13F-HR filed by Virtu Financial LLC
Virtu Financial LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-15, with 1,872 holding rows worth $618,839,000.
- Accession
- 0001533964-17-000007
- Filer
- CIK 1533964
- Filed
- 2017-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,003 entries on the cover page, a total value of $618,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $618,839,000 with VALUE read as thousands by filing date, 13F file number 028-14585. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVIRTU FINANCIAL CAPITAL MARKETS 028-12744
- included managerVirtu Financial BD LLC 028-13648
- included managerVirtu Americas LLC 08-68193
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 36,122 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 202,072 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 85,953 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 87,461 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 38,321 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 17,716 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS BK PLC | 06739F101 | COM | 64,894 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 86,712 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 74,010 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 38,104 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 56,326 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 56,748 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 84,970 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 65,394 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 20,827 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 11,922 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Altria Group Inc | 02209S103 | COM | 21,389 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Danaher Corporation | 235851102 | COM | 10,867 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 11,127 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares International Equity Factor ETF | 46434V274 | SHS | 38,909 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 19,085 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 11,445 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288687 | COM | 21,866 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 54,682 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,970 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Morgan Stanley | 617446448 | COM | 13,430 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 22,401 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,610 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 26,202 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Southern Company | 842587107 | COM | 28,745 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 15,875 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,811 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 15,199 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| T-Mobile US,Inc. | 872590104 | COM | 20,418 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,732 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,757 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 10,025 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 13,329 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 12,538 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 16,861 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Walt Disney Co | 254687106 | COM | 11,559 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 34,817 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TRINITY INDS INC | 896522109 | COM | 20,249 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MANULIFE FINL CORP | 56501R106 | COM | 60,479 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 10,184 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CORNING INC | 219350105 | COM | 20,241 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 246,267 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,628 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL PMTS INC | 37940X102 | COM | 11,201 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 56,997 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,276 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,587 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,552 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,052 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 22,014 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 11,866 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 60,381 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JABIL INC COM | 466313103 | Stock | 39,207 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 78,263 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,204 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 48,683 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,639 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 53,725 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 35,560 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 26,505 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 50,338 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,708 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 41,592 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 11,692 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 13,869 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 14,050 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 14,664 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 17,384 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 12,943 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,496 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,831 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,535 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 98,698 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,004 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 15,892 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,173 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 59,988 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 24,765 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 32,277 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 30,680 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 16,495 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,002 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,414 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 16,601 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 34,830 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,914 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,006 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 24,055 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DTE ENERGY CO COM | 233331107 | Stock | 10,458 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,552 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,840 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 68,658 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 17,368 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XPO INC COM | 983793100 | Stock | 13,473 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 24,789 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 16,635 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 14,397 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 11,740 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10,942 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,526 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,412 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 18,424 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| US FOODS HLDG CORP COM | 912008109 | Stock | 24,731 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 23,635 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 66,168 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 14,744 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 80,253 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 149,774 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,458 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,780 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 69,291 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 28,888 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 36,938 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 23,550 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 53,067 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 26,370 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 27,960 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 14,113 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 26,344 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 31,594 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HOLOGIC INC | 436440101 | COM | 16,392 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 17,016 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 132,565 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TORO CO | 891092108 | COM | 10,621 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,892 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 17,134 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 17,943 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 13,751 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 18,828 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 26,453 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 28,822 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 27,500 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 220,608 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 16,802 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 17,766 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 12,017 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CABOT CORP | 127055101 | COM | 12,224 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 23,433 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 23,457 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 172,916 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 47,036 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 17,462 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 18,220 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 12,712 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 137,057 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,538 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 75,013 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 78,218 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EVERTEC INC | 30040P103 | COM | 35,695 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 20,704 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KOHLS CORP | 500255104 | COM | 16,075 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 131,727 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,218 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| REGENXBIO INC | 75901B107 | COM | 37,417 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 65,921 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 20,781 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MOELIS & CO | 60786M105 | CL A | 11,776 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 51,322 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BUNGE LTD | G16962105 | COM | 21,464 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IHS MARKIT LTD | G47567105 | SHS | 16,388 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 57,494 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 22,980 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 23,174 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,570 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 16,800 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,856 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 88,600 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 55,408 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 90,238 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 28,214 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,290 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 20,261 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,486 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 55,036 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 21,724 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 16,823 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FLIR SYS INC | 302445101 | COM | 37,352 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 19,704 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 37,076 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 37,039 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 40,657 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 33,950 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| QIAGEN NV | N72482123 | SHS NEW | 34,587 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVASIVE INC | 670704105 | COM | 11,373 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROOFPOINT INC | 743424103 | COM | 11,741 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 56,243 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 23,066 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 16,831 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15,922 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 20,205 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 13,036 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 35,223 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 90,369 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TOTAL SYS SVCS INC | 891906109 | COM | 15,112 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 10,106 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 23,202 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 41,123 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 52,663 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 32,670 | $1,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,817 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 83,279 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 104,417 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 10,309 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 14,124 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 33,460 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 17,574 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 26,051 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 18,705 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 13,192 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 24,558 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 27,275 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 27,043 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 14,255 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 15,444 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 16,825 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,321 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 23,548 | $1,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 27,076 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 18,848 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 55,912 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOWDUPONT INC | 26078J100 | COM | 10,929 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XEROX CORP | 984121608 | COM NEW | 27,216 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VIACOM INC | 92553P201 | CL B | 19,303 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,443 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 62,601 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 37,740 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 28,333 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 30,527 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 20,866 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 22,859 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 31,957 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 61,457 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 21,400 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 16,767 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 42,290 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 22,750 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| 3D PRINTING ETF | 00214Q500 | ETF | 23,220 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 43,273 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 26,693 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 29,581 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 27,229 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 18,102 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 26,709 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 21,882 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 36,742 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 19,252 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 17,739 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 16,322 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 15,225 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 14,586 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 15,664 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 16,671 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 25,335 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 19,014 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 14,976 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 14,169 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 32,520 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 19,174 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 23,988 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 19,615 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 13,480 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 33,186 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 44,533 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 49,533 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 17,428 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 32,525 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,316 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 29,238 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCANA CORP NEW | 80589M102 | COM | 10,604 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 11,544 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 59,238 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 39,437 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 30,285 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 87,450 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 48,332 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 55,052 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,066 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 41,111 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 30,307 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 84,247 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 197,943 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 13,579 | $1,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 14,210 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 91,437 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 31,593 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 17,427 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 25,433 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 16,414 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 35,915 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HYD | 92189F361 | ETF | 20,634 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 61,839 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 104,639 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STERLING BANCORP DEL | 85917A100 | COM | 37,585 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANTIV INC | 92210H105 | CL A | 11,250 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 19,338 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 35,492 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 182,644 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 346,401 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IMPAX LABORATORIES INC | 45256B101 | COM | 61,380 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POINTS INTL LTD | 730843208 | COM NEW | 56,543 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 38,801 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,313 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SHUTTERFLY INC | 82568P304 | COM | 11,473 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,106 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BRISTOW GROUP INC | 110394103 | COM | 57,232 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 11,406 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 28,277 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 10,672 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 25,111 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 34,421 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 35,220 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| OCLARO INC | 67555N206 | COM | 80,990 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 36,035 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 20,651 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 30,385 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 34,706 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 37,100 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 28,775 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CHINA CORD BLOOD CORP | G21107100 | COM | 70,922 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 36,211 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 20,811 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 31,989 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 16,261 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FQF TR | 351680103 | QUANTSHARE MOM | 22,368 | $1,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 32,187 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74347X310 | CMN | 24,004 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 43,370 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 25,934 | $1,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 27,295 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 26,574 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS BK PLC | 06740L519 | FUND | 18,715 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 13,991 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 17,262 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 11,812 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 16,744 | $1,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 24,644 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 31,057 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ENDO INTL PLC | G30401106 | SHS | 93,412 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 20,336 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 30,489 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 16,152 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 129,241 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 117,372 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 33,555 | $1,000 | thousands by filing date | |
| Trump Media & Technology | 287711816 | COM | 23,827 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 35,532 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 332,846 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 24,087 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 21,010 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 105,379 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 21,662 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 44,022 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 44,169 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 43,612 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 12,200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 44,177 | $1,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 39,085 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 48,820 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 37,475 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AVEXIS INC | 05366U100 | COM | 13,268 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 32,563 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 45,400 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 19,081 | $1,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 28,581 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BulletShares 2025 Corporate | 18383M191 | COM | 37,050 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ADVISORSHARES TR | 00768Y586 | CORNERSTONE SM | 24,336 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 22,811 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 18,586 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E802 | DLY RGNAL BKS 3X | 15,250 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 27,369 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B511 | IQ LEADERS GTA | 43,287 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H690 | QUTX DYAMIC BT | 21,209 | $1,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 18,152 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 10,883 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 30,049 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 34,831 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B332 | S&P SML QLTY | 50,047 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A818 | ALPHACLONE INT | 37,099 | $1,000 | thousands by filing date | |
| ELEVATION ETF TR | 28622M100 | SUMMIT WTR INF | 19,980 | $1,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 23,583 | $1,000 | thousands by filing date | |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 511,293 | $1,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 29,907 | $1,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 14,076 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 15,553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 238,376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOYDGAMINGCORP | 103304101 | STOK | 15,881 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 13,079 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 104,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,671 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 11,846 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 13,215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,826 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 16,089 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 11,348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 88,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,502 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 21,741 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVANA CO CL A | 146869102 | Stock | 29,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 15,865 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,541 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 24,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,047 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,721 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,627 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 221,613 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,075 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,866 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 32,337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 15,290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 12,354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 12,092 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 11,435 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 15,829 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,439 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 37,037 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,916 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 40,037 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LTC PPTYS INC COM | 502175102 | REIT | 10,199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 44,794 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 122,168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 16,793 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,458 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 21,299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 17,496 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 237,972 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY OIL CORP COM | 626717102 | Stock | 14,146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 29,779 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,746 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 29,070 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS GROUP AG SHS | H42097107 | Stock | 20,980 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,701 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,864 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 35,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 99,205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,737 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 18,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 148,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 91,217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 37,009 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 21,335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 12,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11,857 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 49,880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,958 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,578 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 11,549 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,997 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 18,773 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 17,889 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,079 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 10,676 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 12,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,631 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 11,857 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 12,728 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,868 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 15,699 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 22,803 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 20,623 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,022 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 80,768 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 28,698 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 21,207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 10,198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 14,873 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533964-17-000007 | this filing | 2017-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001533964-17-000008 | base | 2017-11-20 | acceptance time not in the bulk data set |