13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,841 holding rows worth $2,436,580,000.
- Accession
- 0001533421-20-000005
- Filer
- CIK 1533421
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 6,981 entries on the cover page, a total value of $2,436,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,436,580,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 736 | $27,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,860 | $27,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 7,172 | $27,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,995 | $27,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,432 | $27,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,450 | $27,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,033 | $27,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 2,637 | $27,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 2,937 | $27,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 4,864 | $27,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,568 | $27,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,867 | $27,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,188 | $27,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 873 | $27,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,442 | $27,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 877 | $27,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,336 | $27,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 2,734 | $27,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 2,468 | $27,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,367 | $27,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 5,228 | $27,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,804 | $27,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 37,591 | $27,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 3,030 | $27,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 2,562 | $27,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 2,711 | $27,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 1,055 | $26,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 670 | $26,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,196 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 500 | $26,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 2,117 | $26,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,840 | $26,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 2,805 | $26,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,570 | $26,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,843 | $26,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,910 | $26,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,562 | $26,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,648 | $26,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,380 | $26,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,590 | $26,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 638 | $26,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,700 | $26,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 18,215 | $26,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,587 | $26,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,888 | $26,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,927 | $26,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,813 | $26,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 2,444 | $26,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,813 | $26,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 20,633 | $26,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,161 | $26,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 8,748 | $26,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,144 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,653 | $25,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 810 | $25,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,831 | $25,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,373 | $25,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,073 | $25,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 771 | $25,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,311 | $25,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,890 | $25,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,271 | $25,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 351 | $25,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,009 | $25,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,769 | $25,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,215 | $25,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,407 | $25,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 970 | $25,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,157 | $25,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,096 | $25,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 6,860 | $25,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1,294 | $25,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,956 | $25,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,947 | $25,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,622 | $25,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 36,094 | $25,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 2,749 | $25,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 5,098 | $25,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,200 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,382 | $24,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,015 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 278 | $24,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,585 | $24,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,344 | $24,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 793 | $24,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,040 | $24,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,700 | $24,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,053 | $24,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,104 | $24,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 510 | $24,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 133 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 836 | $24,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,473 | $24,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,646 | $24,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,180 | $24,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,173 | $24,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 2,431 | $24,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,409 | $24,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 57 | $23,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 746 | $23,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 4,446 | $23,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,160 | $23,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 946 | $23,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,410 | $23,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 23,037 | $23,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,949 | $23,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,757 | $23,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,367 | $23,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,670 | $23,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,395 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,970 | $23,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,891 | $23,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,886 | $23,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 9,137 | $23,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,341 | $23,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 2,328 | $23,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 2,339 | $23,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,287 | $22,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,376 | $22,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,247 | $22,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 252 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 765 | $22,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 5,754 | $22,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 7,479 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 361 | $22,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 21,138 | $22,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,932 | $22,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 81,689 | $22,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 936 | $22,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,099 | $22,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,252 | $22,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,257 | $22,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 6,337 | $22,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 65,000 | $22,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,891 | $22,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,279 | $22,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 3,833 | $22,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 14,076 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,573 | $22,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 15,135 | $22,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 801 | $22,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 27,808 | $22,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 2,034 | $22,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,344 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,000 | $21,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,117 | $21,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 156 | $21,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,607 | $21,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,989 | $21,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 752 | $21,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,537 | $21,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,804 | $21,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 17,486 | $21,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 466 | $21,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,584 | $21,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 20,902 | $21,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,620 | $21,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 770 | $21,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,288 | $21,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 41,045 | $21,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 6,213 | $21,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 6,949 | $21,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,610 | $21,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 17,625 | $21,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 22,902 | $21,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 1,351 | $21,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 78,673 | $21,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 485 | $20,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,273 | $20,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 6,492 | $20,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,084 | $20,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,565 | $20,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 423 | $20,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 8,168 | $20,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 184 | $20,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,422 | $20,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,183 | $20,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,217 | $20,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 5,722 | $20,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,640 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 793 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,149 | $20,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,922 | $20,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 770 | $20,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,100 | $20,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,759 | $20,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,704 | $20,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,060 | $20,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 9,786 | $20,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,430 | $20,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 6,310 | $20,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 542 | $20,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 2,446 | $20,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 412 | $20,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 46,992 | $20,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,563 | $20,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,698 | $20,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 44,717 | $20,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 1,888 | $20,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 4,226 | $19,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 7,363 | $19,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 86 | $19,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,299 | $19,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 702 | $19,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 14 | $19,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,230 | $19,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,598 | $19,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,669 | $19,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 1,355 | $19,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,561 | $19,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 36,137 | $19,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,743 | $19,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,826 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 4,802 | $19,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 4,759 | $19,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,318 | $19,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 400 | $19,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,073 | $19,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 35,755 | $19,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,528 | $19,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 275 | $19,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 26,185 | $19,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 15,204 | $19,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,519 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 680 | $18,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 125 | $18,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 359 | $18,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 243 | $18,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 380 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 561 | $18,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,435 | $18,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 7,437 | $18,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,432 | $18,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,102 | $18,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,891 | $18,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,312 | $18,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,400 | $18,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 865 | $18,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,466 | $18,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,382 | $18,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 11,449 | $18,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 2,298 | $18,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 9,574 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 452 | $18,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 4,632 | $18,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 33,732 | $18,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 11,284 | $18,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,912 | $18,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,703 | $18,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,046 | $18,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 29,576 | $18,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,246 | $18,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,805 | $18,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 154 | $17,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 190 | $17,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 215 | $17,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 124 | $17,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 277 | $17,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,149 | $17,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,198 | $17,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 685 | $17,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 982 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 536 | $17,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,139 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 653 | $17,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,796 | $17,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 43,436 | $17,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 616 | $17,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,103 | $17,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,363 | $17,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,707 | $17,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,891 | $17,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,485 | $17,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,260 | $17,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,634 | $17,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 8,603 | $17,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 1,637 | $17,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,983 | $17,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 3,078 | $17,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 100 | $16,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 647 | $16,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,542 | $16,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,735 | $16,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 7,808 | $16,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,364 | $16,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,820 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 394 | $16,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,100 | $16,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,884 | $16,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,125 | $16,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 2,976 | $16,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,218 | $16,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,318 | $16,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 4,980 | $16,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 403 | $16,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 4,991 | $16,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 5,308 | $16,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,931 | $16,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,873 | $16,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,948 | $16,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 8,622 | $16,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 428 | $16,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 457 | $16,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 4,595 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 600 | $16,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 7,986 | $16,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 4,491 | $16,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 8,631 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 762 | $15,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 626 | $15,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,052 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,200 | $15,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 525 | $15,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $15,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,078 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 209 | $15,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,061 | $15,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 725 | $15,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 438 | $15,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 369 | $15,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 139 | $15,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 545 | $15,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 111 | $15,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,455 | $15,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,958 | $15,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,705 | $15,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 502 | $15,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 6,646 | $15,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 643 | $15,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,159 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 200 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $15,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 3,473 | $15,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 431 | $15,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,148 | $15,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 280 | $15,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,674 | $15,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,586 | $15,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 49,298 | $15,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 7,542 | $15,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,053 | $15,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,000 | $15,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 3,085 | $15,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,321 | $15,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,237 | $15,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 8,205 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 18,196 | $15,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 73,933 | $15,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,158 | $15,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,224 | $15,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 3,243 | $15,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 22,043 | $15,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 1,418 | $15,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 30,626 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E489 | DAILY BEAR 3X | 2,152 | $15,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 126 | $14,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,098 | $14,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 210 | $14,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 728 | $14,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 200 | $14,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,182 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 101 | $14,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,209 | $14,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,390 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 155 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 559 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,030 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 269 | $14,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 5,306 | $14,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 890 | $14,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 4,104 | $14,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 5,776 | $14,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,095 | $14,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 450 | $14,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,713 | $14,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,141 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 582 | $14,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,060 | $14,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,286 | $14,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,539 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 3,558 | $14,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,556 | $14,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 2,703 | $14,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 16,495 | $14,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 15,557 | $14,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 5,292 | $14,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 1,660 | $14,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 465 | $13,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 163 | $13,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 347 | $13,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,768 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 207 | $13,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 44 | $13,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,469 | $13,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,798 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 283 | $13,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,049 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 377 | $13,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 6,237 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 178 | $13,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 432 | $13,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 16,322 | $13,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,515 | $13,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 6,473 | $13,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 9,049 | $13,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 194 | $13,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,104 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 3,420 | $13,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 13,420 | $13,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 6,010 | $13,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 8,648 | $13,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,841 | $13,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 300 | $13,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 300 | $13,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,135 | $13,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,616 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 439 | $12,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 145 | $12,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 350 | $12,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 123 | $12,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 719 | $12,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,205 | $12,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,952 | $12,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 481 | $12,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,142 | $12,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 705 | $12,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 10,183 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,063 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 269 | $12,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 5,427 | $12,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,150 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 406 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 210 | $12,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 8,098 | $12,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 6,221 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 458 | $12,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,717 | $12,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 14,508 | $12,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 224 | $12,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 658 | $12,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 22,317 | $12,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 7,800 | $12,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,377 | $12,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,899 | $12,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,464 | $12,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,001 | $12,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 6,038 | $12,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 850 | $12,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,870 | $12,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 15,894 | $12,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,325 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 34,814 | $12,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 907 | $12,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 189 | $11,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 204 | $11,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 188 | $11,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,374 | $11,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 707 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 889 | $11,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 213 | $11,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,117 | $11,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 4,199 | $11,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,636 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 606 | $11,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 727 | $11,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 862 | $11,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 494 | $11,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 718 | $11,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,873 | $11,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,987 | $11,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,207 | $11,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 3,777 | $11,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,112 | $11,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 722 | $11,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 2,261 | $11,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,237 | $11,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,237 | $11,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 14,676 | $11,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 7,105 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,555 | $11,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,126 | $11,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,296 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,098 | $11,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,044 | $11,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,435 | $11,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 4,099 | $11,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 1,007 | $11,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 1,115 | $11,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 300 | $11,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 8,805 | $11,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 2,943 | $11,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 7,835 | $11,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 1,108 | $11,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,120 | $10,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 424 | $10,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 296 | $10,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,210 | $10,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 798 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 87 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000005 | this filing | 2020-08-13 | acceptance time not in the bulk data set |