13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 5,232 holding rows worth $3,272,633,000.
- Accession
- 0001533421-21-000001
- Filer
- CIK 1533421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 8,157 entries on the cover page, a total value of $3,272,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,272,633,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| G WILLI FOOD INTL LTD | M52523103 | ORD | 45 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 91 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 201 | $1,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 75 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 15 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 227 | $1,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 200 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 52 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 34 | $1,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 88 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 36 | $1,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 32 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 55 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 103 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 328 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 26 | $1,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 100 | $1,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 410 | $1,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 100 | $1,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 355 | $1,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 128 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 69 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 470 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 36 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 229 | $1,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 60 | $1,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 40 | $1,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 100 | $1,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 69 | $1,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 100 | $1,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 284 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 351 | $1,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 37 | $1,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 405 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 99 | $1,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 107 | $1,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 95 | $1,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 291 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 60 | $1,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 112 | $1,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 100 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 94 | $1,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 147 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 38 | $1,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 135 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 242 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 124 | $1,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 100 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 99 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 151 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 634 | $1,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 38 | $1,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 147 | $1,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 65 | $1,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 96 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 100 | $1,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 81 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 200 | $1,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 50 | $1,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 799 | $1,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 745 | $1,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 533 | $1,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 163 | $1,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 93 | $1,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 151 | $1,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 39 | $1,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 102 | $1,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 12 | $1,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 441 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 276 | $1,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 99 | $1,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 51 | $1,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 87 | $1,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 50 | $1,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 93 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 100 | $1,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 93 | $1,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 95 | $1,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 97 | $1,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 50 | $1,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 88 | $1,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 56 | $1,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 99 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 69 | $1,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 96 | $1,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 100 | $1,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 94 | $1,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 50 | $1,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 63 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 50 | $1,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 87 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 69 | $1,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 45 | $1,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q118 | *W EXP 10/23/202 | 128 | $1,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 37 | $1,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTIS ADS | 15117K103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CKX LDS INC | 12562N104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYB ED INC | 74979W101 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMY INC | 68906L105 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP | 29358Y201 | COM NEW | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 742 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 894 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECMOHO LTD | 27888P104 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 736 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 2,459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplitude Inc | 03212A204 | Class A Common | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHIFT TECHNOLOGIES INC | 82452T115 | W EXP 10/13/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |