13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,841 holding rows worth $2,436,580,000.
- Accession
- 0001533421-20-000005
- Filer
- CIK 1533421
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 6,981 entries on the cover page, a total value of $2,436,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,436,580,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 33 | $2,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 220 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,910 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 100 | $2,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 1,022 | $2,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 164 | $2,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,507 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 292 | $2,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 405 | $2,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 174 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 688 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,864 | $2,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 463 | $2,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 108 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18 | $2,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 399 | $2,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 902 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 254 | $2,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 80 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 95 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 257 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 89 | $2,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 314 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 407 | $2,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 285 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 332 | $2,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 170 | $2,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 773 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 111 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 512 | $2,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 177 | $2,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 156 | $2,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 189 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 100 | $2,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 827 | $2,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 807 | $2,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 2,353 | $2,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 35 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 211 | $2,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $2,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 2,095 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 314 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 99 | $2,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 254 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 35 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 301 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 500 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 519 | $2,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 12 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,410 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 82 | $2,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,120 | $2,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 1,148 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 743 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 871 | $2,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 1,500 | $2,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 180 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 100 | $2,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 320 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 161 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 171 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 865 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 2,459 | $2,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 454 | $2,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 197 | $2,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 177 | $2,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 1,110 | $2,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,699 | $2,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 2,503 | $2,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 200 | $2,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 172 | $2,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 129 | $2,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 28 | $1,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 297 | $1,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 42 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 161 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 100 | $1,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 100 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 500 | $1,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 46 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 50 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 50 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 26 | $1,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 32 | $1,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 25 | $1,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 174 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 79 | $1,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 163 | $1,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 100 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 394 | $1,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 41 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 25 | $1,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 14 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 220 | $1,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 235 | $1,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 387 | $1,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 288 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 110 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 100 | $1,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 100 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 95 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 34 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 861 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 357 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 41 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 49 | $1,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 70 | $1,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 128 | $1,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 565 | $1,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 12 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 146 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 55 | $1,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 300 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 100 | $1,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 100 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 8 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 33 | $1,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 147 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 125 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 75 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 43 | $1,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 40 | $1,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 10 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 19 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 308 | $1,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 844 | $1,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 97 | $1,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 103 | $1,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 29 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 36 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 112 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 44 | $1,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 94 | $1,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 141 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 22 | $1,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 773 | $1,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 100 | $1,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,035 | $1,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 213 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 511 | $1,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 100 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 300 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 824 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 50 | $1,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 64 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 95 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 447 | $1,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 402 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 730 | $1,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 200 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 112 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,894 | $1,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 100 | $1,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 197 | $1,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 100 | $1,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 117 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 47 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 521 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 800 | $1,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 98 | $1,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 95 | $1,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 129 | $1,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 70 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,473 | $1,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 700 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 742 | $1,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 240 | $1,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 82 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 100 | $1,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 41 | $1,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 147 | $1,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 23 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 68 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 23 | $1,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 78 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 276 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 61 | $1,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,004 | $1,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 26 | $1,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 109 | $1,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 88 | $1,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 103 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 87 | $1,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 834 | $1,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 100 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 194 | $1,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 100 | $1,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 100 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 90 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 96 | $1,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 600 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 53 | $1,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 100 | $1,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 140 | $1,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 100 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 92 | $1,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 100 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 62 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 126 | $1,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 47 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 100 | $1,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARPOINT NEURO INC | 18507C103 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Up Fintech Holding Ltd | 91531W106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST INC | 08653C106 | SPONSORED ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 391 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIBRONIX INC | 63008J108 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FFBW INC MD | 30260M103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 894 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Blackrock 2022 Global In | 09258P104 | ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONGCHAO INC | G9897X107 | CL A | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646301 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERANT BANCORP INC | 023576200 | CL B | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDA MERGER CORP I | 58953M106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G879 | ULTPRO SHT MDCP | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y854 | Cmn | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000005 | this filing | 2020-08-13 | acceptance time not in the bulk data set |