $5,770,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 56,824 | $5,190,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 83,339 | $4,925,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 141,198 | $4,555,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 38,190 | $4,363,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 284,731 | $3,958,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 50,630 | $3,757,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 26,258 | $3,638,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 95,560 | $3,627,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 84,957 | $3,491,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 24,884 | $3,243,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 123,426 | $3,160,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 108,510 | $3,062,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 39,899 | $2,994,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 24,512 | $2,829,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 98,700 | $2,709,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 76,481 | $2,684,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 39,611 | $2,617,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 90,911 | $2,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 132,734 | $2,615,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 36,456 | $2,591,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 138,588 | $2,568,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 31,454 | $2,564,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,824 | $2,544,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 242,048 | $2,527,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68,600 | $2,503,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 25,900 | $2,426,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 44,686 | $2,418,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 106,384 | $2,371,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 224,397 | $2,214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 112,871 | $2,195,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 124,656 | $2,190,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 288,363 | $2,185,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 120,352 | $2,137,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 250,161 | $2,121,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 56,174 | $2,103,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 59,305 | $2,076,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 53,307 | $2,074,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 50,686 | $2,045,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 47,129 | $1,964,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 20,447 | $1,959,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 269,724 | $1,959,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,065,858 | $1,902,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 55,748 | $1,900,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 106,845 | $1,833,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 120,005 | $1,830,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 177,757 | $1,828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 62,853 | $1,785,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 40,233 | $1,776,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 93,520 | $1,772,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 48,437 | $1,760,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 15,527 | $1,745,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 14,876 | $1,679,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 50,033 | $1,633,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 204,593 | $1,622,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 38,226 | $1,602,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 48,137 | $1,583,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 51,229 | $1,565,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 25,616 | $1,526,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 67,620 | $1,507,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 173,646 | $1,470,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 34,665 | $1,463,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 201,368 | $1,462,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 7,685 | $1,458,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 32,873 | $1,389,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 12,511 | $1,374,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 18,537 | $1,374,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 44,770 | $1,367,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 40,325 | $1,357,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 378,381 | $1,356,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 11,740 | $1,353,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 19,778 | $1,309,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 10,853 | $1,296,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 118,115 | $1,289,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,590 | $1,280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 18,607 | $1,268,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 14,837 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 18,154 | $1,249,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 62,035 | $1,242,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,492 | $1,238,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 20,682 | $1,201,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 117,596 | $1,200,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,844 | $1,187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 51,107 | $1,181,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20,128 | $1,166,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,684 | $1,154,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 37,460 | $1,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 44,125 | $1,149,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 107,453 | $1,146,000 | thousands by filing date | |
| ETFS TR | 26923J883 | BBG STRGY K 1 | 45,401 | $1,123,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 21,476 | $1,101,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 52,744 | $1,088,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 44,940 | $1,059,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 24,061 | $1,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 37,927 | $1,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 27,170 | $1,044,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 25,993 | $1,038,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,064 | $1,036,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 84,282 | $1,028,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 7,806 | $1,014,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,265 | $1,013,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 53,680 | $1,012,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 33,666 | $981,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 58,964 | $979,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 622,708 | $973,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,918 | $969,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 86,519 | $964,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 12,820 | $961,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 64,246 | $949,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 17,317 | $927,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 9,935 | $917,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 31,063 | $907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 21,856 | $882,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 151,742 | $856,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,933 | $851,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,312 | $837,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 14,773 | $833,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 88,057 | $830,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,676 | $829,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 15,630 | $825,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 18,616 | $822,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 19,513 | $801,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 21,669 | $795,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 25,294 | $776,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 60,632 | $766,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 264 | $754,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 16,990 | $754,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,985 | $751,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 46,963 | $750,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,805 | $745,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 25,364 | $734,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 22,315 | $731,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 22,467 | $730,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 80,400 | $728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,005 | $720,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 65,923 | $709,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 21,005 | $708,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 127,332 | $705,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 23,665 | $687,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 30,196 | $687,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 62,832 | $684,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,325 | $680,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 8,612 | $667,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 63,375 | $659,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 17,292 | $649,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 118,848 | $644,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,509 | $643,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 26,208 | $643,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 31,261 | $643,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 18,412 | $642,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 31,682 | $630,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 17,464 | $629,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 17,655 | $625,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 19,861 | $619,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 7,435 | $617,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 8,063 | $611,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 45,656 | $610,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90270L354 | SER B LKD 46 | 20,368 | $609,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,923 | $608,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 80,095 | $605,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 5,601 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 27,315 | $604,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,876 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 100,263 | $603,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 28,529 | $601,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,181 | $598,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 46,420 | $598,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E117 | NT LKD 46 | 72,382 | $597,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,471 | $594,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 22,411 | $591,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,896 | $577,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,556 | $573,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,312 | $566,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 70,331 | $562,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 13,621 | $559,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,372 | $552,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 17,727 | $550,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,639 | $542,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 33,316 | $542,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,446 | $539,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E309 | VLCTYSHS 3X INV | 97,361 | $539,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 45,214 | $538,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 16,907 | $533,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 10,146 | $533,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 42,843 | $530,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,707 | $527,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,005 | $523,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,900 | $520,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,003 | $518,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 38,595 | $516,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,924 | $515,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 18,499 | $515,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 58,154 | $508,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 29,775 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 38,904 | $488,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 24,170 | $486,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,728 | $478,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 19,355 | $465,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 26,935 | $462,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 46,222 | $461,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 66,115 | $461,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D150 | VELOCITYSHS SHRT | 7,629 | $461,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 6,267 | $448,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,805 | $446,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 79,560 | $430,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,366 | $423,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,490 | $422,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 8,598 | $412,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,188 | $405,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,731 | $405,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,848 | $401,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,857 | $400,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 37,594 | $400,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 38,465 | $398,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,279 | $394,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 28,440 | $392,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,165 | $388,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,762 | $386,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 10,434 | $379,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 20,608 | $377,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,968 | $371,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 13,461 | $371,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 56,241 | $366,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 19,094 | $365,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 38,885 | $363,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 21,810 | $362,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,170 | $356,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 9,963 | $351,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,597 | $350,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,150 | $346,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,525 | $344,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,426 | $341,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 53,111 | $339,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 44,540 | $334,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,279 | $331,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,832 | $328,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,786 | $326,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 45,993 | $325,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,060 | $324,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,946 | $324,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 101,913 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,719 | $315,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 242,545 | $311,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 20,237 | $311,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,670 | $310,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,005 | $303,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 14,397 | $301,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,038 | $300,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 162,480 | $299,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,003 | $298,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,221 | $296,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 349,676 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 16,934 | $295,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,791 | $293,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,733 | $293,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,992 | $291,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,435 | $286,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 16,855 | $286,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,596 | $280,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,409 | $279,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,995 | $277,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 16,261 | $276,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,615 | $274,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 149 | $273,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,035 | $272,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,519 | $268,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,313 | $268,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 8,738 | $266,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 16,725 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 29,296 | $261,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 34,157 | $257,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,419 | $255,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 6,918 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 57,629 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 4,618 | $248,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 11,968 | $247,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 8,776 | $247,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,497 | $244,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 18,390 | $242,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 84,891 | $241,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 106,239 | $240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,811 | $240,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,625 | $239,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,003 | $238,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 55,300 | $238,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,162 | $237,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,764 | $237,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 35,993 | $235,000 | thousands by filing date | |
| USCF FDS TR | 91733T307 | US 3X OIL FD | 7,937 | $235,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,332 | $234,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,135 | $233,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,868 | $232,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 61,393 | $232,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 127,593 | $231,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 22,164 | $230,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,683 | $225,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,739 | $220,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,710 | $219,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 33,889 | $217,000 | thousands by filing date | |
| ABERDEEN STANDARD INVESTS ETFS ABRDN BLMBRG COMDTY LNGR DATD | 26923J602 | Equities | 8,746 | $217,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,819 | $215,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,323 | $213,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,790 | $212,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,536 | $212,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,508 | $212,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 12,557 | $208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,966 | $207,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 6,348 | $207,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,888 | $206,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,736 | $203,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,132 | $202,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,893 | $202,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,953 | $201,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 19,757 | $201,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,560 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 40,556 | $200,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 239,475 | $198,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,262 | $197,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 118,392 | $190,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 182,184 | $186,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 91,340 | $184,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,656 | $178,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 122,059 | $178,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 129,105 | $177,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 57,899 | $166,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,517 | $165,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,400 | $165,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,752 | $164,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 145,461 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 16,850 | $150,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 20,482 | $147,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 242,068 | $147,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,246 | $145,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,709 | $143,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 86,295 | $139,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 121,969 | $131,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 177,931 | $129,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 43,180 | $113,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 42,504 | $108,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 24,264 | $106,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,400 | $105,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,700 | $104,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 236,102 | $104,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 67,471 | $89,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 476,272 | $87,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 113,825 | $77,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 72,623 | $76,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 26,336 | $72,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 71,147 | $62,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 12,642 | $60,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 56,516 | $43,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 101,615 | $41,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 100,876 | $32,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 57,546 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 169,311 | $20,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 338,092 | $17,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 585,593 | $16,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Amazon.com, Inc | 023135106 | COM | 10,492 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Apple Inc | 037833100 | COM | 51,179 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 179,536 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 69,475 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 478,812 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 196,336 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 28,151 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 171,313 | $6,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 44,810 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 32,971 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 356,580 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 49,665 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 96,076 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 15,741 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 169,131 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 135,829 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 219,888 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 197,467 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 107,245 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 16,989 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,117 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 30,186 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 35,342 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 11,637 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 17,410 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 45,347 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VWO | 922042858 | SHS | 66,406 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Walmart Inc. | 931142103 | COM | 35,766 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KBHOME | 48666K109 | COM | 108,329 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,173 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 29,203 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 39,012 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 80,071 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 87,990 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25,874 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 29,715 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 26,071 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 44,985 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 63,312 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TWITTER INC | 90184L102 | COM | 153,101 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 477,424 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 24,142 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COHERENT INC | 192479103 | COM | 13,132 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 117,045 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 38,947 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 244,997 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 97,143 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 19,338 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 41,481 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 34,724 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 245,194 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 110,423 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Abbott Laboratories | 002824100 | COM | 28,345 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 147,607 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 44,913 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 34,741 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 11,347 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Intuit Inc. | 461202103 | COM | 15,363 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 32,325 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,785 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 19,805 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 34,607 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 43,592 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 40,023 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 36,339 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 28,114 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 18,936 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 33,064 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 34,014 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 18,582 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 24,479 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,929 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 14,325 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 36,146 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,915 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 259,263 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 17,312 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 33,865 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 69,131 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MSCI INC COM | 55354G100 | Stock | 14,288 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XYLEM INC COM | 98419M100 | Stock | 34,970 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 44,578 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEXCOM INC COM | 252131107 | Stock | 47,383 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 30,272 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 14,369 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CARMAX INC COM | 143130102 | Stock | 22,735 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 314,738 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 14,063 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G102 | CONV BD ETF | 28,360 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 65,033 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 43,808 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 82,032 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KELLANOVA | 487836108 | COM | 28,135 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 30,859 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18,148 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 25,133 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 66,436 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SNAP INC | 83304A106 | CL A | 144,467 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 39,558 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 27,710 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 26,853 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 74,178 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRIPADVISOR INC | 896945201 | COM | 40,940 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 35,351 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 79,905 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 15,590 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 22,624 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WEX INC | 96208T104 | COM | 14,146 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 41,971 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 19,753 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPLUNK INC | 848637104 | COM | 27,914 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,052 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 26,787 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 35,477 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 11,823 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 144,024 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 13,975 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 80,471 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 32,850 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288125 | 3YRTB ETF | 25,728 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 376,425 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 36,307 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 34,702 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 28,102 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMPLIFY ETF TR | 032108102 | CMN | 44,216 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 29,179 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-17-000007 | this filing | 2017-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-17-000008 | base | 2017-11-20 | acceptance time not in the bulk data set |