13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 4,556 holding rows worth $1,046,898,000.
- Accession
- 0001533421-16-000011
- Filer
- CIK 1533421
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 6,142 entries on the cover page, a total value of $1,046,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,046,943,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 500 | $15,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,405 | $15,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 17,797 | $15,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,374 | $15,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,800 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,172 | $15,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,095 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 499 | $15,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,830 | $15,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 5,084 | $15,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,419 | $15,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 982 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 400 | $15,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 392 | $15,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 1,582 | $15,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 1,770 | $15,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,366 | $15,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 108 | $14,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 738 | $14,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 675 | $14,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,626 | $14,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 69 | $14,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 293 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 777 | $14,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,905 | $14,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 121 | $14,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 772 | $14,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 981 | $14,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 641 | $14,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,251 | $14,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 451 | $14,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 971 | $14,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,834 | $14,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 812 | $14,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 750 | $14,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,049 | $14,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 494 | $14,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 515 | $14,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 483 | $14,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,376 | $14,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 1,213 | $14,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,753 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 260 | $14,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 240 | $14,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 280 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 527 | $14,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,097 | $14,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 560 | $14,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,080 | $14,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,177 | $14,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,241 | $14,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 832 | $14,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 719 | $14,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,011 | $14,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 7,430 | $14,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 9,359 | $14,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 524 | $14,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 10,974 | $14,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,953 | $14,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 835 | $14,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 900 | $14,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 205 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 215 | $14,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 909 | $14,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,111 | $14,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 3,931 | $14,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 2,737 | $14,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 646 | $14,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 555 | $14,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 895 | $14,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 1,420 | $14,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 864 | $14,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 903 | $13,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 417 | $13,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,229 | $13,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 738 | $13,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 257 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 263 | $13,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 590 | $13,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 190 | $13,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,270 | $13,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,022 | $13,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,177 | $13,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 2,369 | $13,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 224 | $13,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,631 | $13,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 500 | $13,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 269 | $13,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 607 | $13,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 76 | $13,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 500 | $13,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 676 | $13,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,589 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 795 | $13,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 419 | $13,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 911 | $13,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,037 | $13,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 478 | $13,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 450 | $13,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 486 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 300 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 720 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 401 | $13,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 243 | $13,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 634 | $13,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 808 | $13,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 400 | $13,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 667 | $13,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 892 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 29,200 | $13,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,004 | $13,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,146 | $13,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 774 | $13,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,642 | $13,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 432 | $13,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 426 | $13,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,012 | $13,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 628 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 278 | $13,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 163 | $13,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 27,293 | $13,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 124 | $13,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,612 | $13,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,792 | $13,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 6,082 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 510 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,253 | $13,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 518 | $13,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 334 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 416 | $13,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,716 | $13,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,113 | $13,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,332 | $13,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,037 | $13,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 1,227 | $13,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 1,232 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 645 | $13,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 900 | $12,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 118 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 300 | $12,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,181 | $12,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 308 | $12,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 396 | $12,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 929 | $12,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 417 | $12,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,771 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,300 | $12,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 913 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 600 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 600 | $12,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 352 | $12,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 793 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 597 | $12,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 136 | $12,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,361 | $12,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 466 | $12,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 899 | $12,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 373 | $12,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 499 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,114 | $12,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 543 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 446 | $12,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 875 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 234 | $12,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 2,556 | $12,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 212 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 722 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 297 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 397 | $12,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 780 | $12,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 650 | $12,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 400 | $12,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 647 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,225 | $12,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 533 | $12,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 21,395 | $12,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 394 | $12,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 887 | $12,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,600 | $12,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,283 | $12,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 867 | $12,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,008 | $12,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 260 | $12,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,556 | $12,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 4,920 | $12,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 921 | $12,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 319 | $12,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 780 | $12,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,359 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 100 | $12,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 638 | $12,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 678 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 602 | $12,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 800 | $12,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,487 | $12,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 863 | $12,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,766 | $12,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 1,850 | $12,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 532 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 624 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 459 | $12,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,213 | $12,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,505 | $12,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 300 | $11,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 328 | $11,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 189 | $11,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 78 | $11,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 946 | $11,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 458 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 360 | $11,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 408 | $11,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 674 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 90 | $11,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 388 | $11,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,354 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 750 | $11,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,043 | $11,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 699 | $11,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 267 | $11,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,181 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 100 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,062 | $11,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 320 | $11,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 200 | $11,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 2,201 | $11,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,123 | $11,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 296 | $11,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 427 | $11,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 677 | $11,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 415 | $11,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 184 | $11,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,428 | $11,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,451 | $11,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 854 | $11,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,508 | $11,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 185 | $11,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 1,060 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 7,504 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 300 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 300 | $11,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 660 | $11,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 717 | $11,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 463 | $11,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 5,400 | $11,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 293 | $11,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 396 | $11,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 897 | $11,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 950 | $11,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 319 | $11,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 600 | $11,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 7,157 | $11,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 397 | $11,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 792 | $11,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 6,255 | $11,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 972 | $11,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 1,182 | $11,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,765 | $11,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 4,056 | $11,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,611 | $11,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,242 | $11,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 2,859 | $11,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 815 | $11,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 688 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 247 | $11,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 674 | $11,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 922 | $11,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 600 | $11,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 700 | $11,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 612 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 384 | $11,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 407 | $11,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,203 | $11,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 6,712 | $11,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 300 | $11,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 1,766 | $11,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 528 | $11,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 315 | $10,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,966 | $10,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 177 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,176 | $10,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 300 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 155 | $10,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 354 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 700 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 300 | $10,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 532 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 900 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 300 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 345 | $10,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 444 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 96 | $10,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 796 | $10,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 337 | $10,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 759 | $10,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 416 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 100 | $10,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,700 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 600 | $10,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 590 | $10,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 551 | $10,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 780 | $10,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 401 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 994 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 600 | $10,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 425 | $10,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 611 | $10,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 533 | $10,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 283 | $10,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 489 | $10,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 686 | $10,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 844 | $10,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,317 | $10,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 522 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 346 | $10,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 464 | $10,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,528 | $10,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,644 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 414 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 960 | $10,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 325 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 365 | $10,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 353 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $10,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 700 | $10,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 846 | $10,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 370 | $10,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,290 | $10,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 190 | $10,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 473 | $10,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 301 | $10,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,042 | $10,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 357 | $10,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 27,451 | $10,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 534 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 898 | $10,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 51 | $10,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 302 | $10,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,273 | $10,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,247 | $10,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 327 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 200 | $10,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $10,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 800 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 168 | $10,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 427 | $10,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,856 | $10,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 168 | $10,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 6,782 | $10,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 969 | $10,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 877 | $10,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,709 | $10,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,270 | $10,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,376 | $10,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 497 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 623 | $10,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 423 | $10,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 422 | $10,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 614 | $10,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 680 | $10,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 850 | $10,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 1,913 | $10,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 300 | $10,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 600 | $10,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 612 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 326 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 310 | $10,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 222 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 255 | $10,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 8,260 | $10,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 441 | $10,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 868 | $10,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,364 | $10,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 379 | $10,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,800 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 200 | $10,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 1,003 | $10,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 600 | $10,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 478 | $10,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 900 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 570 | $10,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 585 | $10,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 100 | $10,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 826 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 405 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 82 | $10,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 600 | $10,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 4,445 | $10,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 740 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 238 | $10,000 | thousands by filing date | |
| MEDALLION FINL CORP | 583928205 | SR NT CONV 21 | 398 | $10,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 229 | $9,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 982 | $9,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 534 | $9,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,402 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 412 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 125 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 301 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 264 | $9,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 825 | $9,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 400 | $9,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 211 | $9,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 469 | $9,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,520 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 637 | $9,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 700 | $9,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 500 | $9,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 143 | $9,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 600 | $9,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 900 | $9,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 900 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 538 | $9,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 568 | $9,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 400 | $9,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 272 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 500 | $9,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 701 | $9,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 880 | $9,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 536 | $9,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 670 | $9,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 968 | $9,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,591 | $9,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 744 | $9,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 979 | $9,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 560 | $9,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 716 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 299 | $9,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,103 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 410 | $9,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 400 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 443 | $9,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,260 | $9,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,501 | $9,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 918 | $9,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 677 | $9,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,155 | $9,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,700 | $9,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,234 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 500 | $9,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 490 | $9,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 879 | $9,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 400 | $9,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 815 | $9,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 2,490 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 535 | $9,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,300 | $9,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 800 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 313 | $9,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,272 | $9,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,311 | $9,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 6,449 | $9,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 616 | $9,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 329 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,327 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,142 | $9,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,076 | $9,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 5,721 | $9,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 5,677 | $9,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 484 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 380 | $9,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 2,872 | $9,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 800 | $9,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 587 | $9,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 3,180 | $9,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 461 | $9,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 600 | $9,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 7,713 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 301 | $9,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,125 | $9,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 900 | $9,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,349 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 572 | $9,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 976 | $9,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 600 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,428 | $9,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 531 | $9,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 378 | $9,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,148 | $9,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 1,110 | $9,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 952 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 720 | $9,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 872 | $9,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 1,645 | $9,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 907 | $9,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 554 | $9,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,282 | $8,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 310 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 185 | $8,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 37 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-16-000011 | this filing | 2016-08-10 | acceptance time not in the bulk data set |