13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 4,556 holding rows worth $1,046,898,000.
- Accession
- 0001533421-16-000011
- Filer
- CIK 1533421
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 6,142 entries on the cover page, a total value of $1,046,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,046,943,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 304 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 187 | $4,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 80 | $4,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 286 | $4,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 278 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,713 | $4,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 107 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 64 | $4,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 192 | $4,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 996 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 180 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 380 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 153 | $4,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 140 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $4,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 223 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 110 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 200 | $4,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 200 | $4,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 300 | $4,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 55 | $4,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 247 | $4,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 400 | $4,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,100 | $4,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,220 | $4,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 64 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 200 | $4,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 284 | $4,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 201 | $4,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 435 | $4,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 114 | $4,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 246 | $4,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 676 | $4,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 698 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 983 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 287 | $4,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 785 | $4,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 302 | $4,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 404 | $4,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 109 | $4,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 198 | $4,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 150 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 151 | $4,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 967 | $4,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 113 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100 | $4,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 263 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 127 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 200 | $4,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 760 | $4,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 734 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 100 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,039 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 100 | $4,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 136 | $4,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 2,262 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 300 | $4,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 202 | $4,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,275 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 32 | $4,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 300 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 101 | $4,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 700 | $4,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 213 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 100 | $4,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 300 | $4,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 2,090 | $4,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,015 | $4,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 407 | $4,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 759 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 139 | $4,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 234 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 600 | $4,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 221 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 372 | $4,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 320 | $4,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 700 | $4,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 198 | $4,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 776 | $4,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 199 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 174 | $4,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,152 | $4,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 679 | $4,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,816 | $4,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 80 | $4,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 164 | $4,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 716 | $4,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,216 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 4,632 | $4,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 416 | $4,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 500 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 225 | $4,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 676 | $4,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,004 | $4,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 440 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 421 | $4,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 578 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 99 | $4,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 379 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 32 | $4,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 400 | $4,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 408 | $4,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 596 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 100 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 84 | $4,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 161 | $4,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 736 | $4,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 3,569 | $4,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 2,095 | $4,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 653 | $4,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 301 | $4,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 658 | $4,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 394 | $4,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 113 | $4,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 832 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 132 | $4,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 500 | $4,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 367 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 900 | $4,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 435 | $4,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 955 | $4,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 875 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,009 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 582 | $4,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 323 | $4,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 882 | $4,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,039 | $4,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 740 | $4,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,220 | $4,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 900 | $4,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 1,740 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 500 | $4,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 900 | $4,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 700 | $4,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 303 | $4,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 171 | $4,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 368 | $4,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 334 | $4,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 1,741 | $4,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 1,198 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G607 | RESTAURANT ETF | 168 | $4,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 99 | $4,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 508 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 92 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 79 | $3,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 75 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 248 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 34 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 500 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 500 | $3,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 171 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 600 | $3,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 49 | $3,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 443 | $3,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 378 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 92 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 112 | $3,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 88 | $3,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 300 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $3,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 40 | $3,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 800 | $3,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 200 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 146 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 135 | $3,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $3,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 356 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 100 | $3,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 184 | $3,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 51 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $3,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 288 | $3,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 162 | $3,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 75 | $3,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 67 | $3,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 31 | $3,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 200 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 319 | $3,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 61 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,921 | $3,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 300 | $3,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 294 | $3,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 753 | $3,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 200 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 238 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 300 | $3,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 71 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 104 | $3,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 236 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 245 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 217 | $3,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 643 | $3,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 299 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 195 | $3,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 270 | $3,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 187 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 76 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 230 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 697 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 400 | $3,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $3,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 101 | $3,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 300 | $3,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 100 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 397 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 200 | $3,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 169 | $3,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 548 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 694 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 347 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 74 | $3,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 108 | $3,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 245 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 672 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 100 | $3,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 754 | $3,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 499 | $3,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 570 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 200 | $3,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 101 | $3,000 | thousands by filing date | |
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| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 167 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 279 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 191 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 899 | $2,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 378 | $2,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 200 | $2,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 200 | $2,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 193 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 300 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 111 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 400 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 208 | $2,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 100 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 148 | $2,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 52 | $2,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 52 | $2,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 659 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 67 | $2,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 10 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 60 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 796 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 356 | $2,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 31 | $2,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 79 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 333 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 117 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 121 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 224 | $2,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,443 | $2,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 172 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 313 | $2,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 732 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000011 | this filing | 2016-08-10 | acceptance time not in the bulk data set |