13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 5,232 holding rows worth $3,272,633,000.
- Accession
- 0001533421-21-000001
- Filer
- CIK 1533421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 8,157 entries on the cover page, a total value of $3,272,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,272,633,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 779 | $16,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 875 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 304 | $16,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 2,090 | $16,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,622 | $16,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,950 | $16,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,943 | $16,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 2,632 | $16,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,802 | $16,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,383 | $16,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 1,163 | $16,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4,270 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 690 | $16,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,689 | $16,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,553 | $16,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 45,586 | $16,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 4,497 | $16,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,011 | $16,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 3,883 | $16,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,278 | $16,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,863 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 695 | $16,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 9,062 | $16,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 11,817 | $16,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,421 | $16,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 42,952 | $16,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,644 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,670 | $16,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 1,400 | $16,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 1,209 | $16,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 1,576 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 37,378 | $16,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 1,530 | $16,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 1,524 | $16,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 1,350 | $16,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 248 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 125 | $15,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 531 | $15,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,774 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 589 | $15,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 500 | $15,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,117 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,546 | $15,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 971 | $15,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,818 | $15,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 771 | $15,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 3,142 | $15,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 310 | $15,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 285 | $15,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,332 | $15,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,322 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 377 | $15,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 797 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 67 | $15,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 205 | $15,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,692 | $15,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 848 | $15,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 390 | $15,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 4,404 | $15,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,489 | $15,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 564 | $15,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,657 | $15,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 12,538 | $15,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 2,569 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 3,589 | $15,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 17,180 | $15,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,560 | $15,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,980 | $15,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,207 | $15,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 3,472 | $15,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 5,551 | $15,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 6,012 | $15,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,936 | $15,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 4,336 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 547 | $15,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,406 | $15,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 1,316 | $15,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,318 | $14,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 214 | $14,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 192 | $14,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 354 | $14,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,550 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 524 | $14,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 470 | $14,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 189 | $14,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 275 | $14,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,070 | $14,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 293 | $14,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 788 | $14,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 2,470 | $14,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 964 | $14,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 745 | $14,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 332 | $14,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,374 | $14,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 774 | $14,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 1,612 | $14,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 446 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 117 | $14,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 4,674 | $14,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 407 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,677 | $14,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,803 | $14,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,742 | $14,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,683 | $14,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 499 | $14,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,238 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,248 | $14,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,743 | $14,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 326 | $14,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 1,150 | $14,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,490 | $14,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 7,849 | $14,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 27,864 | $14,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6,054 | $14,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,065 | $14,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 1,400 | $14,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 17,675 | $14,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,302 | $14,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 1,098 | $14,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 5,541 | $14,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 1,292 | $14,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 1,200 | $14,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 1,400 | $14,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 1,310 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 107 | $13,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 200 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 101 | $13,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 154 | $13,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 5,228 | $13,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 4,777 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 400 | $13,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1,132 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 399 | $13,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 659 | $13,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,312 | $13,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 494 | $13,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 327 | $13,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 307 | $13,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 308 | $13,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,982 | $13,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 2,381 | $13,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 775 | $13,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 639 | $13,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 395 | $13,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 477 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 565 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 268 | $13,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,330 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 194 | $13,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 7,690 | $13,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,525 | $13,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 5,771 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 494 | $13,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,122 | $13,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,138 | $13,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 4,661 | $13,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 549 | $13,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 4,902 | $13,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 17,086 | $13,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,948 | $13,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,026 | $13,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 432 | $13,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 4,501 | $13,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 18,064 | $13,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,417 | $13,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 3,026 | $13,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 1,356 | $13,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 8,646 | $13,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 691 | $13,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4,728 | $13,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,964 | $13,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 1,300 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 209 | $13,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 9,778 | $13,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 1,172 | $13,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T205 | MEDLEY MANAGEMENT INC | 1,641 | $13,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 1,000 | $13,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 6,838 | $13,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 664 | $13,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 6,355 | $13,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,545 | $13,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 13,468 | $13,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 970 | $13,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 1,216 | $13,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 693 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 439 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,099 | $12,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 904 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 195 | $12,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,200 | $12,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,477 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 194 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 226 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 794 | $12,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 746 | $12,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 654 | $12,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 510 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 406 | $12,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,971 | $12,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 630 | $12,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,188 | $12,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,108 | $12,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,674 | $12,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 423 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 389 | $12,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,013 | $12,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 4,709 | $12,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 974 | $12,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,591 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 927 | $12,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,613 | $12,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 982 | $12,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,540 | $12,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 1,197 | $12,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,257 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,304 | $12,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 721 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 103 | $12,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 429 | $12,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,499 | $12,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 924 | $12,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 1,916 | $12,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 22,025 | $12,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 1,160 | $12,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 2,769 | $12,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 1,062 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7,970 | $12,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 2,332 | $12,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 5,145 | $12,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,164 | $12,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 1,000 | $12,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 3,848 | $12,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 5,768 | $12,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 1,120 | $12,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 1,200 | $12,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 1,127 | $12,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 1,122 | $12,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,258 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,500 | $11,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 863 | $11,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,592 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 188 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 346 | $11,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,007 | $11,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 766 | $11,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 380 | $11,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,433 | $11,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,183 | $11,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 391 | $11,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 2,838 | $11,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,158 | $11,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 716 | $11,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 701 | $11,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 224 | $11,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 3,221 | $11,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 531 | $11,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 593 | $11,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 784 | $11,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 748 | $11,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 4,479 | $11,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,460 | $11,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 496 | $11,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 313 | $11,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 7,171 | $11,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,868 | $11,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 1,215 | $11,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 8,170 | $11,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,170 | $11,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,459 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,067 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 702 | $11,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 1,078 | $11,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 1,000 | $11,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 1,000 | $11,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,062 | $11,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 2,813 | $11,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 1,000 | $11,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,133 | $11,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 3,602 | $11,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 2,146 | $11,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 1,000 | $11,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 1,009 | $11,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 3,134 | $11,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,000 | $11,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 1,096 | $11,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,576 | $11,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 1,092 | $11,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 1,040 | $11,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 1,000 | $11,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 1,000 | $11,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 698 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 162 | $10,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 4,123 | $10,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 247 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 200 | $10,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 629 | $10,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 374 | $10,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 133 | $10,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,515 | $10,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 663 | $10,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,703 | $10,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,349 | $10,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 648 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,267 | $10,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,352 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 128 | $10,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 400 | $10,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 508 | $10,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,481 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 280 | $10,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 215 | $10,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 3,587 | $10,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 3,189 | $10,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 11,117 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 341 | $10,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,147 | $10,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,574 | $10,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 8,252 | $10,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 428 | $10,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,488 | $10,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,619 | $10,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 582 | $10,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 384 | $10,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 915 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 200 | $10,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 4,125 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 955 | $10,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 9,348 | $10,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,414 | $10,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 2,341 | $10,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 3,095 | $10,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 23,211 | $10,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 799 | $10,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 8,844 | $10,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 1,000 | $10,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 926 | $10,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,000 | $10,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,442 | $10,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 900 | $10,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,855 | $10,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 8,055 | $10,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 5,337 | $10,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 1,000 | $10,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 1,000 | $10,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 10,609 | $10,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,764 | $10,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 900 | $10,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 689 | $10,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 1,000 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 1,000 | $10,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 1,000 | $10,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,000 | $10,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 699 | $10,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 2,391 | $10,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 638 | $10,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 1,000 | $10,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 14,222 | $10,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 183 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 958 | $9,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 250 | $9,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 449 | $9,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 200 | $9,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 691 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 905 | $9,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 331 | $9,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 286 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 221 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 662 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 110 | $9,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 500 | $9,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 267 | $9,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 216 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 274 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 168 | $9,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 501 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,500 | $9,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 562 | $9,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 400 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 275 | $9,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 553 | $9,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 438 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 139 | $9,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 188 | $9,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,566 | $9,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,704 | $9,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 751 | $9,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 7,211 | $9,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 3,649 | $9,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 843 | $9,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 5,679 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 629 | $9,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,103 | $9,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 450 | $9,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,167 | $9,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 710 | $9,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 6,765 | $9,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,191 | $9,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,335 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 878 | $9,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 4,415 | $9,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 593 | $9,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 839 | $9,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 5,753 | $9,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 3,959 | $9,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 2,820 | $9,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,839 | $9,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 242 | $9,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 1,404 | $9,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 7,240 | $9,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 662 | $9,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,861 | $9,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 1,344 | $9,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 1,779 | $9,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 485 | $9,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 827 | $9,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 80 | $8,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 28 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 95 | $8,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 32 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 29 | $8,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,000 | $8,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 65 | $8,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 415 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 120 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 965 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 100 | $8,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 626 | $8,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 219 | $8,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,381 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 301 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 9,378 | $8,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,792 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,024 | $8,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 4,296 | $8,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 734 | $8,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 293 | $8,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,127 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 522 | $8,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 816 | $8,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 615 | $8,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 413 | $8,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 2,137 | $8,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,632 | $8,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,835 | $8,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 6,650 | $8,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 4,390 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,794 | $8,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 935 | $8,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,513 | $8,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 5,075 | $8,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 4,774 | $8,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 3,007 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,304 | $8,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2,141 | $8,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 915 | $8,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 1,474 | $8,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 7,962 | $8,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 4,854 | $8,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 664 | $8,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 795 | $8,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 8,384 | $8,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 700 | $8,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 10,627 | $8,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 797 | $8,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 706 | $8,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 3,381 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 114 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 42 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 194 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 699 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 206 | $7,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 949 | $7,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 364 | $7,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 206 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 98 | $7,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 380 | $7,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 210 | $7,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,000 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $7,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,268 | $7,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 506 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,133 | $7,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 570 | $7,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 2,006 | $7,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 939 | $7,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,096 | $7,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 300 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 161 | $7,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 12 | $7,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 546 | $7,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 181 | $7,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 243 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 300 | $7,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,981 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |