13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,841 holding rows worth $2,436,580,000.
- Accession
- 0001533421-20-000005
- Filer
- CIK 1533421
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 6,981 entries on the cover page, a total value of $2,436,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,436,580,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 236 | $10,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 1,427 | $10,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 225 | $10,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 592 | $10,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 57,104 | $10,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 890 | $10,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,054 | $10,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 341 | $10,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,176 | $10,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 852 | $10,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,158 | $10,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,636 | $10,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,434 | $10,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 2,076 | $10,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 580 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 200 | $10,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 383 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,649 | $10,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,004 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,078 | $10,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,588 | $10,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 13,176 | $10,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,267 | $10,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,374 | $10,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,415 | $10,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 1,467 | $10,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,082 | $10,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 4,112 | $10,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 8,002 | $10,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 804 | $10,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 7,708 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 9,726 | $10,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,078 | $10,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 20,688 | $10,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 17,960 | $10,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,555 | $10,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 16,944 | $10,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 601 | $9,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 327 | $9,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 263 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 500 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 375 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 332 | $9,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 412 | $9,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 870 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 598 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 133 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,036 | $9,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 547 | $9,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 351 | $9,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 879 | $9,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 541 | $9,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 4,118 | $9,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,423 | $9,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,117 | $9,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 823 | $9,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 5,746 | $9,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,101 | $9,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,217 | $9,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 5,211 | $9,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 4,498 | $9,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,000 | $9,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 508 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 394 | $9,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 804 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 279 | $9,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,372 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,600 | $9,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 9,424 | $9,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 419 | $9,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,015 | $9,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 7,901 | $9,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 11,089 | $9,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 4,599 | $9,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 196 | $9,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 11,329 | $9,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 18,676 | $9,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,275 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 456 | $9,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,657 | $9,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,372 | $9,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 2,701 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 365 | $9,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 18,665 | $9,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 888 | $9,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 4,466 | $9,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 2,415 | $9,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 3,364 | $9,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100 | $8,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 495 | $8,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 204 | $8,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 52 | $8,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 280 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 600 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 119 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 573 | $8,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,896 | $8,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 472 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 301 | $8,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 200 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 207 | $8,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 800 | $8,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 221 | $8,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 276 | $8,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 600 | $8,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 782 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 231 | $8,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 257 | $8,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 500 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,271 | $8,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,220 | $8,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,068 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 472 | $8,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,320 | $8,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 399 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 115 | $8,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 4,346 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 181 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,395 | $8,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 11,978 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,097 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 294 | $8,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 639 | $8,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 778 | $8,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,888 | $8,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 253 | $8,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,685 | $8,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,653 | $8,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 275 | $8,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 200 | $8,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 7,969 | $8,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,010 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,491 | $8,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 12,928 | $8,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 16,389 | $8,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 3,823 | $8,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 100 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 28 | $7,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 36 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 143 | $7,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,968 | $7,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 180 | $7,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 164 | $7,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 843 | $7,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,146 | $7,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 471 | $7,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 523 | $7,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 115 | $7,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,182 | $7,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 598 | $7,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 450 | $7,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 243 | $7,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 1,028 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $7,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,052 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 560 | $7,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,011 | $7,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,306 | $7,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,546 | $7,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 436 | $7,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,355 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 301 | $7,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,524 | $7,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,368 | $7,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 3,756 | $7,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,410 | $7,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 771 | $7,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 842 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,220 | $7,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,928 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,293 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,920 | $7,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,400 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,116 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 775 | $7,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 2,077 | $7,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 10,050 | $7,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 700 | $7,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 7,632 | $7,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 600 | $7,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,662 | $7,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 1,404 | $7,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 2,955 | $7,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 842 | $7,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 2,529 | $7,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 10,589 | $7,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,180 | $7,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 4,776 | $7,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 585 | $7,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 521 | $7,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 6,909 | $6,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 94 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 162 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 66 | $6,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,861 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 85 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 103 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 97 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 102 | $6,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 395 | $6,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 230 | $6,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 375 | $6,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 513 | $6,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 600 | $6,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,308 | $6,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 748 | $6,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 903 | $6,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,286 | $6,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 420 | $6,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,106 | $6,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 415 | $6,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 600 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 200 | $6,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 399 | $6,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 4,444 | $6,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 272 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 3,235 | $6,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,369 | $6,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 795 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,675 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 201 | $6,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 848 | $6,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,676 | $6,000 | thousands by filing date | |
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| Ascena Retail Group Inc | 04351G200 | Common Stock | 3,076 | $4,000 | thousands by filing date | |
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| KINGSTONE COS INC | 496719105 | COMMON STOCK | 826 | $3,000 | thousands by filing date | |
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| Radcom Ltd | M81865111 | COM | 391 | $3,000 | thousands by filing date | |
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| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,522 | $3,000 | thousands by filing date | |
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| FAT BRANDS INC | 30258N105 | CLASS A COM | 860 | $3,000 | thousands by filing date | |
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| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,200 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 4,170 | $3,000 | thousands by filing date | |
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| ELECTROCORE INC | 28531P103 | COM | 3,153 | $3,000 | thousands by filing date | |
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| U S WELL SERVICES INC | 91274U101 | CLASS A | 5,142 | $3,000 | thousands by filing date | |
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| TRANSENTERIX INC | 89366M300 | COM | 5,479 | $3,000 | thousands by filing date | |
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| NESCO HLDGS INC | 64083J104 | COM | 653 | $3,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 237 | $3,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 277 | $3,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 325 | $3,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 293 | $3,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 281 | $3,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 59 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $2,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 198 | $2,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 277 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 31 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 85 | $2,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 7,200 | $2,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 190 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 56 | $2,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 165 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 146 | $2,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 379 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 100 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 112 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 269 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 200 | $2,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 184 | $2,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $2,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 233 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $2,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 82 | $2,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 175 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 300 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 771 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 11 | $2,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 376 | $2,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 203 | $2,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 582 | $2,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 776 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000005 | this filing | 2020-08-13 | acceptance time not in the bulk data set |