13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 5,232 holding rows worth $3,272,633,000.
- Accession
- 0001533421-21-000001
- Filer
- CIK 1533421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 8,157 entries on the cover page, a total value of $3,272,633,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,272,633,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELECTRO-SENSORS INC | 285233102 | COM | 1,455 | $7,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 2,896 | $7,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,271 | $7,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 5,756 | $7,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 15,347 | $7,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 3,591 | $7,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,336 | $7,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 1,137 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 4,075 | $7,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 916 | $7,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 2,052 | $7,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 5,527 | $7,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 5,124 | $7,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 610 | $7,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 404 | $7,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 4,958 | $7,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 741 | $7,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 3,282 | $7,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 647 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 8,979 | $7,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 191 | $7,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 647 | $7,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 3,324 | $7,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 453 | $7,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 2,429 | $7,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 651 | $7,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 450 | $7,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 63 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $6,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 127 | $6,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 200 | $6,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 308 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 83 | $6,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 1,106 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 295 | $6,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,474 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,915 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 34 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 4,646 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 150 | $6,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 845 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,200 | $6,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 151 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 98 | $6,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 778 | $6,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 500 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 52 | $6,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1,035 | $6,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,391 | $6,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 942 | $6,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 852 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 175 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 400 | $6,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 667 | $6,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,014 | $6,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 306 | $6,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 562 | $6,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,047 | $6,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 90 | $6,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 569 | $6,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,347 | $6,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 2,057 | $6,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 291 | $6,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,457 | $6,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 355 | $6,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 196 | $6,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,174 | $6,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3,756 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 300 | $6,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 300 | $6,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 172 | $6,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 196 | $6,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 465 | $6,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 2,658 | $6,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,430 | $6,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 7,870 | $6,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 14,795 | $6,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 5,362 | $6,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 4,774 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,793 | $6,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 8,875 | $6,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 1,929 | $6,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 1,378 | $6,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 14,774 | $6,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 1,675 | $6,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 9,285 | $6,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 1,589 | $6,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 653 | $6,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 225 | $6,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,501 | $6,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 517 | $6,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 488 | $6,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 544 | $6,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 378 | $6,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 400 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 138 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23 | $5,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 442 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 722 | $5,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 37 | $5,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 93 | $5,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 125 | $5,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 514 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100 | $5,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 755 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 313 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 500 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 258 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 280 | $5,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 834 | $5,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 415 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 364 | $5,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 2,303 | $5,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 4,841 | $5,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 485 | $5,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 630 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,852 | $5,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 4,051 | $5,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 528 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,030 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 761 | $5,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 4,520 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 100 | $5,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 554 | $5,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,313 | $5,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,732 | $5,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,301 | $5,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 366 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 63 | $5,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 581 | $5,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1,440 | $5,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 493 | $5,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1,541 | $5,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 3,500 | $5,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,695 | $5,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 3,380 | $5,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 2,656 | $5,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 159 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 100 | $5,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 215 | $5,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 786 | $5,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,112 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 96 | $5,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,072 | $5,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 319 | $5,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,208 | $5,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 300 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 482 | $5,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 725 | $5,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,139 | $5,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 538 | $5,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 952 | $5,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 490 | $5,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 6,273 | $5,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,242 | $5,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,617 | $5,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 1,762 | $5,000 | thousands by filing date | |
| ISHARES TR | 46436E304 | CMN | 194 | $5,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 470 | $5,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,831 | $5,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 300 | $5,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 524 | $5,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 364 | $5,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 200 | $5,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 2,890 | $5,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 460 | $5,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 500 | $5,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 451 | $5,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 492 | $5,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 1,395 | $5,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 6,685 | $5,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 400 | $5,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 298 | $5,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 338 | $5,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 400 | $5,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 104 | $4,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 100 | $4,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 42 | $4,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 717 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 98 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 200 | $4,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 52 | $4,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 57 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 70 | $4,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 39 | $4,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 509 | $4,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 270 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 134 | $4,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 835 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 300 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 157 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 107 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 171 | $4,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 306 | $4,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 67 | $4,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 277 | $4,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 100 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 250 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 111 | $4,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 591 | $4,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 575 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,022 | $4,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,413 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 286 | $4,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 122 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 69 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 101 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 525 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 347 | $4,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 805 | $4,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 652 | $4,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,533 | $4,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 650 | $4,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 885 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 61 | $4,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 257 | $4,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,630 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 221 | $4,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 468 | $4,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 800 | $4,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 157 | $4,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 375 | $4,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 653 | $4,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 290 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,912 | $4,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,923 | $4,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 3,312 | $4,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,025 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 161 | $4,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 88 | $4,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 141 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,618 | $4,000 | thousands by filing date | |
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| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,185 | $4,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,273 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,976 | $4,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 16 | $4,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 407 | $4,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 134 | $4,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 478 | $4,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 300 | $4,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 532 | $4,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 3,264 | $4,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 400 | $4,000 | thousands by filing date | |
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| WILHELMINA INTL INC | 968235200 | COM NEW | 851 | $4,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 391 | $4,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 180 | $4,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 400 | $4,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 400 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 1,845 | $4,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 1,614 | $4,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 100 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 319 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 200 | $4,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 342 | $4,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 400 | $4,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 413 | $4,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 396 | $4,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 383 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 13 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 335 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,915 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,305 | $3,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 268 | $3,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 452 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,404 | $3,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 28 | $3,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 134 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 100 | $3,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 11 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 784 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 82 | $3,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 63 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 896 | $3,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 197 | $3,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 100 | $3,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 77 | $3,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 508 | $3,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $3,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 95 | $3,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 206 | $3,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 249 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 104 | $3,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 252 | $3,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 77 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 632 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 544 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,045 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 851 | $3,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 383 | $3,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 447 | $3,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 488 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 171 | $3,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 1,822 | $3,000 | thousands by filing date | |
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| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,077 | $3,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 100 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 175 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 100 | $3,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 100 | $3,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 123 | $3,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 340 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $3,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 400 | $3,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 917 | $3,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 597 | $3,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 322 | $3,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 111 | $3,000 | thousands by filing date | |
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| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 200 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 384 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 99 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 200 | $3,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 463 | $3,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 400 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 988 | $3,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 273 | $3,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 411 | $3,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,184 | $3,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 100 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,106 | $3,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 597 | $3,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 372 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 2,036 | $3,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 300 | $3,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 271 | $3,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 300 | $3,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 188 | $3,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 2,164 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,104 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,164 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 1,642 | $3,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 2,527 | $3,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 270 | $3,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 272 | $3,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 249 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,986 | $3,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 276 | $3,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 300 | $3,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 3,405 | $3,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 255 | $3,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 482 | $3,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 296 | $3,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 250 | $3,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 100 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 37 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 15 | $2,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 34 | $2,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 273 | $2,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 9 | $2,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 27 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11 | $2,000 | thousands by filing date | |
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| GABELLI DIVID & INCOME TR | 36242H104 | COM | 100 | $2,000 | thousands by filing date | |
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| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 302 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,400 | $2,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 17 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 49 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 20 | $2,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 500 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 99 | $2,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 396 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 200 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 200 | $2,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 1,111 | $2,000 | thousands by filing date | |
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| COMMERCIAL VEH GROUP INC | 202608105 | COM | 259 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $2,000 | thousands by filing date | |
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| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 79 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 300 | $2,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 280 | $2,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 565 | $2,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 471 | $2,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 559 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 55 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 56 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 20 | $2,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 137 | $2,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 13 | $2,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 104 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 29 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 745 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 506 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 200 | $2,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 569 | $2,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 107 | $2,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 267 | $2,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,700 | $2,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 99 | $2,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 415 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 69 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 739 | $2,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 816 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 560 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 583 | $2,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 148 | $2,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 95 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 85 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 348 | $2,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 758 | $2,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 100 | $2,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 178 | $2,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 438 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,987 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 71 | $2,000 | thousands by filing date | |
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| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 181 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 176 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 358 | $2,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 2,510 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 350 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 795 | $2,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 54 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 433 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 400 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 999 | $2,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,101 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 900 | $2,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 148 | $2,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 192 | $2,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 201 | $2,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 192 | $2,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 198 | $2,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 200 | $2,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 150 | $2,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 200 | $2,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 169 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 127 | $2,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 112 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 114 | $2,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 163 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 471 | $2,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 200 | $2,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 200 | $2,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 200 | $2,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 175 | $2,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 200 | $2,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 209 | $2,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 361 | $2,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 68 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 190 | $1,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 406 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 80 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 100 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 30 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 267 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 49 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 16 | $1,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 148 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 73 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 100 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 33 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 9 | $1,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 30 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 18 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 56 | $1,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 250 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 133 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 92 | $1,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 137 | $1,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 54 | $1,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 68 | $1,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 100 | $1,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 132 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 80 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 152 | $1,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 23 | $1,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 137 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 44 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 28 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 182 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |